Tiburon CEO Summit XLIII Meeting Agenda

Tiburon CEO Summit XLIII - Meeting Agenda

Tiburon CEO Summit XLIII will officially start at 7:45am on Tuesday, November 8, 2022, at the Four Seasons Hotel Chicago, Chicago, IL, include a group dinner that night, and finish at 1:00pm on Wednesday, November 9, 2022.

More casually, Tiburon CEO Summit XLIII will begin with a welcome reception on Monday, November 7, 2022, at 5:00pm, including a series of Tiburon Talks at 5:30pm.

Meeting Agenda

The planned agenda is as follows:

Monday, November 7, 2022

5:00pm-8:00pm: Welcome Reception

Location: Four Seasons Hotel Chicago

5:30pm-6:30pm: Tiburon Talks

Facilitated by Abby Salameh, Chief Marketing Officer, CAIS
Topic: Setting the Record Straight about ESG Investing
- Eric Pan, CEO, Investment Company Institute (ICI)
Topic: Applying Passion to Policy - Tackling the Nation's Retirement Crisis
- Wayne Chopus, CEO, Insured Retirement Institute (IRI)
Topic: Financial Advisor Workforce Challenges & the Financial Advice Ecosystem
- Kevin Keller, CEO, Certified Financial Planner Board of Standards (CFP Board)

Facilitator
Abby Salameh
Chief Marketing Officer
CAIS

Speaker
Eric Pan
CEO
Investment Company Institute (ICI)

Speaker
Wayne Chopus
CEO
Insured Retirement Institute (IRI)

Speaker
Kevin Keller
CEO
Certified Financial Planner Board of Standards (CFP Board)

Tuesday, November 8, 2022

7:00am-7:45am: Continental Breakfast

Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XLIII Welcome

Presented by Abby Salameh, Chief Marketing Officer, CAIS

Moderator
Abby Salameh
Chief Marketing Officer
CAIS

8:00am-9:00am: Ask the Clients Panel Discussion

Facilitated by Craig Wietz, President, First Rate
Clients

Client 1: Bruce B. (Edelman Financial Engines)
Client 2: Cristina C. (Facet Wealth)
Client 3: Patty C. (The Charles Schwab Corporation)
Client 4: John G. (The Charles Schwab Corporation)

Facilitator
Craig Wietz
President
First Rate

9:00am-9:15am: Break

9:15am-10:45am: Tiburon CEO Summit XLIII - Keynote Presentation

The Future of Wealth & Investment Management
Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
Introduced by Abby Salameh, Chief Marketing Officer, CAIS

Keynote Presenter
Chip Roame
Managing Partner
Tiburon Strategic Advisors

10:45am-11:00am: Break

11:00am-12:00pm: Tiburon Talks

Facilitated by Mike Durbin, President, Fidelity Institutional
Topic: Democratization of Access to Wealth
- Raj Bector, Senior Partner, McKinsey & Company
Topic: Wealth Management: Trends in Wealth Management Advice
- Tony Rodrigues, Partner, Financial Services & Strategy, Bain & Company
Topic: Differentiating in a Crowded, Commoditized Arena
- Nalika Nanayakkara, Managing Partner, Financial Services, Ernst & Young

Facilitator
Mike Durbin
President
Fidelity Institutional

Speaker
Raj Bector
Senior Partner
McKinsey & Company

Speaker
Tony Rodrigues
Partner
Financial Services & Strategy
Bain & Company

Speaker
Nalika Nanayakkara
Managing Partner
Financial Services
Ernst & Young

12:00pm-12:30pm: Casual Lunch Break

Please enjoy the provided lunch and bring it back to the afternoon sessions, taking the opportunity to network with other attendees during the break

12:30pm-12:45pm: Tiburon Impact Adventures

Speakers

Scott Hanson, Co-CEO, Allworth Financial
Craig Wietz, President, First Rate

Speaker
Scott Hanson
Co-CEO
Allworth Financial

Speaker
Craig Wietz
President
First Rate

12:45pm-1:45pm: Wealth Management CEOs Panel Discussion

Facilitated by Mike Blundin, President, Vestmark
Speakers

Aditi Gokhale, President, Retail Investments, Northwestern Mutual
Joanna Rotenberg, President, Personal Investing, Fidelity Investments

Facilitator
Mike Blundin
President
Vestmark

Speaker
Aditi Gokhale
President
Retail Investments
Northwestern Mutual

Speaker
Joanna Rotenberg
President
Personal Investing
Fidelity Investments

1:45pm-2:00pm: Break

2:00pm-3:00pm: Investment Management CEOs Panel Discussion

Facilitated by Heather Kelly, Business Head, Advisory Sales & Strategic Accounts, Allianz Life Financial Services
Speakers

Jon de St. Paer, President, Charles Schwab Investment Management
Jonathan Thomas, CEO, American Century Investments
Shundrawn Thomas, Managing Partner, The Copia Group & Former CEO, Northern Trust Asset Management

Facilitator
Heather Kelly
Business Head
Advisory Sales & Strategic Accounts
Allianz Life Financial Services

Speaker
Jon de St. Paer
President
Charles Schwab Investment Management

Speaker
Jonathan Thomas
CEO
American Century Investments

Speaker
Shundrawn Thomas
Managing Partner
The Copia Group &
Former CEO
Northern Trust Asset Management

3:00pm-3:15pm: Break

3:15pm-3:30pm: Excellent Adventures

Speakers

Eric Clarke, CEO, Orion Advisor Solutions
Skip Schweiss, CEO, Sierra Investment Management

Speaker
Eric Clarke
CEO
Orion Advisor Solutions

Speaker
Skip Schweiss
CEO
Sierra Investment Management

3:30pm-4:15pm: Tiburon Talks

Facilitated by David Knoch, CEO, Docupace Technologies
Topic: The Value of Fiduciary Advice: Telling Our Story
- Karen Barr, CEO, Investment Adviser Association (IAA)
Topic: Trends and Challenges Facing Advisors and their Clients
- Sean Walters, CEO, Investments & Wealth Institute

Facilitator
David Knoch
CEO
Docupace Technologies

Speaker
Karen Barr
CEO
Investment Adviser Association (IAA)

Speaker
Sean Walters
CEO
Investments & Wealth Institute

4:15pm-5:00pm: Free Time

5:00pm-9:30pm: Tiburon CEO Summit XLIII Group Dinner

Location: Four Seasons Hotel Chicago
5:00pm-6:00pm: Cocktails & Appetizers
6:00pm-9:00pm: Group Dinner

7:00pm-8:00pm: Tiburon Fireside Chat

Honoring Tiburon CEO Summit Award Recipient Jud Bergman (In Memoriam)
Featuring Bill Crager (CEO,Envestnet)
Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

Award Recipient
Jud Bergman
(In Memoriam)

Wednesday, November 9, 2022

7:00am-7:45am: Continental Breakfast

Attendees should feel free to bring breakfast to the CEO Roundtables

8:00am-12:45pm: CEO Roundtable Parallel Tracks

Track I: Investment Management	Track II: Wealth Management	Track III: Strategic Opportunities
i. Full-Service Wealth Management: Annuities, Life Insurance, Credit, Trusts, & More	i. Leading-Edge Fee-Based Financial Advisors, Including Robo Advisors, & Other Leading-Edge B2C Models	i. Venture Capital & Growth Equity: Investing Opportunities in B2C & B2B WealthTech
ii. Alternative Investments	ii. Independent Advisor Channels	ii. WealthTech Mergers & Acquisitions: Building Comprehensive Platforms (Including Private Equity Buyers)
iii. Sustainable Investing: ESG, Impact, & Beyond	iii. Turnkey Asset Management Programs, Managed Account Platforms, & Wholesale Robo Advisors	iii. Break-Away Brokers
iv. Cryptocurrencies (Digital Assets)	iv. Advice Beyond Investing	iv. Wealth Management Mergers & Acquisitions (Including Private Equity Buyers)

8:00am-9:00am: CEO Roundtable Discussions

Track I: Investment Management: Full-Service Wealth Management: Annuities, Life Insurance, Credit, Trusts, & More

Facilitated by Tom Smith, Chief Growth Officer, DPL Financial Partners
Speakers

Rich Calhoun, CEO, Laidlaw Wealth Management & Naples Wealth Planning
Kamila Elliott, CEO, Collective Wealth Partners
Siddhartha Oza, Co-Founder, Sora Finance
Rich Romano, CEO, FIDx
John Yackel, CEO, Trucendent

Facilitator
Tom Smith
Chief Growth Officer
DPL Financial Partners

Speaker
Rich Calhoun
CEO
Laidlaw Wealth Management & Naples Wealth Planning

Speaker
Kamila Elliott
CEO
Collective Wealth Partners

Speaker
Siddhartha Oza
Co-Founder
SoraFinance

Speaker
Rich Romano
CEO
FIDx

Speaker
John Yackel
CEO
Trucendent

Track II: Wealth Management: Leading-Edge Fee-Based Financial Advisors, Including Robo Advisors, & Other Leading-Edge B2C Models

Facilitated by Paul Howard, Tiburon Strategic Advisors
Speakers

John Dowd, CEO, Fiduciary Trust Company International
Dave Fulton, CEO, Clearstead Advisors
Rick Hough, CEO, Silvercrest Asset Management Group
Larry Miles, CEO, Choreo
Liz Nesvold, Business Head, Asset & Wealth Management, Global Investment Banking, Raymond James Financial

Facilitator
Paul Howard
Tiburon Strategic Advisors

Speaker
John Dowd
CEO
Fiduciary Trust Company International

Speaker
Dave Fulton
CEO
Clearstead Advisors

Speaker
Rick Hough
CEO
Silvercrest Asset Management Group

Speaker
Larry Miles
CEO
Choreo

Speaker
Liz Nesvold
Business Head
Asset & Wealth Management
Global Investment Banking
Raymond James Financial)

Track III: Strategic Opportunities: Venture Capital & Growth Equity: Investing Opportunities in B2C & B2B WealthTech

Facilitated by Marshall Smith, Managing Director, First Rate Ventures
Speakers

Nat Clarkson, Partner, BankTech Ventures
Joe Maxwell, Managing Partner, FINTOP Capital
Fayez Muhtadie, Managing Director, Stone Point Capital
Michael Sidgmore, Partner, Broadhaven Ventures

Facilitator
Marshall Smith
Managing Director
First Rate Ventures

Speaker
Nat Clarkson
Partner
BankTech Ventures

Speaker
Joe Maxwell
Managing Partner
FINTOP Capital

Speaker
Fayez Muhtadie
Managing Director
Stone Point Capital

Speaker
Michael Sidgmore
Partner
Broadhaven Ventures

9:00am-9:15am: Break

9:15am-10:15am: CEO Roundtable Discussions

Track I: Investment Management: Alternative Investments

Facilitated by Gary Gallagher, President, Fidelity Institutional Wealth Advisor
Speakers

Matt Brown, CEO, CAIS
Nick King, CEO, Vint
Matt Radgowski, Chief Operations Officer, Halo Investing
Mitchell Sabshon, CEO, Inland Real Estate Investment Corporation
Eric Woo, CEO, Revere VC

Facilitator
Gary Gallagher
President
Fidelity Institutional Wealth Advisor

Speaker
Matt Brown
CEO
CAIS

Speaker
Nick King
CEO
Vint

Speaker
Matt Radgowski
Chief Operations Officer
Halo Investing

Speaker
Mitchell Sabshon
CEO
Inland Real Estate Investment Corporation

Speaker
Eric Woo
CEO
Revere VC

Track II: Wealth Management: Independent Advisor Channels

Facilitated by Bill Wostoupal, Executive Vice President, Strategic Relationships, Orion Advisor Solutions
Speakers

Libet Anderson, President, Investment Solutions, Concourse Financial Group Securities
Adam Antoniades, CEO, Cetera Financial Group
Alex David, CEO, Stifel Independent Advisors
Ryan Hicke, CEO, SEI Investments
Ainslie Simmonds, President, PershingX

Facilitator
Bill Wostoupal
Executive Vice President
Strategic Relationships
Orion Advisor Solutions

Speaker
Libet Anderson
President
Investment Solutions
Concourse Financial Group Securities

Speaker
Adam Antoniades
CEO
Cetera Financial Group

Speaker
Alex David
CEO
Stifel Independent Advisors

Speaker
Ryan Hicke
CEO
SEI Investments

Speaker
Ainslie Simmonds
President
PershingX

Track III: Strategic Opportunities: WealthTech Mergers & Acquisitions: Building Comprehensive Platforms (Including Private Equity Buyers)

Facilitated by Randy Lambert, Chief Operations Officer, Orion Advisor Solutions
Speakers

Seth Johnson, CEO, Redi2 Technologies
Tony Leal, President, Envestnet MoneyGuide
Brian McLaughlin, CEO, Redtail Technology
Bill Nook, Managing Director, Moelis & Company
Michael Pinsker, President, Docupace Technologies

Facilitator
Randy Lambert
Chief Operations Officer
Orion Advisor Solutions

Speaker
Seth Johnson
CEO
Redi2 Technologies

Speaker
Tony Leal
President
Envestnet MoneyGuide

Speaker
Brian McLaughlin
CEO
Redtail Technology

Speaker
Bill Nook
Managing Director
Moelis & Company

Speaker
Michael Pinsker
President
Docupace Technologies

10:15am-10:30am: Break

10:30am-11:30am: CEO Roundtable Discussions

Track I: Investment Management: Sustainable Investing: ESG, Impact, & Beyond

Facilitated by Dana D'Auria, Co-Chief Investment Officer, Envestnet
Speakers

George Gay, CEO, First Affirmative Financial Network
Christian Kronseder, CEO, ALLINDEX
Patrick Reed, CEO, YourStake.Org
Ben Webster, CEO, OWL ESG
Kim Wright-Violich, Managing Partner, Tideline

Facilitator
Dana D'Auria
Co-Chief Investment Officer
Envestnet

Speaker
George Gay
CEO
First Affirmative Financial Network

Speaker
Christian Kronseder
CEO
ALLINDEX

Speaker
Patrick Reed
CEO
YourStake.Org

Speaker
Ben Webster
CEO
OWL ESG

Speaker
Kim Wright-Violich
Managing Partner
Tideline

Track II: Wealth Management: Turnkey Asset Management Programs, Managed Account Platforms, & Wholesale Robo Advisors

Facilitated by Cheryl Nash, CEO, Financial Supermarket, InvestCloud
Speakers

Tom Chard, CEO, North America, FNZ
Ned Phillips, CEO, Bambu
Alex Potts, President, Buckingham Strategic Partners
Evan Rapoport, CEO, SMArtX Advisory Solutions
Jason Wenk, CEO, Altruist

Facilitator
Cheryl Nash
CEO
Financial Supermarket
InvestCloud

Speaker
Tom Chard
CEO
North America
FNZ

Speaker
Ned Phillips
CEO
Bambu

Speaker
Alex Potts
President
Buckingham Strategic Partners

Speaker
Evan Rapoport
CEO
SMArtX Advisory Solutions

Speaker
Jason Wenk
CEO
Altruist

Track III: Strategic Opportunities: Break-Away Brokers

Facilitated by David Lau, CEO, DPL Financial Partners
Speakers

Louis Diamond, President, Diamond Consultants
Amit Dogra, President, tru Independence
Jim Gold, CEO, Steward Partners Global Advisory
Mike O'Brien, Managing Partner, Stratos Wealth Partners
Neil Turner, CEO, NewEdge Advisors

Facilitator
David Lau
CEO
DPL Financial Partners

Speaker
Louis Diamond
President
Diamond Consultants

Speaker
Amit Dogra
President, tru Independence

Speaker
Jim Gold
CEO
Steward Partners Global Advisory

Speaker
Mike O'Brien
Managing Partner
Stratos Wealth Partners

Speaker
Neil Turner
CEO
NewEdge Advisors

11:30am-11:45am: Break

11:45am-12:45pm: CEO Roundtable Discussions

Track I: Investment Management: Cryptocurrencies (Digital Assets)

Facilitated by Chris King, CEO, Eaglebrook Advisors
Speakers

Ben Cruikshank, President, Flourish Financial
Don Friedman, President, Digital Assets Council of Financial Professionals (DACFP)
Matt Kolesky, President, Arbor Capital
Rachel Saunders, CEO, Apex Digital Assets
Ben Upward, Partner, COSIMO Ventures
Petal Walker, Managing Director, Deloitte & Touche