8:00am-9:00am: Ask the Clients Panel Discussion

• Facilitated by Abby Salameh, Chief Marketing Officer, CAIS
• Clients
• Allie M. (Facet Wealth (DBA Facet))
• Terri T. (Facet Wealth (DBA Facet))
• Client 3
• Client 4
• Client 5

9:00am-9:15am: Break

9:15am-10:45am: Tiburon CEO Summit XLV - Keynote Presentation

• Key Wealth & Investment Management (& WealthTech) Industry Trends
• Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
• Introduced by Noreen Beaman, Vice Chairman, Orion Advisor Solutions

10:45am-11:00am: Break

11:00am-12:15pm: Tiburon Talks: Strategic Views from Wealth & Investment Management Consulting Firms

• Introduced by David Lau, CEO, DPL Financial Partners
• Topic: Gen AI in Wealth Management
  • Bhavi Mehta, Partner, Bain & Company
• Topic: Longevity and Impact on Multigenerational Advice
  • Scott Reddel, Managing Director, Capital Markets & Wealth Management, Accenture
• Topic: Wealth Management Solutions for Affluent Customers
  • Nilesh Vaidya, Business Head, Retail Banking & Wealth Management, Capgemini
• Topic: CEO Excellence: The Six Mindsets
  • Carolyn Dewar, Senior Partner, McKinsey & Company

12:15pm-12:45pm: Casual Lunch Break

• Please enjoy the provided lunch and bring it back to the afternoon sessions, taking the opportunity to network with other attendees during the break

12:45pm-1:00pm: Tiburon Impact Adventures

• Facilitated by Scott Hanson, Co-CEO, Allworth Financial
• Speakers
• Sean Lambert, President, San Diego & Baja, Youth with a Mission
  
• Dave Stone, CEO, First Rate
  
• Trina Stone, Executive Chairwoman, First Rate
  
• Craig Wietz, President, First Rate
  

1:00pm-2:00pm: Nationwide Fee-Based Financial Advisors (RIAs) Panel Discussion

• Facilitated by Ben Cukier, Partner, Centana Growth Partners
• Speakers
• Marty Bicknell, CEO, Mariner Wealth Advisors
  
• Jay Shah, CEO, Edelman Financial Engines
  
• Teri Shepherd, President, Carson Group
  
• Avy Stein, Co-Chairman, Cresset Capital
  
• Dave Welling, CEO, Mercer Advisors
  

2:00pm-2:15pm: Break

2:15pm-2:30pm: The Magic of Behavioral Finance

• Speakers
• Theron Schaub
  

2:30pm-3:30pm: Wealth Management CEOs Panel Discussion

• Facilitated by Frank Trotter, President, Battle Financial
• Speakers
• David Chubak, Business Head, Wealth Management, Edward Jones & Company
  
• Joe Duran, Former CEO, Goldman Sachs Personal Financial Management
  
• Sallie Krawcheck, CEO, Ellevest
  
• Jennifer Povlitz, Divisional Director, Wealth Management USA, UBS Financial Services
  
• Coming Soon
  

3:30pm-3:45pm: Break

3:45pm-4:00pm: Skip & Chip's Excellent Adventures

• Speakers
• Skip Schweiss, CEO, Sierra Investment Management
  
• Frank Trotter, President, Battle Financial
  

4:00pm-5:15pm: Tiburon Talks: Strategic & Tactical Views from Wealth & Investment Management Industry Trade Group Leaders

• Introduced by Cheryl Nash, Chief Customer Executive, InvestCloud
• Topic: Coming Soon
  • Dan Moisand, Chairman, Certified Financial Planner Board of Standards (CFP Board)
• Topic: The Landscape of Family Wealth
  • Tom Livergood, Founder, The Family Wealth Alliance
• Topic: The Next Big Thing
  • Steve Gresham, Managing Principal, Next Chapter

5:15pm-9:00pm: Tiburon CEO Summit XLV Group Dinner

• Location: Bungalow Kitchen, Tiburon, CA
• 5:15pm-6:30pm: Group transportation to Tiburon, CA will be provided
• 6:30pm-9:00pm: Group Dinner
• 9:00pm: Group transportation to the Four Seasons San Francisco Hotel will be provided

Wednesday, November 8, 2023

• Attendees should feel free to bring breakfast to the CEO Roundtables

8:00am-12:45pm: CEO Roundtable Parallel Tracks

8:00am-9:00am: CEO Roundtable Discussions

• Track I: Investment Management: Comprehensive Financial Planning
  
• Facilitated by Anton Honikman, CEO, MyVest
• Speakers
• Steve Lockshin, CEO, AdvicePeriod
  
• Joe Mrak, CEO, Foundation Source Philanthropic Services
  
• Jacob Pruitt, President, Fidelity Charitable
  
• Josh Smith, CEO, VRGL
  
• Eric Thomes, CEO, Allianz Life Financial Services
  



Facilitator Anton Honikman CEO MyVest

Speaker Steve Lockshin CEO AdvicePeriod

Speaker Joe Mrak CEO Foundation Source Philanthropic Services

Speaker Jacob Pruitt President Fidelity Charitable

Speaker Josh Smith CEO VRGL

Speaker Eric Thomes CEO Allianz Life Financial Services

• Track II: Wealth Management: Trends in Wealth Management: Artificial Intelligence, Robo Advisors, Hybrid Digital Advice Providers, & Other Leading-Edge B2C Models
  
• Facilitated by Chris Perry, President, Broadridge Financial Solutions
• Speakers
• David Barnard, CEO, Luminary
  
• Dani Fava, President, Product Innovation, Envestnet
  
• Amanda Hindlian, President, ICE Fixed Income & Data Services
  
• Craig Iskowitz, CEO, Ezra Group
  
• Runik Mehrotra, President, Vise Technologies
  



Facilitator Chris Perry President Broadridge Financial Solutions

Speaker David Barnard CEO Luminary

Speaker Dani Fava President Product Innovation Envestnet

Speaker Amanda Hindlian President ICE Fixed Income & Data Services

Speaker Craig Iskowitz CEO Ezra Group

Speaker Runik Mehrotra President Vise Technologies

• Track III: Strategic Opportunities: Wealth & Investment Management Venture Capital & Growth Equity Investing
  
• Facilitated by Michael Pinsker, President, Docupace Technologies
• Speakers
• Logan Allin, Managing Partner, Fin Capital
  
• Ziv Conen, Partner, New Era Capital Partners
  
• Pam Cytron, President, The Founders Arena
  
• Greg Mashinter, Partner, Peloton Capital Management
  
• Chad Virgin, Managing Director, Allianz Life Ventures
  



Facilitator Michael Pinsker President Docupace Technologies

Speaker Logan Allin Managing Partner Fin Capital

Speaker Ziv Conen Partner New Era Capital Partners

Speaker Pam Cytron President The Founders Arena

Speaker Greg Mashinter Partner Peloton Capital Management

Speaker Chad Virgin Managing Director Allianz Life Ventures

9:00am-9:15am: Break

9:15am-10:15am: CEO Roundtable Discussions

• Track I: Investment Management: Exchange Traded Funds (ETFs) & Personalized Indexing
  
• Facilitated by Tim Holland, Chief Investment Officer, Orion OCIO Business
• Speakers
• Reggie Browne, Principal, GTS
  
• Carlos Diez, CEO, MarketGrader
  
• Bryon Lake, Business Head, ETF Solutions, JP Morgan Asset Management
  
• Anna Paglia, Business Head, Global Exchange Traded Funds (ETFs), Indexed Strategies, SMAs, & Models, Invesco
  
• Jan van Eck, CEO, VanEck Funds
  



Facilitator Tim Holland Chief Investment Officer Orion OCIO Business

Speaker Reggie Browne Principal GTS

Speaker Carlos Diez CEO MarketGrader

Speaker Bryon Lake Business Head ETF Solutions JP Morgan Asset Management

Speaker Anna Paglia Business Head Global Exchange Traded Funds (ETFs), Indexed Strategies, SMAs, & Models Invesco

Speaker Jan van Eck CEO VanEck Funds

• Track II: Wealth Management: Independent Advisor Channels & Break-Away Broker Platforms
  
• Facilitated by Corey Walther, President, Allianz Life Financial Services
• Speakers
• Bill Capuzzi, CEO, Apex FinTech Solutions
  
• Stephen Langlois, President, Kestra Financial
  
• Jodi Perry, President, Independent Contractors Division, Raymond James Financial
  
• Matt Regan, President, Wealthcare Capital Management
  
• Jeff Vivacqua, President, Growth & Development, Cambridge Investment Research
  



Facilitator Corey Walther President Allianz Life Financial Services

Speaker Bill Capuzzi CEO Apex FinTech Solutions

Speaker Stephen Langlois President Kestra Financial

Speaker Jodi Perry President Independent Contractors Division Raymond James Financial

Speaker Matt Regan President Wealthcare Capital Management

Speaker Jeff Vivacqua President Growth & Development Cambridge Investment Research

• Track III: Strategic Opportunities: WealthTech Firms Mergers & Acquisitions (Including Investment Banks & Private Equity Buyers)
  
• Facilitated by Seth Johnson, Business Head, Billing Development, Envestnet
• Speakers
• Jim Ashton, Partner, Newspring Capital
  
• Lincoln Ross, CEO, CircleBlack
  
• Darren Tedesco, President, Advisor360
  
• Craig Wietz, President, First Rate
  



Facilitator Seth Johnson Business Head Billing Development Envestnet

Speaker Jim Ashton Partner Newspring Capital

Speaker Lincoln Ross CEO CircleBlack

Speaker Darren Tedesco President Advisor360

Speaker Craig Wietz President First Rate

10:15am-10:30am: Break

10:30am-11:30am: CEO Roundtable Discussions

• Track I: Investment Management: Managed Account Programs & Platforms
  
• Facilitated by Heather Kelly, CEO, Kelly Like Consulting
• Speakers
• Amar Ahluwalia, CEO, OneVest
  
• Anton Honikman, CEO, MyVest
  
• Ravi Koka, CEO, StockSnips
  
• Scott MacKillop, CEO, First Ascent Asset Management
  
• Daniel Needham, President, Morningstar Wealth
  



Facilitator Heather Kelly CEO Kelly Like Consulting

Speaker Amar Ahluwalia CEO OneVest

Speaker Anton Honikman CEO MyVest

Speaker Ravi Koka CEO StockSnips

Speaker Scott MacKillop CEO First Ascent Asset Management

Speaker Daniel Needham President Morningstar Wealth

• Track II: Wealth Management: Regional & Emerging Advisors
  
• Facilitated by Ryan George, Chief Marketing Officer, Docupace Technologies
• Speakers
• Raj Bhattacharyya, CEO, Robertson Stephens
  
• Mike Capelle, Co-CEO, Modern Wealth Management
  
• Preston Cherry, Co-Founder, Practice Intelligence
  
• Samuel Deane, CEO, Deane Wealth Management
  
• Shannon Spotswood, President, RFG Advisory
  



Facilitator Ryan George Chief Marketing Officer Docupace Technologies

Speaker Raj Bhattacharyya CEO Robertson Stephens

Speaker Mike Capelle Co-CEO Modern Wealth Management

Speaker Preston Cherry Co-Founder Practice Intelligence

Speaker Samuel Deane CEO Deane Wealth Management

Speaker Shannon Spotswood President RFG Advisory

• Track III: Strategic Opportunities: Wealth Management Firms Mergers & Acquisitions (Including Investment Banks & Private Equity Buyers)
  
• Facilitated by John Langston, Managing Partner, Republic Capital Group
• Speakers
• Paul Emery, Partner, Altas Partners
  
• Mark Gormley, Partner, Lee Equity Partners
  
• Sal Hasnain, Managing Director, Financial Services, Ontario Teachers Pension Plan
  
• Frank Kettle, Senior Managing Director, Colchester Partners
  
• Dan Seivert, CEO, Echelon Partners
  



Facilitator John Langston Managing Partner Republic Capital Group

Speaker Paul Emery Partner Altas Partners

Speaker Mark Gormley Partner Lee Equity Partners

Speaker Sal Hasnain Managing Director Financial Services Ontario Teachers Pension Plan

Speaker Frank Kettle Senior Managing Director Colchester Partners

Speaker Dan Seivert CEO Echelon Partners

11:30am-11:45am: Break

11:45am-12:45pm: CEO Roundtable Discussions

• Track I: Investment Management: Alternative Investments
  
• Facilitated by Grayson Greer, Managing Director, First Rate Global
• Speakers
• Austin Allison, CEO, Pacaso
  
• Kamal Hassan, Managing Partner, Loyal VC
  
• Samir Kaji, CEO, Allocate
  
• Kendrick Nguyen, CEO, Republic
  
• Shana Sissel, CEO, Banrion Capital Management
  



Facilitator Grayson Greer Managing Director First Rate Global

Speaker Austin Allison CEO Pacaso

Speaker Kamal Hassan Managing Partner Loyal VC

Speaker Samir Kaji CEO, Allocate

Speaker Kendrick Nguyen CEO Republic

Speaker Shana Sissel CEO Banrion Capital Management

• Track II: Wealth Management: 401K Plans & Broader Workplace Market
  
• Facilitated by Craig Wietz, President, First Rate
• Speakers
• Terri Fiedler, President, Retirement Services, Corebridge Financial
  
• Mark Klein, CEO, PCS Retirement
  
• Kelby Meyers, CEO, Nestimate
  
• Lew Minsky, CEO, Defined Contribution Institutional Investment Association (DCIIA)
  
• Jason Schwarz, President, Wilshire Associates
  



Facilitator Craig Wietz President First Rate

Speaker Terri Fiedler President Retirement Services Corebridge Financial

Speaker Mark Klein CEO PCS Retirement

Speaker Kelby Meyers CEO Nestimate

Speaker Lew Minsky CEO Defined Contribution Institutional Investment Association (DCIIA)

Speaker Jason Schwarz President Wilshire Associates

• Track III: Strategic Opportunities: Wealth & Investment Management Capital Markets (Initial Public Offerings (IPOs) & Public Stock Investing)
  
• Facilitated by Tom Smith, Chief Growth Officer, DPL Financial Partners
• Speakers
• Howard Chen, Managing Director, Investment Banking, JP Morgan
  
• Jeff Haller, Managing Director, Wealth Management, Investment Banking, The Goldman Sachs Group
  
• Pete Heckmann, Managing Director, Equity Research, Equity Capital Markets, DA Davidson & Company
  
• Devin Ryan, Managing Director, Financial Technology Research, JMP Securities
  
• Jyri Wilska, Managing Director, Global Capital Markets, Morgan Stanley
  



Facilitator Tom Smith Chief Growth Officer DPL Financial Partners

Speaker Howard Chen Managing Director Investment Banking JP Morgan

Speaker Jeff Haller Managing Director Wealth Management Investment Banking The Goldman Sachs Group

Speaker Pete Heckmann Managing Director Equity Research Equity Capital Markets DA Davidson & Company

Speaker Devin Ryan Managing Director Financial Technology Research JMP Securities

Speaker Jyri Wilska Managing Director Global Capital Markets Morgan Stanley

12:45pm-1:00pm: Tiburon CEO Summit XLV Closing Networking Opportunity

1:00pm: Conclusion