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Tiburon CEO Summit XLI - Meeting Agenda
Tiburon CEO Summit XLI will officially start at 7:45am on Tuesday, November 2, 2021, at the Four Seasons Resort & Club Dallas at Las Colinas in Dallas, TX, include a group dinner that night, and finish at 1:00pm on Wednesday, November 3, 2021.
More casually, Tiburon CEO Summit XLI will begin with a welcome reception Monday, November 1, 2021, at 5:00pm, including a fireside chat with Walt Bettinger, CEO, The Charles Schwab Corporation at 5:30pm.
Meeting Agenda
The planned agenda is as follows:
Monday, November 1, 2021
5:00pm-8:00pm: Welcome
Reception
- Location: Four Seasons Resort & Club Dallas at Las Colinas, Dallas, TX
5:30pm-6:30pm: Tiburon Fireside Chat
- Prior Tiburon CEO Summit Award Recipient Fireside Chat
- Featuring Walt Bettinger, CEO, The Charles Schwab Corporation
- Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors
Facilitator
Chip
Roame
Managing Partner
Tiburon Strategic Advisors |
Speaker
Walt Bettinger
CEO
The Charles Schwab Corporation
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Tuesday, November 2, 2021
7:00am-7:45am: Continental
Breakfast
- Attendees
should feel free to bring breakfast to the opening session
7:45am-8:00am: Tiburon CEO Summit XLI Welcome
- Presented by Skip Schweiss, CEO, Sierra Investment Management
Moderator
Skip Schweiss
CEO
Sierra Investment Management
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8:00am-9:00am: Ask the Investors Panel Discussion
- Facilitated by Tom Bradley, Managing Director, Advisor Services, The Charles Schwab Corporation
- Investors
- Investor 1: Al J.
- Investor 2: Nancy M.
- Investor 3: Timothy N.
- Investor 4: John S.
- Investor 5: Merle T.
- Investor 6: David W.
- Investor 7: Dee W.
Facilitator
Tom Bradley
Managing Director
Advisor Services
The Charles Schwab Corporation
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9:00am-9:15am: Break
9:15am-10:45am: Tiburon CEO Summit XLI - Keynote Presentation
- The Future of Wealth & Investment Management: The Critical Pre- & Post-Covid Industry Trends
- Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
- Introduced by Skip Schweiss, CEO, Sierra Investment Management
Keynote Presenter
Chip
Roame
Managing Partner
Tiburon Strategic Advisors |
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10:45am-11:00am: Break
11:00am-12:00pm: Wealth Management CEOs Panel Discussion
- Facilitated by Eric Clarke, CEO, Orion Advisor Solutions
- Speakers
- Jonathan Craig, Business Head, Investor Services & Marketing, The Charles Schwab Corporation
- Scott Curtis, President, Private Client Group, Raymond James Financial
- Jeff Dekko, CEO, Wealth Enhancement Group
- Fielding Miller, CEO, CAPTRUST
Facilitator
Eric Clarke
CEO
Orion Advisor Solutions
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Speaker
Jonathan Craig
Business Head
Investor Services & Marketing
The Charles Schwab Corporation
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Speaker
Scott Curtis
President
Private Client Group
Raymond James Financial
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Speaker
Jeff Dekko
CEO
Wealth Enhancement Group
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Speaker
Fielding Miller
CEO
CAPTRUST
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12:00pm-12:30pm:
Casual Lunch Break
- Please enjoy the provided lunch and network with other attendees in the ballroom, the lobby, or any of the breakout rooms
12:30pm-12:45pm: Tiburon Impact Adventures
- Speakers
- Scott Hanson, Co-CEO, Allworth Financial
- Craig Wietz, President, First Rate
- Introduced by Skip Schweiss, CEO, Sierra Investment Management
Speaker
Scott Hanson
Co-CEO
Allworth Financial
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Speaker
Craig Wietz
President
First Rate
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12:45pm-1:30pm: Tiburon Fireside Chat
- Prior Tiburon CEO Summit Award Recipient Fireside Chat
- Featuring David Booth, Chairman, Dimensional Fund Advisors
- Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors
Facilitator
Chip
Roame
Managing Partner
Tiburon Strategic Advisors |
Speaker
David Booth
Chairman
Dimensional Fund Advisors
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1:30pm-1:45pm:
Break
1:45pm-2:45pm: Investment Management CEOs Panel Discussion
- Facilitated by Ben Cukier, Partner, Centana Growth Partners
- Speakers
- Dave Butler, Co-CEO, Dimensional Fund Advisors
- Jenny Johnson, CEO, Franklin Resources
- Kunal Kapoor, CEO, Morningstar
- Michael Lane, Business Head, iShares, United States Wealth Advisory, BlackRock
Facilitator
Ben Cukier
Partner
Centana Growth Partners
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Speaker
Dave Butler
Co-CEO
Dimensional Fund Advisors
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Speaker
Jenny Johnson
CEO
Franklin Resources
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Speaker
Kunal Kapoor
CEO
Morningstar
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Speaker
Michael Lane
Business Head
iShares
United States Wealth Advisory
BlackRock
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2:45pm-3:00pm: Break
3:00pm-3:15pm: Excellent Adventures
- Speakers
- Eric Clarke, CEO, Orion Advisor Solutions
- Skip Schweiss, CEO, Sierra Investment Management
Speaker
Eric Clarke
CEO
Orion Advisor Solutions
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Speaker
Skip Schweiss
CEO
Sierra Investment Management
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3:15pm-4:00pm: Tiburon Talks
- Facilitated by Cheryl Nash, CEO, InvestCloud Financial Supermarket
- Topic: How to Master the Ten Lessons of Fairy Tales to Transform Your Work Life
- Cary Broussard, Founder, From Cinderella to CEO
- Topic: The Black Tax: The Cost of Being Black in America
- Shawn Rochester, CEO, Minority Equality Opportunities Acquisition
Facilitator
Cheryl Nash
CEO
InvestCloud Financial Supermarket
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Speaker
Cary Broussard
Founder
From Cinderella to CEO
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Speaker
Shawn Rochester
CEO
Minority Equality Opportunities Acquisition
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4:00pm-5:00pm: Free Time
5:00pm-9:30pm: Tiburon CEO Summit XLI Group Dinner
Wednesday, November 3, 2021
7:00am-7:45am: Continental Breakfast
- Attendees
should feel free to bring breakfast to the CEO Roundtables
8:00am-12:45pm: CEO Roundtable Parallel Tracks
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Track I:
Investment Management |
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Track II:
Wealth Management |
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Track III:
Strategic Opportunities |
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i. Investment Management 2.0: Indexing & Alternative Investments |
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i. Independent Channels: Fee-Based Financial Advisors (RIAs) & Independent Reps |
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i. Venture Capital & Growth Equity: B2C & B2B WealthTech |
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ii. Cryptocurrencies (Digital Assets) |
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ii. Nationwide Fee-Based Financial Advisors (RIAs) |
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ii. Mergers & Acquisitions and Private Equity: B2B WealthTech |
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iii. Sustainable Investing (ESG) |
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iii. B2B Wealth Management Technology Solutions |
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iii. Mergers & Acquisitions and Private Equity: Independent Advisors |
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iv. Wealth Management & Financial Wellness: Leading-Edge Insurance Solutions |
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iv. Discount Brokerage Firms, Robo Advisors, & Other Disruptive B2C WealthTech Solutions |
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iv. Mergers & Acquisitions and Private Equity: Investment Management Firms |
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8:00am-9:00am: CEO Roundtable Discussions
- Track I: Investment Management: Investment Management 2.0: Indexing & Alternative Investments
- Facilitated by Rob Klapprodt, Chief Strategy Officer, Vestmark
- Speakers
- Biju Kulathakal, CEO, Halo Investing
- Patrick McKenna, Partner, Comeback Capital
- Eduardo Repetto, Chief Investment Officer, Avantis Investors
- Kelly Rodriques, CEO, Forge Global
Facilitator
Rob Klapprodt
Chief Strategy Officer
Vestmark
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Speaker
Biju Kulathakal
CEO
Halo Investing
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Speaker
Patrick McKenna
Partner
Comeback Capital
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Speaker
Eduardo Repetto
Chief Investment Officer
Avantis Investors
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Speaker
Kelly Rodriques
CEO
Forge Global
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- Track II: Wealth Management: Independent Channels: Fee-Based Financial Advisors (RIAs) & Independent Reps
- Facilitated by David Knoch, CEO, Docupace Technologies
- Speakers
- Dale Brown, CEO, Financial Services Institute (FSI)
- David Canter, Executive Vice President, Registered Investment Advisor Segment, Fidelity Institutional
- Todd Mackay, President, Avantax
- Matt Regan, President, Wealthcare Capital Management
Facilitator
David Knoch
CEO
Docupace Technologies
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Speaker
Dale Brown
CEO
Financial Services Institute (FSI)
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Speaker
David Canter
Executive Vice President
Registered Investment Advisor Segment
Fidelity Institutional
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Speaker
Todd Mackay
President
Avantax
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Speaker
Matt Regan
President
Wealthcare Capital Management
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- Track III: Strategic Opportunities: Venture Capital & Growth Equity: B2C & B2B WealthTech
- Facilitated by Brad Shepard, Chief Strategy Officer, Orion Advisor Solutions
- Speakers
- Jim Ashton, General Partner, NewSpring Capital
- Andres Garcia-Amaya, CEO, Zoe Financial
- Margaret Hartigan, CEO, Marstone
- Aaron Schumm, CEO, Vestwell Holdings
Facilitator
Brad Shepard
Chief Strategy Officer
Orion Advisor Solutions
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Speaker
Jim Ashton
General Partner
NewSpring Capital
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Speaker
Andres Garcia-Amaya
CEO
Zoe Financial
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Speaker
Margaret Hartigan
CEO
Marstone
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Speaker
Aaron Schumm
CEO
Vestwell Holdings
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9:00am-9:15am: Break
9:15am-10:15am: CEO Roundtable Discussions
- Track I: Investment Management: Cryptocurrencies (Digital Assets)
- Facilitated by Michael Pinsker, President, Docupace Technologies
- Speakers
- Ric Edelman, Founder, Digital Assets Council of Financial Professionals
- Hunter Horsley, CEO, Bitwise Asset Management
- Tom Jessop, President, Fidelity Digital Assets
- Chris King, CEO, Eaglebrook Advisors
Facilitator
Michael Pinsker
President
Docupace Technologies
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Speaker
Ric Edelman
Founder
Digital Assets Council of Financial Professionals
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Speaker
Hunter Horsley
CEO
Bitwise Asset Management
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Speaker
Tom Jessop
President
Fidelity Digital Assets
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Speaker
Chris King
CEO
Eaglebrook Advisors
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- Track II: Wealth Management: Nationwide Fee-Based Financial Advisors (RIAs)
- Facilitated by Noreen Beaman, President, Orion Advisor Solutions
- Speakers
- Scott Hanson, Co-CEO, Allworth Financial
- Wendy Hartman, President, Buckingham Strategic Wealth
- Tom Haught, President, Sequoia Financial Group
- Bill Koehler, CEO, FCI Advisors
Facilitator
Noreen Beaman
CEO
Brinker Capital
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Speaker
Scott Hanson
Co-CEO
Allworth Financial
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Speaker
Wendy Hartman
President
Buckingham Strategic Wealth
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Speaker
Tom Haught
President
Sequoia Financial Group
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Speaker
Bill Koehler
CEO
FCI Advisors
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- Track III: Strategic Opportunities: Mergers & Acquisitions and Private Equity: B2B WealthTech
- Facilitated by Roy Burns, Managing Director, TA Associates
- Speakers
- Mike Alexander, President, Wealth Management & Global Managed Services, Broadridge Financial Solutions
- Vinay Nair, Chairman, The TIFIN Group
- Brendan Ryan, Co-Business Head, Technology & Services Investment Banking, Raymond James Financial
- Mitch Spector, Partner, Berkshire Global Advisors
Facilitator
Roy Burns
Managing Director
TA Associates
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Speaker
Mike Alexander
President
Wealth Management & Global Managed Services
Broadridge Financial Solutions
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Speaker
Vinay Nair
Chairman
The TIFIN Group
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Speaker
Brendan Ryan
Co-Business Head
Technology & Services Investment Banking
Raymond James Financial
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Speaker
Mitch Spector
Partner
Berkshire Global Advisors
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10:15am-10:30am: Break
10:30am-11:30am: CEO Roundtable Discussions
- Track I: Investment Management: Sustainable Investing (ESG)
- Facilitated by Craig Wietz, President, First Rate
- Speakers
- Ron Cordes, Co-Founder, Cordes Foundation
- Tim Freundlich, Co-Founder, Impact Assets
- Jenn Kenning, CEO, Align Impact
- Brent Newcomb, President, EcoFin Investments
Facilitator
Craig Wietz
President
First Rate
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Speaker
Ron Cordes
Co-Founder
Cordes Foundation
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Speaker
Tim Freundlich
Co-Founder
Impact Assets
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Speaker
Jenn Kenning
CEO
Align Impact
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Speaker
Brent Newcomb
President
EcoFin Investments
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- Track II: Wealth Management: B2B Wealth Management Technology Solutions
- Facilitated by Anton Honikman, CEO, MyVest Corporation
- Speakers
- Michael Carvin, CEO, SmartAsset
- Eric Clarke, CEO, Orion Advisor Solutions
- David Knoch, CEO, Docupace Technologies
- Eric Poirier, CEO, Addepar
Facilitator
Anton Honikman
CEO
MyVest Corporation
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Speaker
Michael Carvin
CEO
SmartAsset
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Speaker
Eric Clarke
CEO
Orion Advisor Solutions
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Speaker
David Knoch
CEO
Docupace Technologies
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Speaker
Eric Poirier
CEO
Addepar
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- Track III: Mergers & Acquisitions and Private Equity: Independent Advisors
- Facilitated by Lori Hardwick, Senior Advisor, Genstar Capital
- Speakers
- Brent Brodeski, CEO, Savant Wealth Management
- Matt Cooper, President, Beacon Pointe Advisors
- Andrew Dodson, Managing Partner, Parthenon Capital
- Danny Rodriguez, Partner, Lee Equity Partners
Facilitator
Lori Hardwick
Senior Advisor
Genstar Capital
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Speaker
Brent Brodeski
CEO
Savant Wealth Management
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Speaker
Matt Cooper
President
Beacon Pointe Advisors
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Speaker
Andrew Dodson
Managing Partner
Parthenon Capital
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Speaker
Danny Rodriguez
Partner
Lee Equity Partners
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11:30am-11:45am: Break
11:45am-12:45pm: CEO Roundtable Discussions
- Track I: Investment Management: Wealth Management & Financial Wellness: Leading-Edge Insurance Solutions
- Facilitated by Emily Traxler, Chief Business Development Officer, First Rate
- Speakers
- Clayton Bland, CEO, CLA Wealth Advisors
- Caleb Callahan, President, ValMark Financial Group
- Jamie Hopkins, Managing Partner, Wealth Solutions, Carson Group
- David Lau, CEO, DPL Financial Partners
Facilitator
Emily Traxler
Chief Business Development Officer
First Rate
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Speaker
Clayton Bland
CEO
CLA Wealth Advisors
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Speaker
Caleb Callahan
President
ValMark Financial Group
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Speaker
Jamie Hopkins
Managing Partner
Wealth Solutions
Carson Group
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Speaker
David Lau
CEO
DPL Financial Partners
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- Track II: Wealth Management: Discount Brokerage Firms, Robo Advisors, & Other Disruptive B2C WealthTech Solutions
- Facilitated by Bill Capuzzi, CEO, Apex FinTech Solutions
- Speakers
- Anders Jones, CEO, Facet Wealth
- Taylor Matthews, CEO, Farther Finance
- Milind Mehere, CEO, Yieldstreet
- Alan Moore, CEO, XY Planning Network
Facilitator
Bill Capuzzi
CEO
Apex Clearing Corporation
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Speaker
Anders Jones
CEO
Facet Wealth
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Speaker
Taylor Matthews
CEO
Farther Finance
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Speaker
Milind Mehere
CEO
Yieldstreet
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Speaker
Alan Moore
CEO
XY Planning Network
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- Track III: Strategic Opportunities: Mergers & Acquisitions and Private Equity: Investment Management Firms
- Facilitated by Ryan George, Chief Marketing Officer, Docupace Technologies
- Speakers
- Bruce Cameron, CEO, Berkshire Global Advisors
- Phil Hildebrandt, CEO, Segall, Bryant, & Hamill
- Mike Hollander, Managing Director, GTCR
- Matt Witkos, President, Eaton Vance Distributors
Facilitator
Ryan George
Chief Marketing Officer
Docupace Technologies
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Speaker
Bruce Cameron
CEO
Berkshire Global Advisors
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Speaker
Phil Hildebrandt
CEO
Segall, Bryant, & Hamill
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Speaker
Mike Hollander
Managing Director
GTCR
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Speaker
Matt Witkos
President
Eaton Vance Distributors
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12:45pm-1:00pm: Tiburon CEO Summit XLI Closing Reception
1:00pm: Conclusion
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