Tiburon CEO Summit XLIII - Meeting Agenda

Tiburon CEO Summit XLIII will officially start at 7:45am on Tuesday, November 8, 2022, at the Four Seasons Hotel Chicago, Chicago, IL, include a group dinner that night, and finish at 1:00pm on Wednesday, November 9, 2022.

More casually, Tiburon CEO Summit XLIII will begin with a welcome reception on Monday, November 7, 2022, at 5:00pm, including a series of Tiburon Talks at 5:30pm.


Meeting Agenda

The planned agenda is as follows:

Monday, November 7, 2022


5:00pm-8:00pm: Welcome Reception

  • Location: Four Seasons Hotel Chicago

5:30pm-6:30pm: Tiburon Talks

  • Facilitated by Abby Salameh, Chief Marketing Officer, CAIS
  • Topic: Disclosure Standards in Environmental, Social, & Governance (ESG)
    • Eric Pan, CEO, Investment Company Institute (ICI)
  • Topic: Applying Passion to Policy - Tackling the Nation's Retirement Crisis
    • Wayne Chopus, CEO, Insured Retirement Institute (IRI)
  • Topic: Financial Advisor Workforce Challenges & the Financial Advice Ecosystem
    • Kevin Keller, CEO, Certified Financial Planner Board of Standards (CFP Board)

Facilitator
Abby Salameh
Chief Marketing Officer
CAIS

Speaker
Eric Pan
CEO
Investment Company Institute (ICI)

Speaker
Wayne Chopus
CEO
Insured Retirement Institute (IRI)

Speaker
Kevin Keller
CEO
Certified Financial Planner Board of Standards (CFP Board)


Tuesday, November 8, 2022

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XLIII Welcome

  • Presented by Abby Salameh, Chief Marketing Officer, CAIS

Moderator
Abby Salameh
Chief Marketing Officer
CAIS

 

 

 

 

8:00am-9:00am: Ask the Clients Panel Discussion

  • Facilitated by Craig Wietz, President, First Rate
  • Clients
    • Client 1: Bruce B. (Edelman Financial Engines)
    • Client 2: Cristina C. (Facet Wealth)
    • Client 3: Patty C. (The Charles Schwab Corporation)
    • Client 4: Robert C. (Edelman Financial Engines)
    • Client 5: Sheila E. (Facet Wealth)
    • Client 6: John G. (The Charles Schwab Corporation)
    • Client 7: Leon H. (The Charles Schwab Corporation)
    • Client 8: Cheryl L. (The Charles Schwab Corporation)

Facilitator
Craig Wietz
President
First Rate





9:00am-9:15am: Break

9:15am-10:45am: Tiburon CEO Summit XLIII - Keynote Presentation

  • The Future of Wealth & Investment Management
  • Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Introduced by Abby Salameh, Chief Marketing Officer, CAIS

Keynote Presenter
Chip Roame
Managing Partner
Tiburon Strategic Advisors





10:45am-11:00am: Break

11:00am-12:00pm: Tiburon Talks

  • Facilitated by Mike Durbin, President, Fidelity Institutional
  • Topic: Behavioral Insights for the Modern Wealth Manager
    • Nalika Nanayakkara, Managing Partner, Financial Services, Ernst & Young
  • Topic: Wealth Management: Future of Investment Advice
    • Tony Rodrigues, Partner, Financial Services & Strategy, Bain & Company
  • Topic: Wealth Management Digital Transformation
    • Raj Bector, Senior Partner, McKinsey & Company

Facilitator
Mike Durbin
President
Fidelity Institutional

Speaker
Nalika Nanayakkara
Managing Partner
Financial Services
Ernst & Young

Speaker
Tony Rodrigues
Partner
Financial Services & Strategy
Bain & Company

Speaker
Raj Bector
Senior Partner
McKinsey & Company


12:00pm-12:30pm: Casual Lunch Break

  • Please enjoy the provided lunch and bring it back to the afternoon sessions, taking the opportunity to network with other attendees during the break

12:30pm-12:45pm: Tiburon Impact Adventures

  • Speakers
    • Scott Hanson, Co-CEO, Allworth Financial
    • Craig Wietz, President, First Rate

Speaker
Scott Hanson
Co-CEO
Allworth Financial

Speaker
Craig Wietz
President
First Rate

 

 


12:45pm-1:45pm: Wealth Management CEOs Panel Discussion

  • Facilitated by Rob Klapprodt, Chief Strategy Officer, Vestmark
  • Speakers
    • Aditi Gokhale, President, Retail Investments, Northwestern Mutual
    • Ryan Hicke, CEO, SEI Investments
    • Kevin Reed, President, Private Client Group, Janney Montgomery Scott
    • Joanna Rotenberg, President, Personal Investing, Fidelity Investments
    • Coming Soon

Facilitator
Rob Klapprodt
Chief Strategy Officer
Vestmark

Speaker
Aditi Gokhale
President
Retail Investments
Northwestern Mutual

Speaker
Ryan Hicke
CEO
SEI Investments

Speaker
Kevin Reed
President
Private Client Group
Janney Montgomery Scott

Speaker
Joanna Rotenberg
President
Personal Investing
Fidelity Investments

Speaker

1:45pm-2:00pm: Break

2:00pm-3:00pm: Investment Management CEOs Panel Discussion

  • Facilitated by Heather Kelly, Business Head, Advisory Sales & Strategic Accounts, Allianz Life Financial Services
  • Speakers
    • Jon de St. Paer, President, Charles Schwab Investment Management
    • Jonathan Thomas, CEO, American Century Investments
    • Shundrawn Thomas, Former CEO, Northern Trust Asset Management
    • Coming Soon
    • Coming Soon

Facilitator
Heather Kelly
Business Head
Advisory Sales & Strategic Accounts
Allianz Life Financial Services

Speaker
Jon de St. Paer
President
Charles Schwab Investment Management

Speaker
Jonathan Thomas
CEO
American Century Investments

Speaker
Shundrawn Thomas
Former CEO
Northern Trust Asset Management

Speaker

Speaker

3:00pm-3:15pm: Break

3:15pm-3:30pm: Excellent Adventures

  • Speakers
    • Eric Clarke, CEO, Orion Advisor Solutions
    • Skip Schweiss, CEO, Sierra Investment Management

Speaker
Eric Clarke
CEO
Orion Advisor Solutions

Speaker
Skip Schweiss
CEO
Sierra Investment Management

 

 


3:30pm-4:30pm: Tiburon Talks

  • Facilitated by David Knoch, CEO, Docupace Technologies
  • Topic: Financial Advisor Price Pressure - Work Smarter, Not Harder
    • Sean Walters, CEO, Investments & Wealth Institute
  • Topic: The Value of Fiduciary Advice
    • Karen Barr, CEO, Investment Adviser Association (IAA)
  • Topic: Fiduciary Accountability & Transparency
    • Geof Brown, CEO, National Association of Personal Financial Advisors (NAPFA)

Facilitator
David Knoch
CEO
Docupace Technologies

Speaker
Sean Walters
CEO
Investments & Wealth Institute

Speaker
Karen Barr
CEO
Investment Adviser Association (IAA)

Speaker
Geof Brown
CEO
National Association of Personal Financial Advisors (NAPFA)


4:30pm-5:00pm: Free Time

5:00pm-9:30pm: Tiburon CEO Summit XLIII Group Dinner

  • Location: Four Seasons Hotel Chicago
  • 5:00pm-7:00pm: Cocktails & Appetizers
  • 5:30pm-6:30pm: Tiburon Fireside Chat

    • Honoring Tiburon CEO Summit Award Recipient Jud Bergman (In Memoriam)
    • Featuring Elliott Bergman & Bill Crager (CEO,Envestnet)
    • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

    Facilitator
    Chip Roame
    Managing Partner
    Tiburon Strategic Advisors

    Award Recipient
    Jud Bergman
    (In Memoriam)

     

     



  • 7:00pm-9:30pm: Group Dinner

Wednesday, November 9, 2022

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the CEO Roundtables

8:00am-12:45pm: CEO Roundtable Parallel Tracks

Track I:
Investment Management
Track II:
Wealth Management
Track III:
Strategic Opportunities

i. Full-Service Wealth Management: Annuities, Life Insurance, Credit, Trusts, & More

i. Leading-Edge Fee-Based Financial Advisors, Including Robo Advisors, & Other Leading-Edge B2C Models

i. Venture Capital & Growth Equity: Investing Opportunities in B2C & B2B WealthTech

ii. Alternative Investments

ii. Independent Advisor Channels

ii. WealthTech Mergers & Acquisitions: Building Comprehensive Platforms (Including Private Equity Buyers)

iii. Sustainable Investing (ESG)

iii. Turnkey Asset Management Programs, Managed Account Platforms, & Wholesale Robo Advisors

iii. Break-Away Brokers

iv. Cryptocurrencies (Digital Assets)

iv. Financial (& Life), Tax, & Estate Planning WealthTech Products

iv. Wealth Management Mergers & Acquisitions (Including Private Equity Buyers)

8:00am-9:00am: CEO Roundtable Discussions

  • Track I: Investment Management: Full-Service Wealth Management: Annuities, Life Insurance, Credit, Trusts, & More
    • Facilitated by Tom Smith, Chief Growth Officer, DPL Financial Partners
    • Speakers
      • Rich Calhoun, CEO, Laidlaw Wealth Management & Naples Wealth Planning
      • Siddhartha Oza, Co-Founder, Sora Finance
      • Rich Romano, CEO, FIDx
      • John Yackel, CEO, Trucendent
      • Coming Soon

    Facilitator
    Tom Smith
    Chief Growth Officer
    DPL Financial Partners

    Speaker
    Rich Calhoun
    CEO
    Laidlaw Wealth Management & Naples Wealth Planning

    Speaker
    Siddhartha Oza
    Co-Founder
    SoraFinance

    Speaker
    Rich Romano
    CEO
    FIDx

    Speaker
    John Yackel
    CEO
    Trucendent

    Speaker

  • Track II: Wealth Management: Leading-Edge Fee-Based Financial Advisors, Including Robo Advisors, & Other Leading-Edge B2C Models
    • Facilitated by Paul Howard, Tiburon Strategic Advisors
    • Speakers
      • Rick Hough, CEO, Silvercrest Asset Management Group
      • Larry Miles, CEO, Choreo
      • Liz Nesvold, Business Head, Asset & Wealth Management, Global Investment Banking, Raymond James Financial
      • Avy Stein, Co-Chairman, Cresset Family Office, Cresset Wealth Advisors
      • Coming Soon

    Facilitator
    Paul Howard
    Tiburon Strategic Advisors

    Speaker
    Rick Hough
    CEO
    Silvercrest Asset Management Group

    Speaker
    Larry Miles
    CEO
    Choreo

    Speaker
    Liz Nesvold
    Business Head
    Asset & Wealth Management
    Global Investment Banking
    Raymond James Financial)

    Speaker
    Avy Stein
    Co-Chairman
    Cresset Family Office
    Cresset Wealth Advisors

    Speaker

  • Track III: Strategic Opportunities: Venture Capital & Growth Equity: Investing Opportunities in B2C & B2B WealthTech
    • Facilitated by Marshall Smith, Managing Director, First Rate Ventures
    • Speakers
      • Nat Clarkson, Partner, BankTech Ventures
      • Joe Maxwell, Managing Partner, FINTOP Capital
      • Fayez Muhtadie, Managing Director, Stone Point Capital
      • Heather Redman, Managing Partner, Flying Fish Partners
      • Michael Sidgmore, Partner, Broadhaven Ventures

    Facilitator
    Marshall Smith
    Managing Director
    First Rate Ventures

    Speaker
    Nat Clarkson
    Partner
    BankTech Ventures

    Speaker
    Joe Maxwell
    Managing Partner
    FINTOP Capital

    Speaker
    Fayez Muhtadie
    Managing Director
    Stone Point Capital

    Speaker
    Heather Redman
    Managing Partner
    Flying Fish Partners

    Speaker
    Michael Sidgmore
    Partner
    Broadhaven Ventures

9:00am-9:15am: Break

9:15am-10:15am: CEO Roundtable Discussions

  • Track I: Investment Management: Alternative Investments
    • Facilitated by Gary Gallagher, President, Fidelity Institutional Wealth Advisor
    • Speakers
      • Jason Barsema, President, Halo Investing
      • Matt Brown, CEO, CAIS
      • Mitchell Sabshon, CEO, Inland Real Estate Investment Corporation
      • Eric Woo, CEO, Revere VC
      • Coming Soon

    Facilitator
    Gary Gallagher
    President
    Fidelity Institutional Wealth Advisor

    Speaker
    Jason Barsema
    President
    Halo Investing

    Speaker
    Matt Brown
    CEO
    CAIS

    Speaker
    Mitchell Sabshon
    CEO
    Inland Real Estate Investment Corporation

    Speaker
    Eric Woo
    CEO
    Revere VC

    Speaker

  • Track II: Wealth Management: Independent Advisor Channels
    • Facilitated by Bill Wostoupal, Executive Vice President, Strategic Relationships, Orion Advisor Solutions
    • Speakers
      • Libet Anderson, President, Investment Solutions, Concourse Financial Group Securities
      • Adam Antoniades, CEO, Cetera Financial Group
      • Alex David, CEO, Stifel Independent Advisors
      • Ainslie Simmonds, President, PershingX
      • Coming Soon

    Facilitator
    Bill Wostoupal
    Executive Vice President
    Strategic Relationships
    Orion Advisor Solutions

    Speaker
    Libet Anderson
    President
    Investment Solutions
    Concourse Financial Group Securities

    Speaker
    Adam Antoniades
    CEO
    Cetera Financial Group

    Speaker
    Alex David
    CEO
    Stifel Independent Advisors

    Speaker
    Ainslie Simmonds
    President
    PershingX

    Speaker

  • Track III: Strategic Opportunities: WealthTech Mergers & Acquisitions: Building Comprehensive Platforms (Including Private Equity Buyers)
    • Facilitated by Randy Lambert, Chief Operations Officer, Orion Advisor Solutions
    • Speakers
      • Seth Johnson, CEO, Redi2 Technologies
      • Tony Leal, President, Envestnet MoneyGuide
      • Brian McLaughlin, CEO, Redtail Technology
      • Bill Nook, Managing Director, Moelis & Company
      • Michael Pinsker, President, Docupace Technologies

    Facilitator
    Randy Lambert
    Chief Operations Officer
    Orion Advisor Solutions

    Speaker
    Seth Johnson
    CEO
    Redi2 Technologies

    Speaker
    Tony Leal
    President
    Envestnet MoneyGuide

    Speaker
    Brian McLaughlin
    CEO
    Redtail Technology

    Speaker
    Bill Nook
    Managing Director
    Moelis & Company

    Speaker
    Michael Pinsker
    President
    Docupace Technologies

10:15am-10:30am: Break

10:30am-11:30am: CEO Roundtable Discussions

  • Track I: Investment Management: Sustainable Investing (ESG)
    • Facilitated by Dana D'Auria, Co-Chief Investment Officer, Envestnet
    • Speakers
      • George Gay, CEO, First Affirmative Financial Network
      • Christian Kronseder, CEO, ALLINDEX
      • Patrick Reed, CEO, YourStake.Org
      • Ben Webster, CEO, OWL ESG
      • Kim Wright-Violich, Managing Partner, Tideline

    Facilitator
    Dana D'Auria
    Co-Chief Investment Officer
    Envestnet

    Speaker
    George Gay
    CEO
    First Affirmative Financial Network

    Speaker
    Christian Kronseder
    CEO
    ALLINDEX

    Speaker
    Patrick Reed
    CEO
    YourStake.Org

    Speaker
    Ben Webster
    CEO
    OWL ESG

    Speaker
    Kim Wright-Violich
    Managing Partner
    Tideline

  • Track II: Wealth Management: Turnkey Asset Management Programs, Managed Account Platforms, & Wholesale Robo Advisors
    • Facilitated by Cheryl Nash, CEO, Financial Supermarket, InvestCloud
    • Speakers
      • Tom Chard, CEO, North America, FNZ
      • Ned Phillips, CEO, Bambu
      • Alex Potts, President, Buckingham Strategic Partners
      • Evan Rapoport, CEO, SMArtX Advisory Solutions
      • Jason Wenk, CEO, Altruist

    Facilitator
    Cheryl Nash
    CEO
    Financial Supermarket
    InvestCloud

    Speaker
    Tom Chard
    CEO
    North America
    FNZ

    Speaker
    Ned Phillips
    CEO
    Bambu

    Speaker
    Alex Potts
    President
    Buckingham Strategic Partners

    Speaker
    Evan Rapoport
    CEO
    SMArtX Advisory Solutions

    Speaker
    Jason Wenk
    CEO
    Altruist

  • Track III: Strategic Opportunities: Break-Away Brokers
    • Facilitated by David Lau, CEO, DPL Financial Partners
    • Speakers
      • Jeff Concepcion, CEO, Stratos Wealth Partners
      • Louis Diamond, President, Diamond Consultants
      • Amit Dogra, President, tru Independence
      • Jim Gold, CEO, Steward Partners Global Advisory
      • Neil Turner, CEO, NewEdge Advisors

    Facilitator
    David Lau
    CEO
    DPL Financial Partners

    Speaker
    Jeff Concepcion
    CEO
    Stratos Wealth Partners

    Speaker
    Louis Diamond
    President
    Diamond Consultants

    Speaker
    Amit Dogra
    President, tru Independence

    Speaker
    Jim Gold
    CEO
    Steward Partners Global Advisory

    Speaker
    Neil Turner
    CEO
    NewEdge Advisors

11:30am-11:45am: Break

11:45am-12:45pm: CEO Roundtable Discussions

  • Track I: Investment Management: Cryptocurrencies (Digital Assets)
    • Facilitated by Roddy Chisholm, Chief Operating Officer, Eaglebrook Advisors
    • Speakers
      • Ben Cruikshank,President, Flourish Financial
      • Don Friedman, President, Digital Assets Council of Financial Professionals (DACFP)
      • Matt Kolesky, President, Arbor Capital
      • Ben Upward, Partner, COSIMO Ventures
      • Petal Walker, Managing Director, Deloitte Consulting

    Facilitator
    Roddy Chisholm
    Chief Operating Officer
    Eaglebrook Advisors

    Speaker
    Ben Cruikshank
    President
    Flourish Financial

    Speaker
    Don Friedman
    President
    Digital Assets Council of Financial Professionals (DACFP)

    Speaker
    Matt Kolesky
    President
    Arbor Capital

    Speaker
    Ben Upward
    Partner
    COSIMO Ventures

    Speaker
    Petal Walker
    Managing Director
    Deloitte Consulting

  • Track II: Wealth Management: Financial (& Life), Tax, & Estate Planning WealthTech Products
    • Facilitated by Anton Honikman, CEO, MyVest
    • Speakers
      • Stephen Chen, CEO, NewRetirement
      • Jennifer Dempsey Fox, Former President, Bryn Mawr Trust Company
      • Gene Farrell, CEO, Vanilla
      • Philipp Hecker, CEO, Bento Engine
      • Todd Rovak, CEO, Carefull

    Facilitator
    Anton Honikman
    CEO
    MyVest

    Speaker
    Stephen Chen
    CEO
    NewRetirement

    Speaker
    Jennifer Dempsey Fox
    Former President
    Bryn Mawr Trust Company

    Speaker
    Gene Farrell
    CEO
    Vanilla

    Speaker
    Philipp Hecker
    CEO
    Bento Engine

    Speaker
    Todd Rovak
    CEO
    Carefull

  • Track III: Wealth Management Mergers & Acquisitions (Including Private Equity Buyers)
    • Facilitated by Daniel Applegarth, Chief Financial Officer, Orion Advisor Solutions
    • Speakers
      • Jim Dickson, CEO, Sanctuary Wealth Partners
      • Randy Long, Managing Principal, SageView Advisory Group
      • Pat McClain, Co-CEO, Allworth Financial
      • RJ Moore, CEO, Private Advisor Group
      • Michael Nathanson, CEO, The Colony Group

    Facilitator
    Daniel Applegarth
    Chief Financial Officer
    Orion Advisor Solutions

    Speaker
    Jim Dickson
    CEO
    Sanctuary Wealth Partners

    Speaker
    Randy Long
    Managing Principal
    SageView Advisory Group

    Speaker
    Pat McClain
    Co-CEO
    Allworth Financial

    Speaker
    RJ Moore
    CEO
    Private Advisor Group

    Speaker
    Michael Nathanson
    CEO
    The Colony Group

12:45pm-1:00pm: Tiburon CEO Summit XLIII Closing Networking Opportunity

1:00pm: Conclusion