Tiburon CEO Summit XXXVIII Meeting Agenda

Tiburon CEO Summit XXXVIII - Meeting Agenda

Tiburon CEO Summit XXXVIII will officially start at 7:45am on Tuesday, April 7, 2020, at The Wagner at the Battery (FKA The Ritz Carlton Hotel) in New York, NY, include a group dinner that night, and finish at 1:00pm on Wednesday, April 8, 2020.

More casually, Tiburon CEO Summit XXXVIII will begin with a cocktail reception Monday, April 6, 2020, at 6:00pm.

Meeting Agenda

The planned agenda is as follows:

Monday, April 6, 2020

6:00pm-8:00pm: Cocktail Reception

Location: The Wagner at the Battery (FKA The Ritz Carlton Hotel) in New York, NY

Tuesday, April 7, 2020

7:00am-7:45am: Continental Breakfast

Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXVIII Welcome

Presented by Skip Schweiss, President, TD Ameritrade Trust Company

Moderator
Skip Schweiss
President
TD Ameritrade Trust Company

8:00am-8:45am: Panel Discussion

Ask the Investors
Facilitated by Matt Brown, CEO, CAIS Group
Investors

Erika S.
Investor 2
Investor 3
Investor 4

Facilitator
Matt Brown
CEO
CAIS Group

Investor 1
Erika S.

Investor 2

Investor 3

Investor 4

8:45am-9:00am: Break

9:00am-10:30am: Tiburon CEO Summit XXXVIII - Keynote Presentation

The Top Six Wealth & Investment Management (and Related FinTech) Industry Trends & Investing Opportunities
Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
Introduced by Skip Schweiss, President, TD Ameritrade Trust Company

Keynote Presenter
Chip Roame
Managing Partner
Tiburon Strategic Advisors

10:30am-10:45am: Break

10:45am-11:30am: Tiburon Fireside Chat

Prior Tiburon CEO Summit Award Recipient Fireside Chat
Featuring Rob Arnott, Chairman, Research Affiliates
Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

Speaker
Rob Arnott
Chairman
Research Affiliates

11:30am-11:45am: Break

11:45am-12:45pm: Panel Discussion

CEOs Panel: Multi-Facet Multi-Billion Dollar Revenue Wealth & Investment Management Firms
Facilitated by Stuart DePina, CEO, Envestnet Data & Analytics
Speakers

Rudy Adolf, CEO, Focus Financial Partners
Dave Butler, Co-CEO, Dimensional Fund Advisors
Joe Moglia Chairman, TD Ameritrade
Cyrus Taraporevala, CEO, State Street Global Advisors

Facilitator
Stuart DePina
CEO
Envestnet Data & Analytics

Speaker
Rudy Adolf
CEO
Focus Financial Partners

Speaker
Dave Butler
Co-CEO
Dimensional Fund Advisors

Speaker
Joe Moglia
Chairman
TD Ameritrade

Speaker
Cyrus Taraporevala
CEO
State Street Global Advisors

12:45pm-1:00pm: Break

1:00pm-1:15pm: Tiburon Impact Adventures

Speakers

Scott Hanson, Co-CEO, Allworth Financial
Craig Wietz, President, First Rate

Introduced by Skip Schweiss, President, TD Ameritrade Trust Company

Speaker
Scott Hanson
Co-CEO
Allworth Financial

Speaker
Craig Wietz
President
First Rate

1:15pm-2:15pm: Tiburon Talks

Introduced by Cheryl Nash, President, Fiserv Investment Services
Economics of Uncertainty
- Woody Brock, President, Strategic Economic Decisions
Topic Coming Soon
- Coming Soon
2020 Policy Outlook and its Impact on Investment Adviser Businesses
- Karen Barr, CEO, Investment Adviser Association (IAA)

Facilitator
Cheryl Nash
President
Fiserv Investment Services

Speaker
Woody Brock
President
Strategic Economic Decisions

Speaker

Speaker
Karen Barr
CEO
Investment Adviser Association (IAA)

2:15pm-2:30pm: Break

2:30pm-2:45pm: Tiburon Skip & Chip's Excellent Adventures

Speakers

Skip Schweiss, President, TD Ameritrade Trust Company
Coming Soon

Speaker
Skip Schweiss
President
TD Ameritrade Trust Company

Speaker

2:45pm-3:45pm: Tiburon Talks

Introduced by Coming Soon
Team Talent: Elevating the Client Experience Through Specialization
- Sean Walters, CEO, Investments & Wealth Institute (IMCA)
The Advancement of Fee-Only Financial Planning
- Geof Brown, CEO, National Association of Personal Financial Advisors (NAPFA)
What Is Life Worth?
- Ken Feinberg, Managing Partner, The Law Offices of Kenneth Feinberg

Facilitator

Speaker
Sean Walters
CEO
Investments & Wealth Institute (IMCA)

Speaker
Geof Brown
CEO
National Association of Personal Financial Advisors (NAPFA)

Speaker
Ken Feinberg
Managing Partner
The Law Offices of Kenneth Feinberg

3:45pm-4:00pm: Break

4:00pm-4:45pm: Tiburon Fireside Chat

Prior Tiburon CEO Summit Award Recipient Fireside Chat
Featuring Mark Casady, Partner, Vestigo Ventures
Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

Speaker
Mark Casady
Partner
Vestigo Ventures

5:00pm-6:30pm: Free Time & Guided Walks to Dinner

Option #1: Meet in lobby of The Wagner at the Battery at 6:00pm
Option #2: Meet in lobby of The Wagner at the Battery at 6:15pm
Option #3: Meet in lobby of The Wagner at the Battery at 6:30pm

6:30pm-9:30pm: Tiburon CEO Summit XXXVIII Dinner

Location: Delmonico's (56 Beaver St, New York, NY 10004) (212-509-1144)
6:30pm-7:30pm: Cocktails & Appetizers
7:30pm-9:30pm: Dinner

Wednesday, April 8, 2020

7:00am-7:45am: Continental Breakfast

Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXVIII Day #2 Welcome

Presented by Eric Clarke, CEO, Orion Advisor Solutions

Moderator
Eric Clarke
CEO
Orion Advisor Solutions

8:00am-9:00am: Panel Discussion

Next Generation of Leaders
Facilitated by Cheryl Nash, President, Fiserv Investment Services
Speakers

Jocelyn Wright, Managing Partner, Ascension Wealth Management
Coming Soon
Coming Soon
Coming Soon

Facilitator
Cheryl Nash
President
Fiserv Investment Services

Speaker
Jocelyn Wright
Managing Partner
Ascension Wealth Management

Speaker

9:00am-9:15am: Break

9:15am-12:45pm: CEO Roundtable Parallel Tracks

Track I: Financial Products	Track II: Distribution	Track III: Technology & Capital Allocation
i. Investment Management 2.0: Leading-Edge Investment Strategies	i. Robo Advisors & Other Modern Financial Advisor Models	i. Financial Advisor Technology
ii. ESG & Impact Investing	ii. Leading Financial Advisors	ii. Venture Capital & Private Equity Investing Opportunities
iii. Alternative Investments	iii. Financial Advisor Channels	iii. Financial Advisor Mergers & Acquisitions

9:15am-10:15am: CEO Roundtable Discussions

Track I: Financial Products: i. Investment Management 2.0: Leading-Edge Investment Strategies

Facilitated by Anthony Perkins, Chief Information Officer, Fiserv
Speakers

John Calamos, Chairman, Calamos Investments
John Hailer, President, 1251 Asset Management
Eduardo Repetto, Chief Investment Officer, Avantis Investors
Matt Witkos, President, Eaton Vance Distributors

Facilitator
Anthony Perkins
Chief Information Officer
Fiserv

Speaker
John Calamos
Chairman
Calamos Investments

Speaker
John Hailer
President
1251 Asset Management

Speaker
Eduardo Repetto
Chief Investment Officer
Avantis Investors

Speaker
Matt Witkos
President
Eaton Vance Distributors

Track II: Distribution: i. Robo Advisors & Other Modern Financial Advisor Models

Facilitated by Rohan Modi, Executive Vice President, Marketing, Investment Services, Fiserv
Speakers

Margaret Hartigan, CEO, Marstone
Jed Laskowitz, CEO, Intelligent Digital Solutions, JP Morgan Asset & Wealth Management
Coming Soon
Coming Soon

Facilitator
Rohan Modi
Executive Vice President
Marketing
Investment Services
Fiserv

Speaker
Margaret Hartigan
CEO
Marstone

Speaker
Jed Laskowitz
CEO
Intelligent Digital Solutions
JP Morgan Asset & Wealth Management

Speaker

Track III: Technology & Capital Allocation: i. Financial Advisor Technology

Facilitated by Michael Pinsker, Chairman, Docupace Technologies
Speakers

Coming Soon
Coming Soon
Coming Soon
Coming Soon

Facilitator
Michael Pinsker
Chairman
Docupace Technologies

Speaker

10:15am-10:30am: Break

10:30am-11:30am: CEO Roundtable Discussions

Track I: Financial Products: ii. ESG & Impact Investing

Facilitated by Craig Wietz, President, First Rate
Speakers

Ron Cordes, Co-Founder, Cordes Foundation
Jenn Kenning, CEO, Align Impact
Patrick McKenna, Managing Partner, Catalyst Opportunity Funds
Coming Soon

Facilitator
Craig Wietz
President
First Rate

Speaker
Ron Cordes
Co-Founder
Cordes Foundation

Speaker
Jenn Kenning
CEO
Align Impact

Speaker
Patrick McKenna
Managing Partner
Catalyst Opportunity Funds

Speaker

Track II: Distribution: ii. Leading Financial Advisors

Facilitated by Matt Brown, CEO, CAIS Group
Speakers

Josh Brown, CEO, Ritholtz Wealth Management
Ric Edelman, Executive Chairman, Investor Education, Edelman Financial Engines
Wendy Hartman, President, Buckingham Strategic Wealth
Bonnie Sewell, CEO, American Capital Planning