Tiburon CEO Summit XXXVI - Meeting Agenda

Tiburon CEO Summit XXXVI will officially start at 7:45am on Tuesday, April 2, 2019, at The Wagner at the Battery (FKA The Ritz Carlton Hotel) in New York, NY, include a group dinner that night, and finish at 2:00pm on Wednesday, April 3, 2019.

More casually, Tiburon CEO Summit XXXVI will begin with a cocktail reception Monday, April 1, 2019, at 6:00pm.


Meeting Agenda

The planned agenda is as follows:

Monday, April 1, 2019

6:00pm-8:00pm: Cocktail Reception

  • Location: The Wagner at the Battery (FKA The Ritz Carlton Hotel) in New York, NY

Tuesday, April 2, 2019

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXVI Welcome

  • Presented by Skip Schweiss, President, TD Ameritrade Trust Company

Moderator
Skip Schweiss
 President
TD Ameritrade Trust Company

 

 

 

 

8:00am-8:45am: Panel Discussion

  • Ask the Consumers
  • Facilitated by Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services
  • Consumers
    • Helen G.
    • Consumer #2 Coming Soon
    • Consumer #3 Coming Soon
    • Consumer #4 Coming Soon

Facilitator
Craig Gordon
 Chief of Strategic Development
RBC Correspondent & Advisor Services

Helen G.

Consumer #2

Consumer #3

Consumer #4

8:45am-9:00am: Break

9:00am-10:30am: Tiburon CEO Summit XXXVI - Keynote Presentation

  • The Top Six Wealth Management Industry Trends & Wealth Management Industry Strategic Activity
  • Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Introduced by Skip Schweiss, President, TD Ameritrade Trust Company

Keynote Presenter
Chip Roame
Managing Partner
Tiburon Strategic Advisors




10:30am-10:45am: Break

10:45am-11:30am: Tiburon Fireside Chat

  • Prior Tiburon CEO Summit Award Recipient Fireside Chat
  • Presented by Walt Bettinger, CEO, The Charles Schwab Corporation
  • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

Speaker
Walt Bettinger
CEO
The Charles Schwab Corporation

 

 


11:45am-12:00pm: Break (please take lunch to your choice of 12:00pm roundtable discussions)

12:00pm-1:00pm

  • Roundtable Discussion I: Financial Advisor Channels: Trends in Captive & Independent Channels
    • Facilitated by Rob Klapprodt, Corporate Strategy Officer, Vestmark
    • Speakers
      • Tom Bradley, CEO, Tom Bradley Advisors
      • Scott Curtis, President, Raymond James Financial Services
      • Tad Edwards, CEO, Benjamin Edwards & Company
      • Jim Nagengast, CEO, Securities America

    Facilitator
    Rob Klapprodt
     Corporate Strategy Officer
    Vestmark

    Speaker
    Tom Bradley
     CEO
    Tom Bradley Advisors

    Speaker
    Scott Curtis
     President
    Raymond James Financial Services

    Speaker
    Tad Edwards
     CEO
    Benjamin Edwards & Company

    Speaker
    Jim Nagengast
     CEO
    Securities America

  • Roundtable Discussion II: Financial Advisor Technology
    • Facilitated by Eric Clarke, CEO, Orion Advisor Services
    • Speakers
      • Bill Crager, CEO, Envestnet Wealth
      • Lori Hardwick, President, Advisor Innovation Labs
      • Clara Shih, CEO, Hearsay Systems
      • Raj Udeshi, Founder, HiddenLevers

    Facilitator
    Eric Clarke
     CEO
    Orion Advisor Services

    Speaker
    Bill Crager
     CEO
    Envestnet Wealth

    Speaker
    Lori Hardwick
     President
    Advisor Innovation Labs

    Speaker
    Clara Shih
     CEO
    Hearsay Systems

    Speaker
    Raj Udeshi
     Founder
    HiddenLevers

  • Roundtable Discussion III: How Demographics Drive Change - Women & Millennials
    • Facilitated by Coming Soon
    • Speakers
      • Gayle Crowell, Former Senior Advisor, Warburg Pincus
      • Salene Hitchcock-Gear, President, Prudential Individual Life Insurance
      • Bridget McNamara-Fenesy, CEO, M Holdings Securities
      • Jan Molino, CEO, Aspire Ascend

    Facilitator

    Speaker
    Gayle Crowell
     Senior Advisor
    Warburg Pincus

    Speaker
    Salene Hitchcock-Gear
     President
    Prudential Individual Life Insurance

    Speaker
    Bridget McNamara-Fenesy
     CEO
    M Holdings Securities

    Speaker
    Jan Molino
     CEO
    Aspire Ascend

1:00pm-1:15pm: Break

1:15pm-2:15pm: Roundtable Discussions

  • Roundtable Discussion I: Ask the Leading Advisors
    • Facilitated by Coming Soon
    • Speakers
      • Ron Carson, CEO, Carson Wealth Management Group
      • Kim Fleming, CEO, Hefren-Tillotson
      • Kevin Mahn, President, Hennion & Walsh Asset Management
      • Al Zdenek, Executive Vice President, Mercer Advisors

    Facilitator

    Speaker
    Ron Carson
     CEO
    Carson Wealth Management Group

    Speaker
    Kim Fleming
     CEO
    Hefren-Tillotson

    Speaker
    Kevin Mahn
     President
    Hennion & Walsh Asset Management

    Speaker
    Al Zdenek
     Executive Vice President
    Mercer Advisors

  • Roundtable Discussion II: Discount Brokers, Robo Advisors, FANG Companies, & Other B2C Models
    • Facilitated by Bill Capuzzi, CEO, Apex Clearing Corporation
    • Speakers
      • Ramya Joseph, CEO, Pefin
      • Kristi Ross, Co-CEO, tastytrade
      • Ram Subramaniam, President, Fidelity Brokerage Services
      • Coming Soon

    Facilitator
    Bill Capuzzi
     CEO
    Apex Clearing Corporation

    Speaker
    Ramya Joseph
     CEO
    Pefin

    Speaker
    Kristi Ross
     Co-CEO
    tastytrade

    Speaker
    Ram Subramaniam
     President
    Fidelity Brokerage Services

    Speaker

  • Roundtable Discussion III: Investment Management 2.0: Indexing & Alternatives
    • Facilitated by Paul Schaeffer, Advisor, Aquiline Capital Partners
    • Speakers
      • Jim Dowd, CEO, North Capital Private Securities
      • Harold Evensky, Chairman, Evensky & Katz/Foldes Financial Management
      • Hunter Horsley, CEO, Bitwise Asset Management
      • James Waldinger, CEO, Artivest

    Facilitator
    Paul Schaeffer
     Advisor
    Aquiline Capital Partners

    Speaker
    Jim Dowd
     CEO
    North Capital Private Securities

    Speaker
    Harold Evensky
     Chairman
    Evensky & Katz/Foldes Financial Management

    Speaker
    Hunter Horsley
     CEO
    Bitwise Asset Management

    Speaker
    James Waldinger
     CEO
    Artivest

2:15pm-2:30pm: Break

2:30pm-2:45pm: Tiburon Impact Adventures

  • Speakers
    • Scott Hanson, Co-CEO, Hanson McClain
    • Craig Wietz, President, First Rate
  • Introduced by Coming Soon

Speaker
Scott Hanson
Co-CEO
Hanson McClain

Speaker
Craig Wietz
President
First Rate

 

 


2:45pm-3:30pm

  • General Session Panel Discussion: Views from Public Company CEOs
    • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors
    • Speakers
      • Tim Hockey, CEO, TD Ameritrade
      • Karl Roessner, CEO, E*Trade Financial Corporation
      • Coming Soon
      • Coming Soon

    Facilitator
    Chip Roame
     Managing Partner
    Tiburon Strategic Advisors

    Speaker
    Tim Hockey
     CEO
    TD Ameritrade

    Speaker
    Karl Roessner
     CEO
    E*Trade Financial Corporation

    Speaker

    Speaker

3:30pm-3:45pm: Break

3:45pm-4:45pm: Tiburon Talks

  • Introduced by Skip Schweiss, President, TD Ameritrade Trust Company
  • Economy & Markets in Trump World & Beyond
    • Ed Yardeni, President, Yardeni Research
  • This Bubble's NOT a Black Swan
    • Harry Dent, Founder, Dent Research
  • What Is Life Worth?
    • Ken Feinberg, Managing Partner, The Law Offices of Kenneth Feinberg
  • Coming Soon
    • Coming Soon

Facilitator
Skip Schweiss
 President
TD Ameritrade Trust Company

Speaker
Ed Yardeni
 President
Yardeni Research

Speaker
Harry Dent
 Founder
Dent Research

Speaker
Ken Feinberg
 Managing Partner
The Law Offices of Kenneth Feinberg

Speaker

 

4:45pm-5:00pm: Tiburon CEO Summit XXXVI Day #1 Recap & Closing

  • Presented by Skip Schweiss, President, TD Ameritrade Trust Company

5:00pm-6:30pm: Free Time & Guided Walks to Dinner

  • Option #1: Meet in lobby of The Wagner at the Battery at 6:00pm
  • Option #2: Meet in lobby of The Wagner at the Battery at 6:15pm
  • Option #3: Meet in lobby of The Wagner at the Battery at 6:30pm

7:00pm-9:30pm: Tiburon CEO Summit XXXVI Dinner

  • Location: Delmonico's (56 Beaver St, New York, NY 10004) (212-509-1144)
  • 7:00pm-7:45pm: Cocktails & Appetizers
  • 7:45pm-9:30pm: Dinner

Wednesday, April 3, 2019

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXVI Day #2 Welcome

  • Presented by Cheryl Nash, President, Fiserv Investment Services

Moderator
Cheryl Nash
 President
Fiserv Investment Services

 

 

 

 

8:00am-8:45am: Tiburon CEO Summit XXXVI; Key Trends Discussion Session (Four Thoughtful Tiburon Clients to be Invited to Stage to Participate in Key Trends Discussion Session)

  • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Speakers
    • Tiburon Client Speaker #1 Announced Onsite
    • Tiburon Client Speaker #2 Announced Onsite
    • Tiburon Client Speaker #3 Announced Onsite
    • Tiburon Client Speaker #4 Announced Onsite
  • Introduced by Cheryl Nash, President, Fiserv Investment Services

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

 

 

 

8:45am-9:00am: Break

9:00am-9:15am: Tiburon Skip & Chip's Excellent Adventures

  • Introduced by Coming Soon
  • Speakers
    • Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services
    • Skip Schweiss, President, TD Ameritrade Trust Company

Speaker
Craig Gordon
Chief of Strategic Development
RBC Correspondent & Advisor Services

Speaker
Skip Schweiss
President
TD Ameritrade Trust Company

 


9:15am-10:15am: Tiburon Talks

  • Introduced by Cheryl Nash, President, Fiserv Investment Services
  • 2019: The End of Fiduciary and Suitability Standards
    • Knut Rostad, President, The Institute for the Fiduciary Standard
  • The Art of Choosing
    • Sheena Iyengar, Professor, Columbia Business School
  • Coming Soon
    • Coming Soon
  • Coming Soon
    • Coming Soon

Facilitator
Cheryl Nash
 President
Fiserv Investment Services

Speaker
Knut Rostad
 President
The Institute for the Fiduciary Standard

Speaker
Sheena Iyengar
 Professor
Columbia Business School

Speaker

Speaker

10:15am-10:30am: Break

10:30am-11:30am: Panel Discussion

  • Investment Management Firms Mergers & Acquisitions
  • Facilitated by Bob Herrmann, CEO, Discovery Data
  • Speakers
    • Bruno del Ama, Former CEO, Global X
    • Brendan Clark, CEO, Clark Capital Management Group
    • Nate Dalton, CEO, Affiliated Managers Group (AMG)
    • Coming Soon

Facilitator
Bob Herrmann
 CEO
Discovery Data

Speaker
Bruno del Ama
 Former CEO
Global X

Speaker
Brendan Clark
 CEO
Clark Capital Management Group

Speaker
Nate Dalton
 CEO
Affiliated Managers Group (AMG)

Speaker

11:30am-11:45am: Break

11:45am-12:45pm: Panel Discussion

  • Financial Advisor Mergers & Acquisitions
  • Facilitated by Coming Soon
  • Speakers
    • Dave Barton, Vice Chairman, Mercer Advisors
    • Adam Birenbaum, CEO, Buckingham Family of Financial Services
    • Sandra Nesbit, Managing Director, Mercer Advisors
    • Elliot Weissbluth, Chairman, HighTower

Facilitator

Speaker
Dave Barton
 Vice Chairman
Mercer Advisors

Speaker
Adam Birenbaum
 CEO
Buckingham Family of Financial Services

Speaker
Sandra Nesbit
 Managing Director
Mercer Advisors

Speaker
Elliot Weissbluth
 Chairman
HighTower

12:45pm-1:45pm: Panel Discussion

  • Venture Capital & Private Equity
  • Facilitated by Anton Honikman, CEO, MyVest Corporation
  • Speakers
    • Tracy Chadwell, Founding Partner, 1843 Capital
    • Mark Rodrigues, Partner, Illuminate Financial Management
    • Andy Stewart, Founding Partner, Motive Partners
    • Coming Soon

Facilitator
Anton Honikman
 CEO
MyVest Corporation

Speaker
Tracy Chadwell
 Founding Partner
1843 Capital

Speaker
Mark Rodrigues
 Partner
Illuminate Financial Management

Speaker
Andy Stewart
 Founding Partner
Motive Partners

Speaker

1:45pm-2:00pm: Tiburon CEO Summit XXXVI Recap & Closing

  • Presented by Cheryl Nash, President, Fiserv Investment Services

2:00pm: Dismissal & Open Discussion