Tiburon CEO Summit XXXVIII - Meeting Agenda

Tiburon CEO Summit XXXVIII will officially start at 7:45am on Tuesday, April 7, 2020, at The Wagner at the Battery (FKA The Ritz Carlton Hotel) in New York, NY, include a group dinner that night, and finish at 2:00pm on Wednesday, April 8, 2020.

More casually, Tiburon CEO Summit XXXVIII will begin with a cocktail reception Monday, April 6, 2020, at 6:00pm.


Meeting Agenda

The planned agenda is as follows:

Monday, April 6, 2020

6:00pm-8:00pm: Cocktail Reception

  • Location: The Wagner at the Battery (FKA The Ritz Carlton Hotel) in New York, NY

Tuesday, April 7, 2020

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXVIII Welcome

  • Presented by Coming Soon

Moderator

 

 

 

 

8:00am-8:45am: Panel Discussion

  • Ask the Consumers
  • Facilitated by Coming Soon
  • Consumers
    • Consumer 1
    • Consumer 2
    • Consumer 3
    • Consumer 4

Moderator

Consumer 1

Consumer 2

Consumer 3

Consumer 4

8:45am-9:00am: Break

9:00am-10:30am: Tiburon CEO Summit XXXVIII - Keynote Presentation

  • The Top Six Wealth & Investment Management (and Related FinTech) Industry Trends & Strategic Industry Activity
  • Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Introduced by Coming Soon

Keynote Presenter
Chip Roame
Managing Partner
Tiburon Strategic Advisors




10:30am-10:45am: Break

10:45am-11:30am: Tiburon Fireside Chat

  • Prior Tiburon CEO Summit Award Recipient Fireside Chat
  • Featuring Rob Arnott, Chairman, Research Affiliates
  • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

Speaker
Rob Arnott
 Chairman
Research Affiliates

 

 


11:30am-11:45am: Break

11:45am-12:45pm: Panel Discussion

  • Women in Wealth & Investment Management
  • Facilitated by Coming Soon
  • Speakers
    • Coming Soon
    • Coming Soon
    • Coming Soon
    • Coming Soon

Facilitator

Speaker

Speaker

Speaker

Speaker

12:45pm-1:00pm: Break

1:00pm-2:00pm: Panel Discussion

  • CEOs Panel: Multi-Facet Multi-Billion Revenue Wealth & Investment Management Firms
  • Facilitated by Coming Soon
  • Speakers
    • Joe Moglia Chairman, TD Ameritrade
    • Cyrus Taraporevala, CEO, State Street Global Advisors
    • Coming Soon
    • Coming Soon

Facilitator

Speaker
Joe Moglia
 Chairman
TD Ameritrade

Speaker
Cyrus Taraporevala
 CEO
State Street Global Advisors

Speaker

Speaker

2:00pm-2:15pm: Break

2:15pm-2:30pm: Tiburon Impact Adventures

  • Speakers
    • Scott Hanson, Co-CEO, Allworth Financial
    • Craig Wietz, President, First Rate
  • Introduced by Skip Schweiss, President, TD Ameritrade Trust Company

Speaker
Scott Hanson
Co-CEO
Allworth Financial

Speaker
Craig Wietz
President
First Rate

 

 


2:30pm-3:30pm: Tiburon Talks

  • Introduced by Coming Soon
  • Topic Coming Soon
    • Coming Soon
  • Team Talent: Elevating the Client Experience Through Specialization
    • Sean Walters, CEO, Investments & Wealth Institute (IMCA)
  • A Heightened Standard of Conduct For Broker-Dealers Under Reg BI
    • Karen Barr, CEO, Investment Adviser Association (IAA)

Facilitator

Speaker

Speaker
Sean Walters
 CEO
Investments & Wealth Institute (IMCA)

Speaker
Karen Barr
 CEO
Investment Adviser Association (IAA)


3:30pm-3:45pm: Break

3:45pm-4:00pm: Tiburon Skip & Chip's Excellent Adventures

  • Introduced by Coming Soon
  • Speakers
    • Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services
    • Skip Schweiss, President, TD Ameritrade Trust Company

Speaker
Craig Gordon
Chief of Strategic Development
RBC Correspondent & Advisor Services

Speaker
Skip Schweiss
President
TD Ameritrade Trust Company

 


4:00pm-5:00pm: Tiburon Talks

  • Introduced by Coming Soon
  • The Advancement of Fee-Only Financial Planning
    • Geof Brown, CEO, National Association of Personal Financial Advisors (NAPFA)
  • Solving Global Challenges Using Finance Science
    • Robert Merton, Professor, Sloan School of Management
  • What Is Life Worth?
    • Ken Feinberg, Managing Partner, The Law Offices of Kenneth Feinberg

Facilitator

Speaker
Geof Brown
 CEO
National Association of Personal Financial Advisors (NAPFA)

Speaker
Robert Merton
Professor
Sloan School of Management

Speaker
Ken Feinberg
 Managing Partner
The Law Offices of Kenneth Feinberg


5:00pm-6:30pm: Free Time & Guided Walks to Dinner

  • Option #1: Meet in lobby of The Wagner at the Battery at 6:00pm
  • Option #2: Meet in lobby of The Wagner at the Battery at 6:15pm
  • Option #3: Meet in lobby of The Wagner at the Battery at 6:30pm

6:30pm-9:30pm: Tiburon CEO Summit XXXVIII Dinner

  • Location: Delmonico's (56 Beaver St, New York, NY 10004) (212-509-1144)
  • 6:30pm-7:30pm: Cocktails & Appetizers
  • 7:30pm-9:30pm: Dinner

Wednesday, April 8, 2020

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXVIII Day #2 Welcome

  • Presented by Coming Soon

Moderator

 

 

 

 

8:00am-9:00am: Panel Discussion

  • Financial Advisor Channels
  • Facilitated by Coming Soon
  • Speakers
    • Coming Soon
    • Coming Soon
    • Coming Soon
    • Coming Soon

Facilitator

Speaker

Speaker

Speaker

Speaker

9:00am-9:15am: Break

9:15am-10:00am: Tiburon CEO Summit XXXVIII - Key Trends Discussion Session

  • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Speakers
    • Tiburon Client Speaker #1 Announced Onsite
    • Tiburon Client Speaker #2 Announced Onsite
    • Tiburon Client Speaker #3 Announced Onsite
    • Tiburon Client Speaker #4 Announced Onsite
  • Introduced by Coming Soon

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

 

 

 

10:00am-10:15am: Break

10:15am-1:45pm: CEO Roundtable Parallel Tracks

Track I:
Financial Products		 Track II:
Distribution		 Track III:
Technology		 Track IV:
Capital Allocation
i. Exchange Traded Funds (ETFs) & Indexing i. Robo Advisors i. Financial Advisor Technology i. Venture Capital
ii. ESG & Impact Investing ii. Leading Financial Advisors ii. Robo Advisor Technology ii. Private Equity
iii. Alternative Investments iii. Institutional Channels iii. Financial Services Industry Technology iii. Financial Advisor Mergers & Acquisitions

10:15am-11:15am: CEO Roundtable Discussions

  • Track I: Financial Products: i. Exchange Traded Funds (ETFs) & Indexing
    • Facilitated by Coming Soon
    • Speakers
      • Eduardo Repetto, Chief Investment Officer, Avantis Investors
      • Coming Soon
      • Coming Soon
      • Coming Soon

    Facilitator

    Speaker
    Eduardo Repetto
     Chief Investment Officer
    Avantis Investors

    Speaker

    Speaker

    Speaker

  • Track II: Distribution: i. Robo Advisors
    • Facilitated by Coming Soon
    • Speakers
      • Coming Soon
      • Coming Soon
      • Coming Soon
      • Coming Soon

    Facilitator

    Speaker

    Speaker

    Speaker

    Speaker

  • Track III: Technology: i. Financial Advisor Technology
    • Facilitated by Coming Soon
    • Speakers
      • Coming Soon
      • Coming Soon
      • Coming Soon
      • Coming Soon

    Facilitator

    Speaker

    Speaker

    Speaker

    Speaker

  • Track IV: Capital Allocation: i. Venture Capital
    • Facilitated by Coming Soon
    • Speakers
      • Coming Soon
      • Coming Soon
      • Coming Soon
      • Coming Soon

    Facilitator

    Speaker

    Speaker

    Speaker

    Speaker

11:15am-11:30am: Break

11:30am-12:30pm: CEO Roundtable Discussions

  • Track I: Financial Products: ii. ESG & Impact Investing
    • Facilitated by Coming Soon
    • Speakers
      • Coming Soon
      • Coming Soon
      • Coming Soon
      • Coming Soon

    Facilitator

    Speaker

    Speaker

    Speaker

    Speaker

  • Track II: Distribution: ii. Leading Financial Advisors
    • Facilitated by Coming Soon
    • Speakers
      • Bonne Sewell, CEO, American Capital Planning
      • Coming Soon
      • Coming Soon
      • Coming Soon

    Facilitator

    Speaker
    Bonne Sewell
     CEO
    American Capital Planning

    Speaker

    Speaker

    Speaker

  • Track III: Technology: ii. Robo Advisor Technology
    • Facilitated by Coming Soon
    • Speakers
      • Jed Laskowitz, CEO, Intelligent Digital Solutions, JP Morgan Asset & Wealth Management
      • Coming Soon
      • Coming Soon
      • Coming Soon

    Facilitator

    Speaker
    Jed Laskowitz
     CEO
    Intelligent Digital Solutions
    JP Morgan Asset & Wealth Management

    Speaker

    Speaker

    Speaker

  • Track IV: Capital Allocation: ii. Private Equity
    • Facilitated by Coming Soon
    • Speakers
      • Coming Soon
      • Coming Soon
      • Coming Soon
      • Coming Soon

    Facilitator

    Speaker

    Speaker

    Speaker

    Speaker

12:30pm-12:45pm: Break

12:45pm-1:45pm: CEO Roundtable Discussions

  • Track I: Financial Products: iii. Alternative Investments
    • Facilitated by Coming Soon
    • Speakers
      • Coming Soon
      • Coming Soon
      • Coming Soon
      • Coming Soon

    Facilitator

    Speaker

    Speaker

    Speaker

    Speaker

  • Track II: Distribution: iii. Institutional Channels
    • Facilitated by Coming Soon
    • Speakers
      • Matt Witkos, President, Eaton Vance Distributors
      • Coming Soon
      • Coming Soon
      • Coming Soon

    Facilitator

    Speaker
    Matt Witkos
     President
    Eaton Vance Distributors

    Speaker

    Speaker

    Speaker

  • Track III: Technology: iii. Financial Services Industry Technology
    • Facilitated by Coming Soon
    • Speakers
      • Coming Soon
      • Coming Soon
      • Coming Soon
      • Coming Soon

    Facilitator

    Speaker

    Speaker

    Speaker

    Speaker

  • Track IV: Capital Allocation: iii. Financial Advisor Mergers & Acquisitions
    • Facilitated by Coming Soon
    • Speakers
      • Ric Edelman, Executive Chairman, Investor Education, Edelman Financial Engines
      • Jim Gold, CEO, Steward Partners Global Advisory
      • Fielding Miller, CEO, Cap Trust Financial Advisors
      • Coming Soon

    Facilitator

    Speaker
    Ric Edelman
     Executive Chairman
    Investor Education
    Edelman Financial Engines

    Speaker
    Jim Gold
     CEO
    Steward Partners Global Advisory

    Speaker
    Fielding Miller
     CEO
    Cap Trust Financial Advisors

    Speaker

 

1:45pm-2:00pm: Tiburon CEO Summit XXXVIII Closing Reception

  • Presented by Coming Soon

2:00pm: Dismissal & Open Discussion