Tiburon CEO Summit XXXVIII - Meeting Agenda

Tiburon CEO Summit XXXVIII will officially start at 7:45am on Tuesday, April 7, 2020, at The Wagner at the Battery (FKA The Ritz Carlton Hotel) in New York, NY, include a group dinner that night, and finish at 1:00pm on Wednesday, April 8, 2020.

More casually, Tiburon CEO Summit XXXVIII will begin with a cocktail reception Monday, April 6, 2020, at 6:00pm.


Meeting Agenda

The planned agenda is as follows:

Monday, April 6, 2020


6:00pm-8:00pm: Cocktail Reception

  • Location: The Wagner at the Battery (FKA The Ritz Carlton Hotel) in New York, NY

Tuesday, April 7, 2020

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXVIII Welcome

  • Presented by Skip Schweiss, President, TD Ameritrade Trust Company

Moderator
Skip Schweiss
President

TD Ameritrade Trust Company

 

 

 

 

8:00am-8:45am: Panel Discussion

  • Ask the Investors
  • Facilitated by Matt Brown, CEO, CAIS Group
  • Investors
    • Erika S.
    • Investor 2
    • Investor 3
    • Investor 4

Facilitator
Matt Brown
CEO
CAIS Group

Investor 1
Erika S.



Investor 2


Investor 3


Investor 4


8:45am-9:00am: Break

9:00am-10:30am: Tiburon CEO Summit XXXVIII - Keynote Presentation

  • The Top Six Wealth & Investment Management (and Related FinTech) Industry Trends & Investing Opportunities
  • Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Introduced by Skip Schweiss, President, TD Ameritrade Trust Company

Keynote Presenter
Chip Roame
Managing Partner
Tiburon Strategic Advisors






10:30am-10:45am: Break

10:45am-11:30am: Tiburon Fireside Chat

  • Prior Tiburon CEO Summit Award Recipient Fireside Chat
  • Featuring Rob Arnott, Chairman, Research Affiliates
  • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

Speaker
Rob Arnott
Chairman
Research Affiliates

 

 


11:30am-11:45am: Break

11:45am-12:45pm: Panel Discussion

  • CEOs Panel: Multi-Facet Multi-Billion Dollar Revenue Wealth & Investment Management Firms
  • Facilitated by Stuart DePina, CEO, Envestnet Data & Analytics
  • Speakers
    • Rudy Adolf, CEO, Focus Financial Partners
    • Dave Butler, Co-CEO, Dimensional Fund Advisors
    • Joe Moglia Chairman, TD Ameritrade
    • Cyrus Taraporevala, CEO, State Street Global Advisors

Facilitator
Stuart DePina
CEO
Envestnet Data & Analytics

Speaker
Rudy Adolf
CEO
Focus Financial Partners

Speaker
Dave Butler
Co-CEO
Dimensional Fund Advisors

Speaker
Joe Moglia
Chairman
TD Ameritrade

Speaker
Cyrus Taraporevala
CEO
State Street Global Advisors

12:45pm-1:00pm: Break

1:00pm-1:15pm: Tiburon Impact Adventures

  • Speakers
    • Scott Hanson, Co-CEO, Allworth Financial
    • Craig Wietz, President, First Rate
  • Introduced by Skip Schweiss, President, TD Ameritrade Trust Company

Speaker
Scott Hanson
Co-CEO
Allworth Financial

Speaker
Craig Wietz
President
First Rate

 

 


1:15pm-2:15pm: Tiburon Talks

  • Introduced by Cheryl Nash, President, Fiserv Investment Services
  • Economics of Uncertainty
    • Woody Brock, President, Strategic Economic Decisions
  • Topic Coming Soon
    • Coming Soon
  • 2020 Policy Outlook and its Impact on Investment Adviser Businesses
    • Karen Barr, CEO, Investment Adviser Association (IAA)

Facilitator
Cheryl Nash
President
Fiserv Investment Services

Speaker
Woody Brock
President
Strategic Economic Decisions

Speaker

Speaker
Karen Barr
CEO
Investment Adviser Association (IAA)


2:15pm-2:30pm: Break

2:30pm-2:45pm: Tiburon Skip & Chip's Excellent Adventures

  • Speakers
    • Skip Schweiss, President, TD Ameritrade Trust Company
    • Coming Soon

Speaker
Skip Schweiss
President

TD Ameritrade Trust Company

Speaker

 



2:45pm-3:45pm: Tiburon Talks

  • Introduced by Coming Soon
  • Team Talent: Elevating the Client Experience Through Specialization
    • Sean Walters, CEO, Investments & Wealth Institute (IMCA)
  • The Advancement of Fee-Only Financial Planning
    • Geof Brown, CEO, National Association of Personal Financial Advisors (NAPFA)
  • What Is Life Worth?
    • Ken Feinberg, Managing Partner, The Law Offices of Kenneth Feinberg

Facilitator

Speaker
Sean Walters
CEO
Investments & Wealth Institute (IMCA)

Speaker
Geof Brown
CEO
National Association of Personal Financial Advisors (NAPFA)

Speaker
Ken Feinberg
Managing Partner
The Law Offices of Kenneth Feinberg


3:45pm-4:00pm: Break

4:00pm-4:45pm: Tiburon Fireside Chat

  • Prior Tiburon CEO Summit Award Recipient Fireside Chat
  • Featuring Mark Casady, Partner, Vestigo Ventures
  • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

Speaker
Mark Casady
Partner
Vestigo Ventures

 

 


5:00pm-6:30pm: Free Time & Guided Walks to Dinner

  • Option #1: Meet in lobby of The Wagner at the Battery at 6:00pm
  • Option #2: Meet in lobby of The Wagner at the Battery at 6:15pm
  • Option #3: Meet in lobby of The Wagner at the Battery at 6:30pm

6:30pm-9:30pm: Tiburon CEO Summit XXXVIII Dinner

  • Location: Delmonico's (56 Beaver St, New York, NY 10004) (212-509-1144)
  • 6:30pm-7:30pm: Cocktails & Appetizers
  • 7:30pm-9:30pm: Dinner

Wednesday, April 8, 2020

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXVIII Day #2 Welcome

  • Presented by Eric Clarke, CEO, Orion Advisor Solutions

Moderator
Eric Clarke
CEO
Orion Advisor Solutions

 

 

 

 

8:00am-9:00am: Panel Discussion

  • Next Generation of Leaders
  • Facilitated by Cheryl Nash, President, Fiserv Investment Services
  • Speakers
    • Jocelyn Wright, Managing Partner, Ascension Wealth Management
    • Coming Soon
    • Coming Soon
    • Coming Soon

Facilitator
Cheryl Nash
President
Fiserv Investment Services

Speaker
Jocelyn Wright
Managing Partner
Ascension Wealth Management

Speaker

Speaker

Speaker

9:00am-9:15am: Break

9:15am-12:45pm: CEO Roundtable Parallel Tracks

Track I:
Financial Products
Track II:
Distribution
Track III:
Technology & Capital Allocation
i. Investment Management 2.0: Leading-Edge Investment Strategies i. Robo Advisors & Other Modern Financial Advisor Models i. Financial Advisor Technology
ii. ESG & Impact Investing ii. Leading Financial Advisors ii. Venture Capital & Private Equity Investing Opportunities
iii. Alternative Investments iii. Financial Advisor Channels iii. Financial Advisor Mergers & Acquisitions

9:15am-10:15am: CEO Roundtable Discussions

  • Track I: Financial Products: i. Investment Management 2.0: Leading-Edge Investment Strategies
    • Facilitated by Anthony Perkins, Chief Information Officer, Fiserv
    • Speakers
      • John Calamos, Chairman, Calamos Investments
      • John Hailer, President, 1251 Asset Management
      • Eduardo Repetto, Chief Investment Officer, Avantis Investors
      • Matt Witkos, President, Eaton Vance Distributors

    Facilitator
    Anthony Perkins
    Chief Information Officer
    Fiserv

    Speaker
    John Calamos
    Chairman
    Calamos Investments

    Speaker
    John Hailer
    President
    1251 Asset Management

    Speaker
    Eduardo Repetto
    Chief Investment Officer
    Avantis Investors

    Speaker
    Matt Witkos
    President
    Eaton Vance Distributors

  • Track II: Distribution: i. Robo Advisors & Other Modern Financial Advisor Models
    • Facilitated by Rohan Modi, Executive Vice President, Marketing, Investment Services, Fiserv
    • Speakers
      • Margaret Hartigan, CEO, Marstone
      • Jed Laskowitz, CEO, Intelligent Digital Solutions, JP Morgan Asset & Wealth Management
      • Coming Soon
      • Coming Soon

    Facilitator
    Rohan Modi
    Executive Vice President
    Marketing
    Investment Services
    Fiserv

    Speaker
    Margaret Hartigan
    CEO
    Marstone

    Speaker
    Jed Laskowitz
    CEO
    Intelligent Digital Solutions
    JP Morgan Asset & Wealth Management

    Speaker

    Speaker

  • Track III: Technology & Capital Allocation: i. Financial Advisor Technology
    • Facilitated by Michael Pinsker, Chairman, Docupace Technologies
    • Speakers
      • Coming Soon
      • Coming Soon
      • Coming Soon
      • Coming Soon

    Facilitator
    Michael Pinsker
    Chairman
    Docupace Technologies

    Speaker

    Speaker

    Speaker

    Speaker

10:15am-10:30am: Break

10:30am-11:30am: CEO Roundtable Discussions

  • Track I: Financial Products: ii. ESG & Impact Investing
    • Facilitated by Craig Wietz, President, First Rate
    • Speakers
      • Ron Cordes, Co-Founder, Cordes Foundation
      • Jenn Kenning, CEO, Align Impact
      • Patrick McKenna, Managing Partner, Catalyst Opportunity Funds
      • Coming Soon

    Facilitator
    Craig Wietz
    President
    First Rate

    Speaker
    Ron Cordes
    Co-Founder
    Cordes Foundation

    Speaker
    Jenn Kenning
    CEO
    Align Impact

    Speaker
    Patrick McKenna
    Managing Partner
    Catalyst Opportunity Funds

    Speaker

  • Track II: Distribution: ii. Leading Financial Advisors
    • Facilitated by Matt Brown, CEO, CAIS Group
    • Speakers
      • Josh Brown, CEO, Ritholtz Wealth Management
      • Ric Edelman, Executive Chairman, Investor Education, Edelman Financial Engines
      • Wendy Hartman, President, Buckingham Strategic Wealth
      • Bonnie Sewell, CEO, American Capital Planning

    Facilitator
    Matt Brown
    CEO
    CAIS Group

    Speaker
    Josh Brown
    CEO
    Ritholtz Wealth Management

    Speaker
    Ric Edelman
    Executive Chairman
    Investor Education
    Edelman Financial Engines

    Speaker
    Wendy Hartman
    President
    Buckingham Strategic Wealth

    Speaker
    Bonnie Sewell
    CEO
    American Capital Planning

  • Track III: Technology & Capital Allocation: ii. Venture Capital & Private Equity Investing Opportunities
    • Facilitated by Mark Tapling, CEO, Docupace Technologies
    • Speakers
      • Chris Egan, Managing Partner, Advent International
      • Mike Hollander, Managing Director, GTCR Golder Rauner
      • Coming Soon
      • Coming Soon

    Facilitator
    Mark Tapling
    CEO
    Docupace Technologies

    Speaker
    Chris Egan
    Managing Partner
    Advent International

    Speaker
    Mike Hollander
    Managing Director
    GTCR Golder Rauner

    Speaker

    Speaker

11:30am-11:45am: Break

11:45am-12:45pm: CEO Roundtable Discussions

  • Track I: Financial Products: iii. Alternative Investments
    • Facilitated by Staci Sullivan, President, TD Ameritrade Clearing
    • Speakers
      • Larry Allen, CEO, NYPPEX
      • Tom Florence, CEO, 361 Capital
      • Coming Soon
      • Coming Soon

    Facilitator
    Staci Sullivan
    President
    TD Ameritrade Clearing

    Speaker
    Larry Allen
    CEO
    NYPPEX

    Speaker
    Tom Florence
    CEO
    361 Capital

    Speaker

    Speaker

  • Track II: Distribution: iii. Financial Advisor Channels
    • Facilitated by Abby Salameh, Chief Marketing Officer, HighTower Holding
    • Speakers
      • Adam Antoniades, CEO, Cetera Financial Group
      • Estee Faranda, CEO, PFS Investments
      • Mary Nelson, CEO, Allstate Financial Services
      • Coming Soon

    Facilitator
    Abby Salameh
    Chief Marketing Officer
    HighTower Holding

    Speaker
    Adam Antoniades
    CEO
    Cetera Financial Group

    Speaker
    Estee Faranda
    CEO
    PFS Investments

    Speaker
    Mary Nelson
    CEO
    Allstate Financial Services

    Speaker

  • Track III: Technology & Capital Allocation: iii. Financial Advisor Mergers & Acquisitions
    • Facilitated by Coming Soon
    • Speakers
      • John Bahnken, President, Citizens Bank Wealth Management
      • Brent Brodeski, CEO, Savant Capital Management
      • Jim Gold, CEO, Steward Partners Global Advisory
      • Fielding Miller, CEO, Cap Trust Financial Advisors

    Facilitator

    Speaker
    John Bahnken
    President
    Citizens Bank Wealth Management

    Speaker
    Brent Brodeski
    CEO
    Savant Capital Management

    Speaker
    Jim Gold
    CEO
    Steward Partners Global Advisory

    Speaker
    Fielding Miller
    CEO
    Cap Trust Financial Advisors

 

12:45pm-1:00pm: Tiburon CEO Summit XXXVIII Closing Hallway Reception

1:00pm: Dismissal & Open Discussion