Tiburon CEO Summit XLIV - Meeting Agenda

Tiburon CEO Summit XLIV will officially start at 7:45am on Tuesday, May 2, 2023, at the InterContinental Boston Hotel, Boston, MA, include a group dinner that night, and finish at 1:00pm on Wednesday, May 3, 2023.

More casually, Tiburon CEO Summit XLIV will begin with a welcome reception on Monday, May 1, 2023, at 5:00pm.


Meeting Agenda

The planned agenda is as follows:

Monday, May 1, 2023

5:00pm-8:00pm: Welcome Reception Featuring Wine Tasting & Local Specialty Appetizers

  • Location: InterContinental Boston Hotel

Tuesday, May 2, 2023

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XLIV Welcome

  • Presented by Abby Salameh, Chief Marketing Officer, CAIS

Moderator
Abby Salameh
 Chief Marketing Officer
CAIS

 

 

 

 

8:00am-9:00am: Ask the Clients Panel Discussion

  • Facilitated by Lori Hardwick, Senior Advisor, Genstar Capital
  • Clients
    • Client 1: Bill M.
    • Client 2: Laurie R.
    • Client 3: Peter M.
    • Client 4: Richard W.

Facilitator
Lori Hardwick
 Senior Advisor
Genstar Capital





9:00am-9:15am: Break

9:15am-10:45am: Tiburon CEO Summit XLIV - Keynote Presentation

  • The Future of Wealth & Investment Management
  • Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Introduced by Abby Salameh, Chief Marketing Officer, CAIS

Keynote Presenter
Chip Roame
Managing Partner
Tiburon Strategic Advisors



10:45am-11:00am: Break

11:00am-12:15pm: Tiburon Talks: Strategic Views from Wealth & Investment Management Consulting Firms

  • Introduced by Craig Wietz, President, First Rate
  • Topic: Retaining High Net Worth Clients and Capturing Money in Motion
    • Evan Siegal, Partner, Asset & Wealth Management, PwC Strategy&
  • Topic: Moving the Needle in Accelerating Sustainability Investing
    • Cara Williams, Senior Partner, Global ESG and Sustainability, Mercer Investments
  • Topic: The Key Enablers for Growth of Private Assets in Retail Wealth Management
    • Thomas Olsen, Partner, Web3, Digital Asset, & Metaverse Practice, Bain & Company
  • Topic: Outlook on Innovation
    • Roger Park, Partner, Innovation, Ernst & Young

Introducer
Craig Wietz
 President
First Rate

Speaker
Evan Siegal
 Partner
Asset & Wealth Management
PwC Strategy&

Speaker
Cara Williams
 Senior Partner
Global ESG and Sustainability
Mercer Investments

Speaker
Thomas Olsen
 Partner
Web3, Digital Asset, & Metaverse Practice
Bain & Company

Speaker
Roger Park
 Partner
Innovation
Ernst & Young

12:15pm-12:45pm: Casual Lunch Break

  • Please enjoy the provided lunch and bring it back to the afternoon sessions, taking the opportunity to network with other attendees during the break

12:45pm-1:00pm: Tiburon Impact Adventures

  • Speakers
    • Craig Wietz, President, First Rate
    • Coming Soon

Speaker
Craig Wietz
 President
First Rate

Speaker

 

 


1:00pm-2:00pm: Wealth Management CEOs Panel Discussion

  • Facilitated by Rob Klapprodt, Chief Strategy Officer, Vestmark
  • Speakers
    • Joe Duran, Former CEO, Goldman Sachs Personal Financial Management
    • Tash Elwyn, CEO, Raymond James & Associates
    • Ed Murphy, CEO, Empower
    • Karin Risi, Managing Director, Strategy, Product, Marketing, & Communications, The Vanguard Group

Facilitator
Rob Klapprodt
 Chief Strategy Officer
Vestmark

Speaker
Joe Duran
 Former CEO
Goldman Sachs Personal Financial Management

Speaker
Tash Elwyn
 CEO
Raymond James & Associates

Speaker
Ed Murphy
 CEO
Empower

Speaker
Karin Risi
 Managing Director
Strategy, Product, Marketing, & Communications
The Vanguard Group

2:00pm-2:15pm: Break

2:15pm-3:15pm: Investment Management CEOs Panel Discussion

  • Facilitated by Dana D'Auria, President, Envestnet Solutions
  • Speakers
    • Onur Erzan, Business Head, Private Wealth & Global Client Group, AllianceBernstein
    • Dan Fuss, Vice Chairman, Loomis, Sayles, & Company
    • Jasmine Jirele, CEO, Allianz Life Insurance Company of North America
    • Stephanie Pierce, CEO, Dreyfus, Mellon & Exchange Traded Funds, The Bank of New York Mellon Corporation

Facilitator
Dana D'Auria
 President
Envestnet Solutions

Speaker
Onur Erzan
 Business Head
Private Wealth & Global Client Group
AllianceBernstein

Speaker
Dan Fuss
 Vice Chairman
Loomis, Sayles, & Company

Speaker
Jasmine Jirele
 CEO
Allianz Life Insurance Company of North America

Speaker
Stephanie Pierce
 CEO
Dreyfus, Mellon & Exchange Traded Funds
The Bank of New York Mellon Corporation

3:15pm-3:30pm: Break

3:30pm-3:45pm: Excellent Adventures

  • Speakers
    • Eric Clarke, CEO, Orion Advisor Solutions
    • Skip Schweiss, CEO, Sierra Investment Management

Speaker
Eric Clarke
 CEO
Orion Advisor Solutions

Speaker
Skip Schweiss
 CEO
Sierra Investment Management

 

 


3:45pm-5:00pm: Tiburon Talks: Strategic & Tactical Views from Wealth & Investment Management Industry Leaders

  • Introduced by Cheryl Nash, CEO, Financial Supermarket, InvestCloud
  • Topic: Wealth Management as a People Business
    • Craig Pfeiffer, CEO, Money Management Institute (MMI)
  • Topic: Coming Soon
    • Keith Styrcula, Chairman, Structured Products Association
  • Topic: Coming Soon
    • Brian Hamburger, CEO, MarketCounsel
  • Topic: Developing & Scaling Comprehensive Client Centric Advice
    • Tom Rieman, Business Head, Wealth Solutions, JD Power

Introducer
Cheryl Nash
 CEO
Financial Supermarket
InvestCloud

Speaker
Craig Pfeiffer
 CEO
Money Management Institute (MMI)

Speaker
Keith Styrcula
 Chairman
Structured Products Association

Speaker
Brian Hamburger
 CEO
MarketCounsel

Speaker
Tom Rieman
 Business Head
Wealth Solutions
JD Power

5:00pm-9:00pm: Tiburon CEO Summit XLIV Group Dinner

  • Location: InterContinental Boston Hotel
  • 5:00pm-7:00pm: Cocktails & Appetizers
    • 5:30pm-6:15pm: Tiburon Fireside Chat
      • Prior Tiburon CEO Summit Award Recipient Fireside Chat
      • Featuring Bill McNabb (Former CEO, The Vanguard Group)
      • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

      Facilitator
      Chip Roame
      Managing Partner
      Tiburon Strategic Advisors

      Prior Award Recipient
      Bill McNabb
       Former CEO
      The Vanguard Group

       

       


  • 7:00pm-9:00pm: Group Dinner

Wednesday, May 3, 2023

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the CEO Roundtables

8:00am-12:45pm: CEO Roundtable Parallel Tracks

Track I:
Investment Management		 Track II:
Wealth Management		 Track III:
Strategic Opportunities

i. Exchange Traded Funds (ETFs): Active ETFs Now Growing through Open-End Mutual Fund Conversions, Quantitative Investment Strategies, & More

i. Leading-Edge Fee-Based Financial Advisors (RIAs), Including Robo Advisors, & Other Leading-Edge B2C Models

i. Venture Capital & Growth Equity: Investing Opportunities in B2C & B2B WealthTech

ii. Customized Separately Managed Accounts: Direct Indexing & ESG

ii. Independent Advisor Channels & Break-Away Broker Platforms

ii. WealthTech Firms Mergers & Acquisitions (Including Private Equity Buyers)

iii. Alternative Investments: Private Markets, Real Estate, & Much More

iii. Turnkey Asset Management Programs, Model Marketplaces, & Wholesale Robo Advisors

iii. Wealth Management Firms Mergers & Acquisitions (Including Private Equity Buyers)

iv. Full-Service Wealth Management: Annuities, Life Insurance, Credit, Trusts, & More

iv. Leading WealthTech Single Point Solutions: CRM, Financial Planning, & More

iv. Investment Management Firms Mergers & Acquisitions (Including Private Equity Buyers)

8:00am-9:00am: CEO Roundtable Discussions

  • Track I: Investment Management: Exchange Traded Funds (ETFs): Active ETFs Now Growing through Open-End Mutual Fund Conversions, Quantitative Investment Strategies, & More
    • Facilitated by Anton Honikman, CEO, MyVest
    • Speakers
      • Nancy Davis, Managing Partner, Quadratic Capital Management
      • Anthony Rochte, Business Head, Exchange Traded Funds (ETFs), Morgan Stanley Investment Management
      • Katie Stockton, CEO, Fairlead Strategies
      • Coming Soon
      • Coming Soon

    Facilitator
    Anton Honikman
     CEO
    MyVest

    Speaker
    Nancy Davis
     Managing Partner
    Quadratic Capital Management

    Speaker
    Anthony Rochte
     Business Head
    Exchange Traded Funds (ETFs)
    Morgan Stanley Investment Management

    Speaker
    Katie Stockton
     CEO
    Fairlead Strategies

    Speaker

    Speaker

  • Track II: Wealth Management: Leading-Edge Fee-Based Financial Advisors (RIAs), Including Robo Advisors, & Other Leading-Edge B2C Models
    • Facilitated by Heather Rosato, Chief Marketing Officer, DPL Financial Partners
    • Speakers
      • Josh Brown, CEO, Ritholtz Wealth Management
      • Julia Carlson, CEO, Financial Freedom Wealth Management Group
      • Kevin Fitzwilson, Managing Partner, Coldstream Holdings
      • David Peacock, CEO, Messick, Peacock, & Associates
      • Mario Ramos, CEO, Adviser Investments

    Facilitator
    Heather Rosato
     Chief Marketing Officer
    DPL Financial Partners

    Speaker
    Josh Brown
     CEO
    Ritholtz Wealth Management

    Speaker
    Julia Carlson
     CEO
    Financial Freedom Wealth Management Group

    Speaker
    Kevin Fitzwilson
     Managing Partner
    Coldstream Holdings

    Speaker
    David Peacock
     CEO
    Messick, Peacock, & Associates

    Speaker
    Mario Ramos
     CEO
    Adviser Investments

  • Track III: Strategic Opportunities: Venture Capital & Growth Equity: Investing Opportunities in B2C & B2B WealthTech
    • Facilitated by Chris Shutler, Managing Director, Strategic Development & Market Intelligence, Envestnet
    • Speakers
      • Rick Kushel, Partner, FINTOP Capital
      • Hans Morris, Managing Partner, Nyca Partners
      • Dan Rosen, General Partner, Commerce Ventures
      • Colin Savage, Partner, Atlas Merchant Capital
      • Ian Sheridan, Managing Director, Vestigo Ventures

    Facilitator
    Chris Shutler
     Managing Director
    Strategic Development & Market Intelligence
    Envestnet

    Speaker
    Rick Kushel
     Partner
    FINTOP Capital

    Speaker
    Hans Morris
     Managing Partner
    Nyca Partners

    Speaker
    Dan Rosen
     General Partner
    Commerce Ventures

    Speaker
    Colin Savage
     Partner
    Atlas Merchant Capital

    Speaker
    Ian Sheridan
     Managing Director
    Vestigo Ventures

9:00am-9:15am: Break

9:15am-10:15am: CEO Roundtable Discussions

  • Track I: Investment Management: Customized Separately Managed Accounts: Direct Indexing & ESG
    • Facilitated by Bill Wostoupal, Executive Vice President, Orion OCIO, Orion Advisor Solutions
    • Speakers
      • Paul Gamble, CEO, 55ip
      • Jerry Michael, President, Smartleaf
      • Liz Michaels, Co-Business Head, Aperio Group
      • Samir Vasavada, CEO, Vise
      • Coming Soon

    Facilitator
    Bill Wostoupal
     Executive Vice President
    Orion OCIO
    Orion Advisor Solutions

    Speaker
    Paul Gamble
     CEO
    55ip

    Speaker
    Jerry Michael
     President
    Smartleaf

    Speaker
    Liz Michaels
     Co-Business Head
    Aperio Group

    Speaker
    Samir Vasavada
     CEO
    Vise

    Speaker

  • Track II: Wealth Management: Independent Advisor Channels & Break-Away Broker Platforms
    • Facilitated by Tom Smith, Chief Growth Officer, DPL Financial Partners
    • Speakers
      • Chuck Failla, CEO, Sovereign Financial Group
      • Ray Sclafani, CEO, ClientWise
      • John Tyers, Business Head, Independent Advisor Group, Wells Fargo Advisors
      • Chris Walters, CEO, Avantax
      • Coming Soon

    Facilitator
    Tom Smith
     Chief Growth Officer
    DPL Financial Partners

    Speaker
    Chuck Failla
     CEO
    Sovereign Financial Group

    Speaker
    Ray Sclafani
     CEO
    ClientWise

    Speaker
    John Tyers
     Business Head
    Independent Advisor Group
    Wells Fargo Advisors

    Speaker
    Chris Walters
     CEO
    Avantax

    Speaker

  • Track III: Strategic Opportunities: WealthTech Firms Mergers & Acquisitions (Including Private Equity Buyers)
    • Facilitated by Rich Aneser, Chief Strategy Officer, Envestnet
    • Speakers
      • Adam Green, CEO, YieldX
      • Pete Hess, President, Mid-Market Division, InvestCloud
      • Randy Little, Managing Director, Financial Technology Partners
      • Rob Madej, CEO, PureFacts WealthTech Solutions
      • Tim Monnin, Business Head, FinTech Investment Banking, KeyBanc Capital Markets

    Facilitator
    Rich Aneser
     Chief Strategy Officer
    Envestnet

    Speaker
    Adam Green
     CEO
    YieldX

    Speaker
    Pete Hess
     President
    Mid-Market Division
    InvestCloud

    Speaker
    Randy Little
     Managing Director
    Financial Technology Partners

    Speaker
    Rob Madej
     CEO
    PureFacts WealthTech Solutions

    Speaker
    Tim Monnin
     Business Head
    FinTech Investment Banking
    KeyBanc Capital Markets

10:15am-10:30am: Break

10:30am-11:30am: CEO Roundtable Discussions

  • Track I: Investment Management: Alternative Investments: Private Markets, Real Estate, & Much More
    • Facilitated by Randy Lambert, Executive Vice President, Technology Operations, Orion Advisor Solutions
    • Speakers
      • Toussaint Bailey, CEO, Uplifting Capital
      • Jason Barsema, President, Halo Investing
      • Carter Malloy, CEO, AcreTrader
      • Carl Tippit, President, Clearstead Advisors
      • Frank Trotter, President, Battle Financial
      • Joe Ujobai, CEO, Alternative Investment Exchange (AIX)

    Facilitator
    Randy Lambert
     Executive Vice President
    Technology Operations
    Orion Advisor Solutions

    Speaker
    Toussaint Bailey
     CEO
    Uplifting Capital

    Speaker
    Jason Barsema
     President
    Halo Investing

    Speaker
    Carter Malloy
     CEO
    AcreTrader

    Speaker
    Carl Tippit
     President
    Clearstead Advisors

    Speaker
    Frank Trotter
     President
    Battle Financial

    Speaker
    Joe Ujobai
     CEO
    Alternative Investment Exchange (AIX)

  • Track II: Wealth Management: Turnkey Asset Management Programs, Model Marketplaces, & Wholesale Robo Advisors
    • Facilitated by Tom McCarthy, Executive Vice President, Sales, Wealth Management, Orion Advisor Solutions
    • Speakers
      • Ryan Beach, President, Orion Wealth Management
      • Farouk Ferchichi, President, Data & Analytics Solutions, Envestnet
      • Cheryl Nash, CEO, Financial Supermarket, InvestCloud
      • Jack Swift, President, The TIFIN Group
      • Coming Soon

    Facilitator
    Tom McCarthy
     Executive Vice President
    Sales
    Wealth Management
    Orion Advisor Solutions

    Speaker
    Ryan Beach
     President
    Orion Wealth Management

    Speaker
    Farouk Ferchichi
     President
    Data & Analytics Solutions
    Envestnet

    Speaker
    Cheryl Nash
     CEO
    Financial Supermarket
    InvestCloud

    Speaker
    Jack Swift
     President
    The TIFIN Group

    Speaker

  • Track III: Wealth Management Firms Mergers & Acquisitions (Including Private Equity Buyers)
    • Facilitated by David Lau, CEO, DPL Financial Partners
    • Speakers
      • David Canter, President, Bluespring Wealth Partners
      • Ron Carson, CEO, Carson Group
      • Sal Hasnain, Managing Director, Financial Services, Ontario Teachers Pension Plan
      • Tim Kochis, CEO, Kochis Global
      • Dave Welling, CEO, Mercer Advisors

    Facilitator
    David Lau
     CEO
    DPL Financial Partners

    Speaker
    David Canter
     President
    Bluespring Wealth Partners

    Speaker
    Ron Carson
     CEO
    Carson Group

    Speaker
    Sal Hasnain
     Managing Director
    Financial Services
    Ontario Teachers Pension Plan

    Speaker
    Tim Kochis
     CEO
    Kochis Global

    Speaker
    Dave Welling
     CEO
    Mercer Advisors

11:30am-11:45am: Break

11:45am-12:45pm: CEO Roundtable Discussions

  • Track I: Investment Management: Full-Service Wealth Management: Annuities, Life Insurance, Credit, Trusts, & More
    • Facilitated by Heather Kelly, Business Head, Advisory & Strategic Accounts, Allianz Life Financial Services
    • Speakers
      • Sisi Provost, Co-Founder, Succession Advisors
      • Peter Stanton, CEO, Advisor Credit Exchange
      • Coming Soon
      • Coming Soon
      • Coming Soon

    Facilitator
    Heather Kelly
     Business Head
    Advisory & Strategic Accounts
    Allianz Life Financial Services

    Speaker
    Sisi Provost
     Co-Founder
    Succession Advisors

    Speaker
    Peter Stanton
     CEO
    Advisor Credit Exchange

    Speaker

    Speaker

    Speaker

  • Track II: Wealth Management: Leading WealthTech Single Point Solutions: CRM, Financial Planning, & More
    • Facilitated by Seth Johnson, Business Head, Billing Development, Envestnet
    • Speakers
      • Joel Bruckenstein, President, Technology Tools for Today
      • Rich Cancro, CEO, AdvisorEngine
      • Kevin Cimring, CEO, Paperwork
      • Alli Jordan, President, LibertyFi
      • Rose Palazzo, President, Financial Planning, Envestnet
      • James Rockwood, CEO, CapIntel

    Facilitator
    Seth Johnson
     Business Head
    Billing Development
    Envestnet

    Speaker
    Joel Bruckenstein
     President
    Technology Tools for Today

    Speaker
    Rich Cancro
     CEO
    AdvisorEngine

    Speaker
    Kevin Cimring
     CEO
    Paperwork

    Speaker
    Alli Jordan
     President
    LibertyFi

    Speaker
    Rose Palazzo
     President
    Financial Planning
    Envestnet

    Speaker
    James Rockwood
     CEO
    CapIntel

  • Track III: Strategic Opportunities: Investment Management Firms Mergers & Acquisitions (Including Private Equity Buyers)
    • Facilitated by Paul Howard, Tiburon Strategic Advisors
    • Speakers
      • Jean-Marc Chapus, Managing Partner, Crescent Capital Group
      • Scott Colyer, CEO, Advisors Asset Management
      • Allyson McDonald, CEO, Boston Common Asset Management
      • Coming Soon
      • Coming Soon

    Facilitator
    Paul Howard
     Tiburon Strategic Advisors

    Speaker
    Jean-Marc Chapus
     Managing Partner
    Crescent Capital Group

    Speaker
    Scott Colyer
     CEO
    Advisors Asset Management

    Speaker
    Allyson McDonald
     CEO
    Boston Common Asset Management

    Speaker

    Speaker

12:45pm-1:00pm: Tiburon CEO Summit XLIV Closing Networking Opportunity

1:00pm: Conclusion