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Tiburon CEO Summit XLIV - Meeting Agenda
Tiburon CEO Summit XLIV will officially start at 7:45am on Tuesday, May 2, 2023, at the InterContinental Boston Hotel, Boston, MA, include a group dinner that night, and finish at 1:00pm on Wednesday, May 3, 2023.
More casually, Tiburon CEO Summit XLIV will begin with a welcome reception on Monday, May 1, 2023, at 5:00pm.
Meeting Agenda
The planned agenda is as follows:
Monday, May 1, 2023
5:00pm-8:00pm: Welcome Reception Featuring Wine Tasting & Local Specialty Appetizers
- Location: InterContinental Boston Hotel
Tuesday, May 2, 2023
7:00am-7:45am: Continental
Breakfast
- Attendees
should feel free to bring breakfast to the opening session
7:45am-8:00am: Tiburon CEO Summit XLIV Welcome
- Presented by Abby Salameh, Chief Marketing Officer, CAIS

Moderator
Abby Salameh
Chief Marketing Officer
CAIS
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8:00am-9:00am: Ask the Clients Panel Discussion
- Facilitated by Lori Hardwick, Senior Advisor, Genstar Capital
- Clients
- Client 1: Bill M.
- Client 2: Laurie R.
- Client 3: Peter M.
- Client 4: Richard W.

Facilitator
Lori Hardwick
Senior Advisor
Genstar Capital
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9:00am-9:15am: Break
9:15am-10:45am: Tiburon CEO Summit XLIV - Keynote Presentation
- The Future of Wealth & Investment Management
- Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
- Introduced by Abby Salameh, Chief Marketing Officer, CAIS

Keynote Presenter
Chip
Roame
Managing Partner
Tiburon Strategic Advisors |
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10:45am-11:00am: Break
11:00am-12:15pm: Tiburon Talks: Strategic Views from Wealth & Investment Management Consulting Firms
- Introduced by Craig Wietz, President, First Rate
- Topic: Retaining High Net Worth Clients and Capturing Money in Motion
- Evan Siegal, Partner, Asset & Wealth Management, PwC Strategy&
- Topic: Moving the Needle in Accelerating Sustainability Investing
- Cara Williams, Senior Partner, Global ESG and Sustainability, Mercer Investments
- Topic: The Key Enablers for Growth of Private Assets in Retail Wealth Management
- Thomas Olsen, Partner, Web3, Digital Asset, & Metaverse Practice, Bain & Company
- Topic: Outlook on Innovation
- Roger Park, Partner, Innovation, Ernst & Young

Introducer
Craig Wietz
President
First Rate
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Speaker
Evan Siegal
Partner
Asset & Wealth Management
PwC Strategy&
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Speaker
Cara Williams
Senior Partner
Global ESG and Sustainability
Mercer Investments
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Speaker
Thomas Olsen
Partner
Web3, Digital Asset, & Metaverse Practice
Bain & Company
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Speaker
Roger Park
Partner
Innovation
Ernst & Young
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12:15pm-12:45pm:
Casual Lunch Break
- Please enjoy the provided lunch and bring it back to the afternoon sessions, taking the opportunity to network with other attendees during the break
12:45pm-1:00pm: Tiburon Impact Adventures
- Speakers
- Craig Wietz, President, First Rate
- Coming Soon

Speaker
Craig Wietz
President
First Rate
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Speaker
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1:00pm-2:00pm: Wealth Management CEOs Panel Discussion
- Facilitated by Rob Klapprodt, Chief Strategy Officer, Vestmark
- Speakers
- Joe Duran, Former CEO, Goldman Sachs Personal Financial Management
- Tash Elwyn, CEO, Raymond James & Associates
- Ed Murphy, CEO, Empower
- Karin Risi, Managing Director, Strategy, Product, Marketing, & Communications, The Vanguard Group

Facilitator
Rob Klapprodt
Chief Strategy Officer
Vestmark
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Speaker
Joe Duran
Former CEO
Goldman Sachs Personal Financial Management
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Speaker
Tash Elwyn
CEO
Raymond James & Associates
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Speaker
Ed Murphy
CEO
Empower
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Speaker
Karin Risi
Managing Director
Strategy, Product, Marketing, & Communications
The Vanguard Group
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2:00pm-2:15pm: Break
2:15pm-3:15pm: Investment Management CEOs Panel Discussion
- Facilitated by Dana D'Auria, President, Envestnet Solutions
- Speakers
- Onur Erzan, Business Head, Private Wealth & Global Client Group, AllianceBernstein
- Dan Fuss, Vice Chairman, Loomis, Sayles, & Company
- Jasmine Jirele, CEO, Allianz Life Insurance Company of North America
- Stephanie Pierce, CEO, Dreyfus, Mellon & Exchange Traded Funds, The Bank of New York Mellon Corporation

Facilitator
Dana D'Auria
President
Envestnet Solutions
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Speaker
Onur Erzan
Business Head
Private Wealth & Global Client Group
AllianceBernstein
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Speaker
Dan Fuss
Vice Chairman
Loomis, Sayles, & Company
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Speaker
Jasmine Jirele
CEO
Allianz Life Insurance Company of North America
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Speaker
Stephanie Pierce
CEO
Dreyfus, Mellon & Exchange Traded Funds
The Bank of New York Mellon Corporation
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3:15pm-3:30pm: Break
3:30pm-3:45pm: Excellent Adventures
- Speakers
- Eric Clarke, CEO, Orion Advisor Solutions
- Skip Schweiss, CEO, Sierra Investment Management

Speaker
Eric Clarke
CEO
Orion Advisor Solutions
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Speaker
Skip Schweiss
CEO
Sierra Investment Management
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3:45pm-5:00pm: Tiburon Talks: Strategic & Tactical Views from Wealth & Investment Management Industry Leaders
- Introduced by Cheryl Nash, CEO, Financial Supermarket, InvestCloud
- Topic: Wealth Management as a People Business
- Craig Pfeiffer, CEO, Money Management Institute (MMI)
- Topic: Coming Soon
- Keith Styrcula, Chairman, Structured Products Association
- Topic: Coming Soon
- Brian Hamburger, CEO, MarketCounsel
- Topic: Developing & Scaling Comprehensive Client Centric Advice
- Tom Rieman, Business Head, Wealth Solutions, JD Power

Introducer
Cheryl Nash
CEO
Financial Supermarket
InvestCloud
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Speaker
Craig Pfeiffer
CEO
Money Management Institute (MMI)
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Speaker
Keith Styrcula
Chairman
Structured Products Association
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Speaker
Brian Hamburger
CEO
MarketCounsel
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Speaker
Tom Rieman
Business Head
Wealth Solutions
JD Power
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5:00pm-9:00pm: Tiburon CEO Summit XLIV Group Dinner
- Location: InterContinental Boston Hotel
- 5:00pm-7:00pm: Cocktails & Appetizers
- 5:30pm-6:15pm: Tiburon Fireside Chat
- Prior Tiburon CEO Summit Award Recipient Fireside Chat
- Featuring Bill McNabb (Former CEO, The Vanguard Group)
- Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors |

Prior Award Recipient
Bill McNabb
Former CEO
The Vanguard Group
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- 7:00pm-9:00pm: Group Dinner
Wednesday, May 3, 2023
7:00am-7:45am: Continental Breakfast
- Attendees
should feel free to bring breakfast to the CEO Roundtables
8:00am-12:45pm: CEO Roundtable Parallel Tracks
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Track I: Investment Management |
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Track II: Wealth Management |
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Track III: Strategic Opportunities |
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i. Exchange Traded Funds (ETFs): Active ETFs Now Growing through Open-End Mutual Fund Conversions, Quantitative Investment Strategies, & More |
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i. Leading-Edge Fee-Based Financial Advisors (RIAs), Including Robo Advisors, & Other Leading-Edge B2C Models |
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i. Venture Capital & Growth Equity: Investing Opportunities in B2C & B2B WealthTech |
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ii. Customized Separately Managed Accounts: Direct Indexing & ESG |
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ii. Independent Advisor Channels & Break-Away Broker Platforms |
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ii. WealthTech Firms Mergers & Acquisitions (Including Private Equity Buyers) |
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iii. Alternative Investments: Private Markets, Real Estate, & Much More |
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iii. Turnkey Asset Management Programs, Model Marketplaces, & Wholesale Robo Advisors |
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iii. Wealth Management Firms Mergers & Acquisitions (Including Private Equity Buyers) |
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iv. Full-Service Wealth Management: Annuities, Life Insurance, Credit, Trusts, & More |
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iv. Leading WealthTech Single Point Solutions: CRM, Financial Planning, & More |
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iv. Investment Management Firms Mergers & Acquisitions (Including Private Equity Buyers) |
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8:00am-9:00am: CEO Roundtable Discussions
- Track I: Investment Management: Exchange Traded Funds (ETFs): Active ETFs Now Growing through Open-End Mutual Fund Conversions, Quantitative Investment Strategies, & More
- Facilitated by Anton Honikman, CEO, MyVest
- Speakers
- Nancy Davis, Managing Partner, Quadratic Capital Management
- Anthony Rochte, Business Head, Exchange Traded Funds (ETFs), Morgan Stanley Investment Management
- Katie Stockton, CEO, Fairlead Strategies
- Coming Soon
- Coming Soon

Facilitator
Anton Honikman
CEO
MyVest
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Speaker
Nancy Davis
Managing Partner
Quadratic Capital Management
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Speaker
Anthony Rochte
Business Head
Exchange Traded Funds (ETFs)
Morgan Stanley Investment Management
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Speaker
Katie Stockton
CEO
Fairlead Strategies
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Speaker
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Speaker
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- Track II: Wealth Management: Leading-Edge Fee-Based Financial Advisors (RIAs), Including Robo Advisors, & Other Leading-Edge B2C Models
- Facilitated by Heather Rosato, Chief Marketing Officer, DPL Financial Partners
- Speakers
- Josh Brown, CEO, Ritholtz Wealth Management
- Julia Carlson, CEO, Financial Freedom Wealth Management Group
- Kevin Fitzwilson, Managing Partner, Coldstream Holdings
- David Peacock, CEO, Messick, Peacock, & Associates
- Mario Ramos, CEO, Adviser Investments

Facilitator
Heather Rosato
Chief Marketing Officer
DPL Financial Partners
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Speaker
Josh Brown
CEO
Ritholtz Wealth Management
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Speaker
Julia Carlson
CEO
Financial Freedom Wealth Management Group
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Speaker
Kevin Fitzwilson
Managing Partner
Coldstream Holdings
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Speaker
David Peacock
CEO
Messick, Peacock, & Associates
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Speaker
Mario Ramos
CEO
Adviser Investments
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- Track III: Strategic Opportunities: Venture Capital & Growth Equity: Investing Opportunities in B2C & B2B WealthTech
- Facilitated by Chris Shutler, Managing Director, Strategic Development & Market Intelligence, Envestnet
- Speakers
- Rick Kushel, Partner, FINTOP Capital
- Hans Morris, Managing Partner, Nyca Partners
- Dan Rosen, General Partner, Commerce Ventures
- Colin Savage, Partner, Atlas Merchant Capital
- Ian Sheridan, Managing Director, Vestigo Ventures

Facilitator
Chris Shutler
Managing Director
Strategic Development & Market Intelligence
Envestnet
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Speaker
Rick Kushel
Partner
FINTOP Capital
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Speaker
Hans Morris
Managing Partner
Nyca Partners
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Speaker
Dan Rosen
General Partner
Commerce Ventures
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Speaker
Colin Savage
Partner
Atlas Merchant Capital
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Speaker
Ian Sheridan
Managing Director
Vestigo Ventures
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9:00am-9:15am: Break
9:15am-10:15am: CEO Roundtable Discussions
- Track I: Investment Management: Customized Separately Managed Accounts: Direct Indexing & ESG
- Facilitated by Bill Wostoupal, Executive Vice President, Orion OCIO, Orion Advisor Solutions
- Speakers
- Paul Gamble, CEO, 55ip
- Jerry Michael, President, Smartleaf
- Liz Michaels, Co-Business Head, Aperio Group
- Samir Vasavada, CEO, Vise
- Coming Soon

Facilitator
Bill Wostoupal
Executive Vice President
Orion OCIO
Orion Advisor Solutions
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Speaker
Paul Gamble
CEO
55ip
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Speaker
Jerry Michael
President
Smartleaf
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Speaker
Liz Michaels
Co-Business Head
Aperio Group
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Speaker
Samir Vasavada
CEO
Vise
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Speaker
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- Track II: Wealth Management: Independent Advisor Channels & Break-Away Broker Platforms
- Facilitated by Tom Smith, Chief Growth Officer, DPL Financial Partners
- Speakers
- Chuck Failla, CEO, Sovereign Financial Group
- Ray Sclafani, CEO, ClientWise
- John Tyers, Business Head, Independent Advisor Group, Wells Fargo Advisors
- Chris Walters, CEO, Avantax
- Coming Soon

Facilitator
Tom Smith
Chief Growth Officer
DPL Financial Partners
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Speaker
Chuck Failla
CEO
Sovereign Financial Group
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Speaker
Ray Sclafani
CEO
ClientWise
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Speaker
John Tyers
Business Head
Independent Advisor Group
Wells Fargo Advisors
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Speaker
Chris Walters
CEO
Avantax
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Speaker
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- Track III: Strategic Opportunities: WealthTech Firms Mergers & Acquisitions (Including Private Equity Buyers)
- Facilitated by Rich Aneser, Chief Strategy Officer, Envestnet
- Speakers
- Adam Green, CEO, YieldX
- Pete Hess, President, Mid-Market Division, InvestCloud
- Randy Little, Managing Director, Financial Technology Partners
- Rob Madej, CEO, PureFacts WealthTech Solutions
- Tim Monnin, Business Head, FinTech Investment Banking, KeyBanc Capital Markets

Facilitator
Rich Aneser
Chief Strategy Officer
Envestnet
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Speaker
Adam Green
CEO
YieldX
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Speaker
Pete Hess
President
Mid-Market Division
InvestCloud
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Speaker
Randy Little
Managing Director
Financial Technology Partners
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Speaker
Rob Madej
CEO
PureFacts WealthTech Solutions
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Speaker
Tim Monnin
Business Head
FinTech Investment Banking
KeyBanc Capital Markets
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10:15am-10:30am: Break
10:30am-11:30am: CEO Roundtable Discussions
- Track I: Investment Management: Alternative Investments: Private Markets, Real Estate, & Much More
- Facilitated by Randy Lambert, Executive Vice President, Technology Operations, Orion Advisor Solutions
- Speakers
- Toussaint Bailey, CEO, Uplifting Capital
- Jason Barsema, President, Halo Investing
- Carter Malloy, CEO, AcreTrader
- Carl Tippit, President, Clearstead Advisors
- Frank Trotter, President, Battle Financial
- Joe Ujobai, CEO, Alternative Investment Exchange (AIX)

Facilitator
Randy Lambert
Executive Vice President
Technology Operations
Orion Advisor Solutions
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Speaker
Toussaint Bailey
CEO
Uplifting Capital
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Speaker
Jason Barsema
President
Halo Investing
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Speaker
Carter Malloy
CEO
AcreTrader
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Speaker
Carl Tippit
President
Clearstead Advisors
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Speaker
Frank Trotter
President
Battle Financial
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Speaker
Joe Ujobai
CEO
Alternative Investment Exchange (AIX)
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- Track II: Wealth Management: Turnkey Asset Management Programs, Model Marketplaces, & Wholesale Robo Advisors
- Facilitated by Tom McCarthy, Executive Vice President, Sales, Wealth Management, Orion Advisor Solutions
- Speakers
- Ryan Beach, President, Orion Wealth Management
- Farouk Ferchichi, President, Data & Analytics Solutions, Envestnet
- Cheryl Nash, CEO, Financial Supermarket, InvestCloud
- Jack Swift, President, The TIFIN Group
- Coming Soon

Facilitator
Tom McCarthy
Executive Vice President
Sales
Wealth Management
Orion Advisor Solutions
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Speaker
Ryan Beach
President
Orion Wealth Management
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Speaker
Farouk Ferchichi
President
Data & Analytics Solutions
Envestnet
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Speaker
Cheryl Nash
CEO
Financial Supermarket
InvestCloud
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Speaker
Jack Swift
President
The TIFIN Group
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Speaker
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- Track III: Wealth Management Firms Mergers & Acquisitions (Including Private Equity Buyers)
- Facilitated by David Lau, CEO, DPL Financial Partners
- Speakers
- David Canter, President, Bluespring Wealth Partners
- Ron Carson, CEO, Carson Group
- Sal Hasnain, Managing Director, Financial Services, Ontario Teachers Pension Plan
- Tim Kochis, CEO, Kochis Global
- Dave Welling, CEO, Mercer Advisors

Facilitator
David Lau
CEO
DPL Financial Partners
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Speaker
David Canter
President
Bluespring Wealth Partners
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Speaker
Ron Carson
CEO
Carson Group
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Speaker
Sal Hasnain
Managing Director
Financial Services
Ontario Teachers Pension Plan
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Speaker
Tim Kochis
CEO
Kochis Global
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Speaker
Dave Welling
CEO
Mercer Advisors
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11:30am-11:45am: Break
11:45am-12:45pm: CEO Roundtable Discussions
- Track I: Investment Management: Full-Service Wealth Management: Annuities, Life Insurance, Credit, Trusts, & More
- Facilitated by Heather Kelly, Business Head, Advisory & Strategic Accounts, Allianz Life Financial Services
- Speakers
- Sisi Provost, Co-Founder, Succession Advisors
- Peter Stanton, CEO, Advisor Credit Exchange
- Coming Soon
- Coming Soon
- Coming Soon

Facilitator
Heather Kelly
Business Head
Advisory & Strategic Accounts
Allianz Life Financial Services
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Speaker
Sisi Provost
Co-Founder
Succession Advisors
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Speaker
Peter Stanton
CEO
Advisor Credit Exchange
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Speaker
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Speaker
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Speaker
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- Track II: Wealth Management: Leading WealthTech Single Point Solutions: CRM, Financial Planning, & More
- Facilitated by Seth Johnson, Business Head, Billing Development, Envestnet
- Speakers
- Joel Bruckenstein, President, Technology Tools for Today
- Rich Cancro, CEO, AdvisorEngine
- Kevin Cimring, CEO, Paperwork
- Alli Jordan, President, LibertyFi
- Rose Palazzo, President, Financial Planning, Envestnet
- James Rockwood, CEO, CapIntel

Facilitator
Seth Johnson
Business Head
Billing Development
Envestnet
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Speaker
Joel Bruckenstein
President
Technology Tools for Today
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Speaker
Rich Cancro
CEO
AdvisorEngine
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Speaker
Kevin Cimring
CEO
Paperwork
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Speaker
Alli Jordan
President
LibertyFi
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Speaker
Rose Palazzo
President
Financial Planning
Envestnet
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Speaker
James Rockwood
CEO
CapIntel
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- Track III: Strategic Opportunities: Investment Management Firms Mergers & Acquisitions (Including Private Equity Buyers)
- Facilitated by Paul Howard, Tiburon Strategic Advisors
- Speakers
- Jean-Marc Chapus, Managing Partner, Crescent Capital Group
- Scott Colyer, CEO, Advisors Asset Management
- Allyson McDonald, CEO, Boston Common Asset Management
- Coming Soon
- Coming Soon

Facilitator
Paul Howard
Tiburon Strategic Advisors
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Speaker
Jean-Marc Chapus
Managing Partner
Crescent Capital Group
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Speaker
Scott Colyer
CEO
Advisors Asset Management
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Speaker
Allyson McDonald
CEO
Boston Common Asset Management
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Speaker
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Speaker
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12:45pm-1:00pm: Tiburon CEO Summit XLIV Closing Networking Opportunity
1:00pm: Conclusion
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