Tiburon CEO Summit XXXVII - Meeting Agenda

Tiburon CEO Summit XXXVII will officially start at 7:45am on Tuesday, October 8, 2019, at The Ritz Carlton Hotel in San Francisco, CA, include a group dinner that night, and finish at 2:00pm on Wednesday, October 9, 2019.

More casually, Tiburon CEO Summit XXXVII will begin with a cocktail reception Monday, October 7, 2019, at 6:00pm.


Meeting Agenda

The planned agenda is as follows:

Monday, October 7, 2019


6:00pm-8:00pm: Cocktail Reception

  • Location: The Ritz Carlton Hotel in San Francisco, CA

Tuesday, October 8, 2019

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXVII Welcome

  • Presented by Skip Schweiss, President, TD Ameritrade Trust Company

Moderator
Skip Schweiss
President

TD Ameritrade Trust Company

 

 

 

 

8:00am-8:45am: Panel Discussion

  • Ask the Consumers
  • Facilitated by Paul Schaeffer, Advisor, Aquiline Capital Partners
  • Consumers
    • Dave F.
    • Neal N.
    • Vaughn P.
    • Shivani R.

Facilitator
Paul Schaeffer
Advisor
Aquiline Capital Partners

Dave F.



Neal N.


Vaughn P.


Shivani R.


8:45am-9:00am: Break

9:00am-10:30am: Tiburon CEO Summit XXXVII - Keynote Presentation

  • The Top Seven Wealth & Investment Management (and Related FinTech) Industry Trends & Investment Opportunities
  • Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Introduced by Skip Schweiss, President, TD Ameritrade Trust Company

Keynote Presenter
Chip Roame
Managing Partner
Tiburon Strategic Advisors






10:30am-10:45am: Break

10:45am-11:00am: Tiburon Impact Adventures

  • Speakers
    • Scott Hanson, Co-CEO, Allworth Financial
    • Craig Wietz, President, First Rate
  • Introduced by Skip Schweiss, President, TD Ameritrade Trust Company

Speaker
Scott Hanson
Co-CEO
Allworth Financial

Speaker
Craig Wietz
President
First Rate

 

 


11:00am-11:45am: Tiburon Fireside Chat

  • Prior Tiburon CEO Summit Award Recipient Fireside Chat
  • Featuring Ken Fisher, Executive Chairman, Fisher Investments
  • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

Speaker
Ken Fisher
Executive Chairman
Fisher Investments

 

 


11:45am-12:00pm: Break (please take lunch to your choice of 12:00pm CEO roundtable discussions)

12:00pm-1:00pm: CEO Roundtable Discussions

  • CEO Roundtable Discussion I: Financial Advisor Channels: Trends in Captive & Independent Channels
    • Facilitated by Rob Klapprodt, Corporate Strategy Officer, Vestmark
    • Speakers
      • Jim Dickson, CEO, Sanctuary Wealth Partners
      • Scott Hanson, Co-CEO, Allworth Financial
      • Bob Oros, CEO, HighTower
      • Wes Thompson, CEO, M Financial Group

    Facilitator
    Rob Klapprodt
    Corporate Strategy Officer
    Vestmark

    Speaker
    Jim Dickson
    CEO
    Sanctuary Wealth Partners

    Speaker
    Scott Hanson
    Co-CEO
    Allworth Financial

    Speaker
    Bob Oros
    CEO
    HighTower

    Speaker
    Wes Thompson
    CEO
    M Financial Group

  • CEO Roundtable Discussion II: Financial Advisor Technology
    • Facilitated by Craig Wietz, President, First Rate
    • Speakers
      • Pam Cytron, CEO, Pendo Systems
      • Will Dolan, CEO, Financeware
      • Praveen Ghanta, CEO, HiddenLevers
      • Michael Pinsker, Chairman, Docupace Technologies

    Facilitator
    Craig Wietz
    President
    First Rate

    Speaker
    Pam Cytron
    CEO
    Pendo Systems

    Speaker
    Will Dolan
    CEO
    Financeware

    Speaker
    Praveen Ghanta
    CEO
    HiddenLevers

    Speaker
    Michael Pinsker
    Chairman
    Docupace Technologies

  • CEO Roundtable Discussion III: ESG & Impact Investing
    • Facilitated by Anton Honikman, CEO, MyVest Corporation
    • Speakers
      • Cat Berman, CEO, CNote
      • Sonya Dreizler, CEO, Solutions with Sonya
      • Jay Lipman, President, Ethic
      • Rachel Robasciotti, CEO, Robasciotti & Philipson

    Facilitator
    Anton Honikman
    CEO
    MyVest Corporation

    Speaker
    Cat Berman
    CEO
    CNote

    Speaker
    Sonya Dreizler
    CEO
    Solutions with Sonya

    Speaker
    Jay Lipman
    President
    Ethic

    Speaker
    Rachel Robasciotti
    CEO
    Robasciotti & Philipson

1:00pm-1:15pm: Break

1:15pm-2:15pm: CEO Roundtable Discussions

  • CEO Roundtable Discussion I: Financial Advisors: RIAs & Robo Advisors
    • Facilitated by Eric Clarke, CEO, Orion Advisor Solutions
    • Speakers
      • Alex Chalekian, CEO, Lake Avenue Financial
      • Andrew Rudd, CEO, Advisor Software
      • Karen Schaeffer, President, Schaeffer Financial
      • Mike Sha, CEO, SigFig

    Facilitator
    Eric Clarke
    CEO
    Orion Advisor Solutions

    Speaker
    Alex Chalekian
    CEO
    Lake Avenue Financial

    Speaker
    Andrew Rudd
    CEO
    Advisor Software

    Speaker
    Karen Schaeffer
    President
    Schaeffer Financial

    Speaker
    Mike Sha
    CEO
    SigFig

  • CEO Roundtable Discussion II: Mega Trends in Alternative Asset Management
    • Facilitated by Matt Brown, CEO, CAIS
    • Speakers
      • Matt Ahern, Managing Principal, Knightsbridge Advisors
      • Jean-Marc Chapus, Managing Partner, Crescent Capital Group
      • Mark Goldberg, CEO, Griffin Capital Securities
      • Ethan Penner, Managing Partner, Mosaic Real Estate Investors

    Facilitator
    Matt Brown
    CEO
    CAIS

    Speaker
    Matt Ahern
    Managing Principal
    Knightsbridge Advisors

    Speaker
    Jean-Marc Chapus
    Managing Partner
    Crescent Capital Group

    Speaker
    Mark Goldberg
    CEO
    Griffin Capital Securities

    Speaker
    Ethan Penner
    Managing Partner
    Mosaic Real Estate Investors

  • CEO Roundtable Discussion III: Financial Planning, Estate Planning, & Insurance
    • Facilitated by Lon Macdonald, Chief Marketing Officer, Vestmark
    • Speakers
      • Tim Harrison, CEO, Harrison Financial Services
      • David Lau, CEO, DPL Financial Partners
      • Marc Schechter, Senior Managing Partner, Schechter Wealth Management
      • Hussain Zaidi, CEO, Advizr

    Facilitator
    Lon Macdonald
    Chief Marketing Officer
    Vestmark

    Speaker
    Tim Harrison
    CEO
    Harrison Financial Services

    Speaker
    David Lau
    CEO
    DPL Financial Partners

    Speaker
    Marc Schechter
    Senior Managing Partner
    Schechter Wealth Management

    Speaker
    Hussain Zaidi
    CEO
    Advizr

2:15pm-2:30pm: Break

2:30pm-3:30pm: Tiburon Talks

  • Introduced by Ryan Beach, President, Orion Portfolio Solutions
  • The Impact of an Aging Population
    • Ken Dychtwald, CEO, Age Wave
  • Topic Coming Soon
    • Coming Soon
  • Taking a Systematic Approach to Investing
    • Gerard O'Reilly, Co-CEO, Dimensional Fund Advisors

Facilitator
Ryan Beach
President
Orion Portfolio Solutions

Speaker
Ken Dychtwald
CEO
Age Wave

Speaker

Speaker
Gerard O'Reilly
Co-CEO
Dimensional Fund Advisors


3:30pm-3:45pm: Break

3:45pm-4:45pm: Tiburon Talks

  • Introduced by Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services
  • Personalized Retirement Plans
    • Michelle Seitz, CEO, Russell Investments
  • Behavioral Governance: The Interrelationships Between Leadership, Stewardship, & Governance
    • Don Trone, CEO, 3ethos
  • The Future of Professional Standards in Personal Financial Planning
    • Kevin Keller, CEO, Certified Financial Planner Board of Standards (CFP Board)

Facilitator
Craig Gordon
Chief of Strategic Development
RBC Correspondent & Advisor Services

Speaker
Michelle Seitz
CEO
Russell Investments

Speaker
Don Trone
CEO
3ethos

Speaker
Kevin Keller
CEO
Certified Financial Planner Board of Standards (CFP Board)


4:45pm-5:00pm: Tiburon CEO Summit XXXVII Day #1 Recap & Closing

  • Presented by Skip Schweiss, President, TD Ameritrade Trust Company

5:00pm-6:30pm: Free Time & Transportation to Dinner

  • Option #1: Walking & Ferryboat: Meet in lobby of Ritz Carlton Hotel at 5:15pm to catch 5:45pm-6:15pm ferry (should arrive right at start of cocktails)
  • Option #2: Bus: Meet in lobby of Ritz Carlton Hotel at 5:30pm for approximately 30-45 minutes bus ride to Tiburon (should arrive just after start of cocktails)
  • Option #3: Uber or Lyft at your own discretion

6:00pm-9:00pm: Tiburon CEO Summit XXXVII Dinner

  • Location: Servino Ristorante (9 Main Street, Tiburon, CA 94920) (415-435-2676)
  • 6:00pm-7:00pm: Cocktails & Appetizers
  • 7:00pm-8:30pm: Dinner
  • 8:30pm-9:00pm: Cocktails & Bus Transportation
    • 8:30pm: First bus departs for Ritz Carlton Hotel
    • 8:45pm: Second bus departs for Ritz Carlton Hotel
    • 9:00pm: Final bus departs for Ritz Carlton Hotel

Wednesday, October 9, 2019
Mergers & Acquisitions, Private Equity & Venture Capital, and Public Companies Focus

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXVII Day #2 Welcome

  • Presented by Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services

Moderator
Craig Gordon
Chief of Strategic Development
RBC Correspondent & Advisor Services

 

 

 

 

8:00am-8:45am: Tiburon CEO Summit XXXVII - Key Trends Discussion Session

  • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Speakers
    • Tiburon Client Speaker #1 Announced Onsite
    • Tiburon Client Speaker #2 Announced Onsite
    • Tiburon Client Speaker #3 Announced Onsite
    • Tiburon Client Speaker #4 Announced Onsite
  • Introduced by Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

 

 

 

8:45am-9:00am: Break

9:00am-9:15am: Tiburon Skip & Chip's Excellent Adventures

  • Introduced by Coming Soon
  • Speakers
    • Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services
    • Skip Schweiss, President, TD Ameritrade Trust Company

Speaker
Craig Gordon
Chief of Strategic Development
RBC Correspondent & Advisor Services

Speaker
Skip Schweiss
President

TD Ameritrade Trust Company

 



9:15am-10:15am: Panel Discussion

  • Public Company CEOs: Operating as a Public Company
  • Facilitated by Bob Herrmann, CEO, Discovery Data
  • Speakers
    • Anthony DeChellis, CEO, Boston Private Financial Holdings
    • Neil Hennessy, Chairman, Hennessy Advisors
    • Ron Kruszewski, CEO, Stifel Financial Corporation
    • Larry Raffone, CEO, Edelman Financial Engines

Facilitator
Bob Herrmann
CEO
Discovery Data

Speaker
Anthony DeChellis
CEO
Boston Private Financial Holdings

Speaker
Neil Hennessy
Chairman
Hennessy Advisors

Speaker
Ron Kruszewski
CEO
Stifel Financial Corporation

Speaker
Larry Raffone
CEO
Edelman Financial Engines

 

10:15am-10:30am: Break

10:30am-11:30am: Panel Discussion

  • Mergers & Acquisitions 1.0: Brokerage Firms & Investment Management Firms
  • Facilitated by Mike Abelson, Executive Vice President, Corporate Development, AssetMark
  • Speakers
    • Patrick Beaudan, CEO, Emotomy
    • Alex Potts, Chairman, BAM Advisor Services
    • Don Truesdale, CEO, Ardea Partners
    • Enrique Vasquez, President, Avantax Wealth Management

Facilitator
Mike Abelson
Executive Vice President
Corporate Development
AssetMark

Speaker
Patrick Beaudan
CEO
Emotomy

Speaker
Alex Potts
Chairman
BAM Advisor Services

Speaker
Don Truesdale
CEO
Ardea Partners

Speaker
Enrique Vasquez
President
Avantax Wealth Management

11:30am-11:45am: Break

11:45am-12:45pm: Panel Discussion

  • Mergers & Acquisitions 2.0: Financial Advisors
  • Facilitated by Skip Schweiss, President, TD Ameritrade Trust Company
  • Speakers
    • Todd Crockett, Managing Director, TA Associates
    • Jeff Dekko, CEO, Wealth Enhancement Group
    • Justin Ferri, Chairman, Buckingham Strategic Wealth
    • David Mrazik, Managing Partner, Merchant Investment Management

Facilitator
Skip Schweiss
President
TD Ameritrade Trust Company

Speaker
Todd Crockett
Managing Director
TA Associates

Speaker
Jeff Dekko
CEO
Wealth Enhancement Group

Speaker
Justin Ferri
Chairman
Buckingham Strategic Wealth

Speaker
David Mrazik
Managing Partner
Merchant Investment Management

12:45pm-1:00pm: Break

1:00pm-1:45pm: Panel Discussion

  • Venture Capital & Private Equity
  • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Speakers
    • Jim Ashton, Partner, NewSpring Capital
    • Mike Martin, Managing Director, Financial Services Group, Warburg Pincus
    • Scott Stuart, Managing Partner, Sageview Capital
    • Chris Sugden, Managing Partner, Financial Technology, Edison Partners

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

Speaker
Jim Ashton
Partner
NewSpring Capital

Speaker
Mike Martin
Managing Director
Financial Services Group
Warburg Pincus

Speaker
Scott Stuart
Managing Partner
Sageview Capital

Speaker
Chris Sugden
Managing Partner
Financial Technology
Edison Partners

1:45pm-2:00pm: Tiburon CEO Summit XXXVII Recap & Closing

  • Presented by Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services

2:00pm: Dismissal & Open Discussion