Registered Investment Companies:
Open-End Mutual Funds, Exchange Traded Funds (ETFs) & Related Products

Recently Released!!!
Date Published: March 16, 2023
Summary PowerPoint Deck: 422 Slides

Reference PowerPoint Deck: 864 Slides

The purpose of this research is to provide readers with an initial understanding of the registered investment companies market, including open-end mutual funds, exchange traded funds (ETFs), closed-end mutual funds, & unit investment trusts. Tiburon offers separate research on each of those four underlying topics. This research summarizes the highlights of those research topics.

This research addresses the key historical phases of registered investment companies, including:
  • Formation Phase
  • Expansion Phase
  • Exchange Traded Funds (ETFs) Emergence Phase

This research addresses the key market segments for registered investment companies, including:

  • Open-End Mutual Funds
  • Exchange Traded Funds (ETFs)
  • Closed-End Mutual Funds
  • Unit Investment Trusts
And this research makes several future predictions for registered investment companies, including:
  • Moderate Market Growth for Registered Investment Companies
  • Exchange Traded Funds (ETFs) to Capture Majority of Net Flows
  • Huge Non-United States Opportunity (UCITs)
  • Consolidation of Registered Investment Companies Sponsors
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