Tiburon CEO Summit XLV will officially start at 7:45am on Tuesday, November 7, 2023, at the Four Seasons San Francisco Hotel, San Francisco, CA, include a group dinner that night in Tiburon, and finish at 1:00pm on Wednesday, November 8, 2023.
More casually, Tiburon CEO Summit XLV will begin with a welcome reception on Monday, November 6, 2023, at 5:00pm.
Meeting Agenda
The planned agenda is as follows:
Monday, November 6, 2023
5:00pm-8:00pm: Welcome Reception Featuring Wine Tasting & Local Specialty Appetizers
- Location: Four Seasons San Francisco Hotel
- 6:00pm-7:00pm: Prior Tiburon CEO Summit Award Recipient Fireside Chat
- Featuring Don Phillips (Managing Director, Morningstar)
- Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors |

Prior Award Recipient
Don Phillips
Managing Director
Morningstar
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Tuesday, November 7, 2023
7:00am-7:45am: Continental
Breakfast
- Attendees
should feel free to bring breakfast to the opening session
7:45am-8:00am: Tiburon CEO Summit XLV Welcome
- Presented by Noreen Beaman, Vice Chairman, Orion Advisor Solutions

Moderator
Noreen Beaman
Vice Chairman
Orion Advisor Solutions
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8:00am-9:00am: Ask the Clients Panel Discussion
- Facilitated by Abby Salameh, Chief Marketing Officer, CAIS
- Clients
- Allie M. (Facet Wealth (DBA Facet))
- Terri T. (Facet Wealth (DBA Facet))
- Client 3
- Client 4
- Client 5

Facilitator
Abby Salameh
Chief Marketing Officer
CAIS
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9:00am-9:15am: Break
9:15am-10:45am: Tiburon CEO Summit XLV - Keynote Presentation
- Key Wealth & Investment Management (& WealthTech) Industry Trends
- Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
- Introduced by Noreen Beaman, Vice Chairman, Orion Advisor Solutions

Keynote Presenter
Chip
Roame
Managing Partner
Tiburon Strategic Advisors |
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10:45am-11:00am: Break
11:00am-12:15pm: Tiburon Talks: Strategic Views from Wealth & Investment Management Consulting Firms
- Introduced by David Lau, CEO, DPL Financial Partners
- Topic: Gen AI in Wealth Management
- Bhavi Mehta, Partner, Bain & Company
- Topic: Longevity and Impact on Multigenerational Advice
- Scott Reddel, Managing Director, Capital Markets & Wealth Management, Accenture
- Topic: Wealth Management Solutions for Affluent Customers
- Nilesh Vaidya, Business Head, Retail Banking & Wealth Management, Capgemini
- Topic: CEO Excellence: The Six Mindsets
- Carolyn Dewar, Senior Partner, McKinsey & Company

Introducer
David Lau
CEO
DPL Financial Partners
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Speaker
Bhavi Mehta
Partner
Bain & Company
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Speaker
Scott Reddel
Managing Director
Capital Markets & Wealth Management
Accenture
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Speaker
Nilesh Vaidya
Business Head
Retail Banking & Wealth Management
Capgemini
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Speaker
Carolyn Dewar
Senior Partner
McKinsey & Company
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12:15pm-12:45pm:
Casual Lunch Break
- Please enjoy the provided lunch and bring it back to the afternoon sessions, taking the opportunity to network with other attendees during the break
12:45pm-1:00pm: Tiburon Impact Adventures
- Facilitated by Scott Hanson, Co-CEO, Allworth Financial
- Speakers
- Sean Lambert, President, San Diego & Baja, Youth with a Mission
- Dave Stone, CEO, First Rate
- Trina Stone, Executive Chairwoman, First Rate
- Craig Wietz, President, First Rate

Facilitator
Scott Hanson
Co-CEO
Allworth Financial
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Speaker
Sean Lambert
President
San Diego & Baja
Youth with a Mission
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Speaker
Dave Stone
CEO
First Rate
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Speaker
Trina Stone
Executive Chairwoman
First Rate
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Speaker
Craig Wietz
President
First Rate
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1:00pm-2:00pm: Nationwide Fee-Based Financial Advisors (RIAs) Panel Discussion
- Facilitated by Ben Cukier, Partner, Centana Growth Partners
- Speakers
- Marty Bicknell, CEO, Mariner Wealth Advisors
- Jay Shah, CEO, Edelman Financial Engines
- Teri Shepherd, President, Carson Group
- Avy Stein, Co-Chairman, Cresset Capital
- Dave Welling, CEO, Mercer Advisors

Facilitator
Ben Cukier
Partner
Centana Growth Partners
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Speaker
Marty Bicknell
CEO
Mariner Wealth Advisors
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Speaker
Jay Shah
CEO
Edelman Financial Engines
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Speaker
Teri Shepherd
President
Carson Group
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Speaker
Avy Stein
Co-Chairman
Cresset Capital
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Speaker
Dave Welling
CEO
Mercer Advisors
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2:00pm-2:15pm: Break
2:15pm-2:30pm: The Magic of Behavioral Finance

Speaker
Theron Schaub
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2:30pm-3:30pm: Wealth Management CEOs Panel Discussion
- Facilitated by Frank Trotter, President, Battle Financial
- Speakers
- David Chubak, Business Head, Wealth Management, Edward Jones & Company
- Joe Duran, Former CEO, Goldman Sachs Personal Financial Management
- Sallie Krawcheck, CEO, Ellevest
- Jennifer Povlitz, Divisional Director, Wealth Management USA, UBS Financial Services
- Coming Soon

Facilitator
Frank Trotter
President
Battle Financial
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Speaker
David Chubak
Business Head
Wealth Management
Edward Jones & Company
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Speaker
Joe Duran
Former CEO
Goldman Sachs Personal Financial Management
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Speaker
Sallie Krawcheck
CEO
Ellevest
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Speaker
Jennifer Povlitz
Divisional Director
Wealth Management USA
UBS Financial Services
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Speaker
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3:30pm-3:45pm: Break
3:45pm-4:00pm: Skip & Chip's Excellent Adventures
- Speakers
- Skip Schweiss, CEO, Sierra Investment Management
- Frank Trotter, President, Battle Financial

Speaker
Skip Schweiss
CEO
Sierra Investment Management
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Speaker
Frank Trotter
President
Battle Financial
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4:00pm-5:15pm: Tiburon Talks: Strategic & Tactical Views from Wealth & Investment Management Industry Trade Group Leaders
- Introduced by Cheryl Nash, Chief Customer Executive, InvestCloud
- Topic: Coming Soon
- Dan Moisand, Chairman, Certified Financial Planner Board of Standards (CFP Board)
- Topic: The Landscape of Family Wealth
- Tom Livergood, Founder, The Family Wealth Alliance
- Topic: The Next Big Thing
- Steve Gresham, Managing Principal, Next Chapter

Introducer
Cheryl Nash
Chief Customer Executive
InvestCloud
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Speaker
Dan Moisand
Chairman
Certified Financial Planner Board of Standards (CFP Board)
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Speaker
Tom Livergood
Founder
The Family Wealth Alliance
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Speaker
Steve Gresham
Managing Principal
Next Chapter
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5:15pm-9:00pm: Tiburon CEO Summit XLV Group Dinner
- Location: Bungalow Kitchen, Tiburon, CA
- 5:15pm-6:30pm: Group transportation to Tiburon, CA will be provided
- 6:30pm-9:00pm: Group Dinner
- 9:00pm: Group transportation to the Four Seasons San Francisco Hotel will be provided
Wednesday, November 8, 2023
7:00am-7:45am: Continental Breakfast
- Attendees
should feel free to bring breakfast to the CEO Roundtables
8:00am-12:45pm: CEO Roundtable Parallel Tracks
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Track I: Investment Management |
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Track II: Wealth Management |
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Track III: Strategic Opportunities |
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i. Comprehensive Financial Planning |
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i. Trends in Wealth Management: Artificial Intelligence, Robo Advisors, Hybrid Digital Advice Providers, & Other Leading-Edge B2C Models |
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i. Wealth & Investment Management Venture Capital & Growth Equity Investing |
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ii. Exchange Traded Funds (ETFs) & Personalized Indexing |
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ii. Independent Advisor Channels & Break-Away Broker Platforms |
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ii. WealthTech Firms Mergers & Acquisitions (Including Investment Banks & Private Equity Buyers) |
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iii. Managed Account Programs & Platforms |
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iii. Regional & Emerging Advisors |
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iii. Wealth Management Firms Mergers & Acquisitions (Including Investment Banks & Private Equity Buyers) |
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iv. Alternative Investments |
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iv. 401K Plans & Broader Workplace Market |
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iv. Wealth & Investment Management Capital Markets (Initial Public Offerings (IPOs) & Public Stock Investing) |
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8:00am-9:00am: CEO Roundtable Discussions
- Track I: Investment Management: Comprehensive Financial Planning
- Facilitated by Anton Honikman, CEO, MyVest
- Speakers
- Steve Lockshin, CEO, AdvicePeriod
- Joe Mrak, CEO, Foundation Source Philanthropic Services
- Jacob Pruitt, President, Fidelity Charitable
- Josh Smith, CEO, VRGL
- Eric Thomes, CEO, Allianz Life Financial Services

Facilitator
Anton Honikman
CEO
MyVest
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Speaker
Steve Lockshin
CEO
AdvicePeriod
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Speaker
Joe Mrak
CEO
Foundation Source Philanthropic Services
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Speaker
Jacob Pruitt
President
Fidelity Charitable
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Speaker
Josh Smith
CEO
VRGL
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Speaker
Eric Thomes
CEO
Allianz Life Financial Services
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- Track II: Wealth Management: Trends in Wealth Management: Artificial Intelligence, Robo Advisors, Hybrid Digital Advice Providers, & Other Leading-Edge B2C Models
- Facilitated by Chris Perry, President, Broadridge Financial Solutions
- Speakers
- David Barnard, CEO, Luminary
- Dani Fava, President, Product Innovation, Envestnet
- Amanda Hindlian, President, ICE Fixed Income & Data Services
- Craig Iskowitz, CEO, Ezra Group
- Runik Mehrotra, President, Vise Technologies

Facilitator
Chris Perry
President
Broadridge Financial Solutions
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Speaker
David Barnard
CEO
Luminary
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Speaker
Dani Fava
President
Product Innovation
Envestnet
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Speaker
Amanda Hindlian
President
ICE Fixed Income & Data Services
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Speaker
Craig Iskowitz
CEO
Ezra Group
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Speaker
Runik Mehrotra
President
Vise Technologies
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- Track III: Strategic Opportunities: Wealth & Investment Management Venture Capital & Growth Equity Investing
- Facilitated by Michael Pinsker, President, Docupace Technologies
- Speakers
- Logan Allin, Managing Partner, Fin Capital
- Ziv Conen, Partner, New Era Capital Partners
- Pam Cytron, President, The Founders Arena
- Greg Mashinter, Partner, Peloton Capital Management
- Chad Virgin, Managing Director, Allianz Life Ventures

Facilitator
Michael Pinsker
President
Docupace Technologies
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Speaker
Logan Allin
Managing Partner
Fin Capital
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Speaker
Ziv Conen
Partner
New Era Capital Partners
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Speaker
Pam Cytron
President
The Founders Arena
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Speaker
Greg Mashinter
Partner
Peloton Capital Management
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Speaker
Chad Virgin
Managing Director
Allianz Life Ventures
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9:00am-9:15am: Break
9:15am-10:15am: CEO Roundtable Discussions
- Track I: Investment Management: Exchange Traded Funds (ETFs) & Personalized Indexing
- Facilitated by Tim Holland, Chief Investment Officer, Orion OCIO Business
- Speakers
- Reggie Browne, Principal, GTS
- Carlos Diez, CEO, MarketGrader
- Bryon Lake, Business Head, ETF Solutions, JP Morgan Asset Management
- Anna Paglia, Business Head, Global Exchange Traded Funds (ETFs), Indexed Strategies, SMAs, & Models, Invesco
- Jan van Eck, CEO, VanEck Funds

Facilitator
Tim Holland
Chief Investment Officer
Orion OCIO Business
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Speaker
Reggie Browne
Principal
GTS
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Speaker
Carlos Diez
CEO
MarketGrader
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Speaker
Bryon Lake
Business Head
ETF Solutions
JP Morgan Asset Management
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Speaker
Anna Paglia
Business Head
Global Exchange Traded Funds (ETFs), Indexed Strategies, SMAs, & Models
Invesco
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Speaker
Jan van Eck
CEO
VanEck Funds
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- Track II: Wealth Management: Independent Advisor Channels & Break-Away Broker Platforms
- Facilitated by Corey Walther, President, Allianz Life Financial Services
- Speakers
- Bill Capuzzi, CEO, Apex FinTech Solutions
- Stephen Langlois, President, Kestra Financial
- Jodi Perry, President, Independent Contractors Division, Raymond James Financial
- Matt Regan, President, Wealthcare Capital Management
- Jeff Vivacqua, President, Growth & Development, Cambridge Investment Research

Facilitator
Corey Walther
President
Allianz Life Financial Services
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Speaker
Bill Capuzzi
CEO
Apex FinTech Solutions
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Speaker
Stephen Langlois
President
Kestra Financial
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Speaker
Jodi Perry
President
Independent Contractors Division
Raymond James Financial
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Speaker
Matt Regan
President
Wealthcare Capital Management
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Speaker
Jeff Vivacqua
President
Growth & Development
Cambridge Investment Research
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- Track III: Strategic Opportunities: WealthTech Firms Mergers & Acquisitions (Including Investment Banks & Private Equity Buyers)
- Facilitated by Seth Johnson, Business Head, Billing Development, Envestnet
- Speakers
- Jim Ashton, Partner, Newspring Capital
- Lincoln Ross, CEO, CircleBlack
- Darren Tedesco, President, Advisor360
- Craig Wietz, President, First Rate

Facilitator
Seth Johnson
Business Head
Billing Development
Envestnet
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Speaker
Jim Ashton
Partner
Newspring Capital
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Speaker
Lincoln Ross
CEO
CircleBlack
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Speaker
Darren Tedesco
President
Advisor360
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Speaker
Craig Wietz
President
First Rate
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10:15am-10:30am: Break
10:30am-11:30am: CEO Roundtable Discussions
- Track I: Investment Management: Managed Account Programs & Platforms
- Facilitated by Heather Kelly, CEO, Kelly Like Consulting
- Speakers
- Amar Ahluwalia, CEO, OneVest
- Anton Honikman, CEO, MyVest
- Ravi Koka, CEO, StockSnips
- Scott MacKillop, CEO, First Ascent Asset Management
- Daniel Needham, President, Morningstar Wealth

Facilitator
Heather Kelly
CEO
Kelly Like Consulting
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Speaker
Amar Ahluwalia
CEO
OneVest
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Speaker
Anton Honikman
CEO
MyVest
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Speaker
Ravi Koka
CEO
StockSnips
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Speaker
Scott MacKillop
CEO
First Ascent Asset Management
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Speaker
Daniel Needham
President
Morningstar Wealth
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- Track II: Wealth Management: Regional & Emerging Advisors
- Facilitated by Ryan George, Chief Marketing Officer, Docupace Technologies
- Speakers
- Raj Bhattacharyya, CEO, Robertson Stephens
- Mike Capelle, Co-CEO, Modern Wealth Management
- Preston Cherry, Co-Founder, Practice Intelligence
- Samuel Deane, CEO, Deane Wealth Management
- Shannon Spotswood, President, RFG Advisory

Facilitator
Ryan George
Chief Marketing Officer
Docupace Technologies
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Speaker
Raj Bhattacharyya
CEO
Robertson Stephens
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Speaker
Mike Capelle
Co-CEO
Modern Wealth Management
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Speaker
Preston Cherry
Co-Founder
Practice Intelligence
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Speaker
Samuel Deane
CEO
Deane Wealth Management
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Speaker
Shannon Spotswood
President
RFG Advisory
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- Track III: Strategic Opportunities: Wealth Management Firms Mergers & Acquisitions (Including Investment Banks & Private Equity Buyers)
- Facilitated by John Langston, Managing Partner, Republic Capital Group
- Speakers
- Paul Emery, Partner, Altas Partners
- Mark Gormley, Partner, Lee Equity Partners
- Sal Hasnain, Managing Director, Financial Services, Ontario Teachers Pension Plan
- Frank Kettle, Senior Managing Director, Colchester Partners
- Dan Seivert, CEO, Echelon Partners

Facilitator
John Langston
Managing Partner
Republic Capital Group
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Speaker
Paul Emery
Partner
Altas Partners
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Speaker
Mark Gormley
Partner
Lee Equity Partners
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Speaker
Sal Hasnain
Managing Director
Financial Services
Ontario Teachers Pension Plan
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Speaker
Frank Kettle
Senior Managing Director
Colchester Partners
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Speaker
Dan Seivert
CEO
Echelon Partners
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11:30am-11:45am: Break
11:45am-12:45pm: CEO Roundtable Discussions
- Track I: Investment Management: Alternative Investments
- Facilitated by Grayson Greer, Managing Director, First Rate Global
- Speakers
- Austin Allison, CEO, Pacaso
- Kamal Hassan, Managing Partner, Loyal VC
- Samir Kaji, CEO, Allocate
- Kendrick Nguyen, CEO, Republic
- Shana Sissel, CEO, Banrion Capital Management

Facilitator
Grayson Greer
Managing Director
First Rate Global
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Speaker
Austin Allison
CEO
Pacaso
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Speaker
Kamal Hassan
Managing Partner
Loyal VC
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Speaker
Samir Kaji
CEO, Allocate
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Speaker
Kendrick Nguyen
CEO
Republic
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Speaker
Shana Sissel
CEO
Banrion Capital Management
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- Track II: Wealth Management: 401K Plans & Broader Workplace Market
- Facilitated by Craig Wietz, President, First Rate
- Speakers
- Terri Fiedler, President, Retirement Services, Corebridge Financial
- Mark Klein, CEO, PCS Retirement
- Kelby Meyers, CEO, Nestimate
- Lew Minsky, CEO, Defined Contribution Institutional Investment Association (DCIIA)
- Jason Schwarz, President, Wilshire Associates

Facilitator
Craig Wietz
President
First Rate
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Speaker
Terri Fiedler
President
Retirement Services
Corebridge Financial
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Speaker
Mark Klein
CEO
PCS Retirement
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Speaker
Kelby Meyers
CEO
Nestimate
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Speaker
Lew Minsky
CEO
Defined Contribution Institutional Investment Association (DCIIA)
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Speaker
Jason Schwarz
President
Wilshire Associates
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- Track III: Strategic Opportunities: Wealth & Investment Management Capital Markets (Initial Public Offerings (IPOs) & Public Stock Investing)
- Facilitated by Tom Smith, Chief Growth Officer, DPL Financial Partners
- Speakers
- Howard Chen, Managing Director, Investment Banking, JP Morgan
- Jeff Haller, Managing Director, Wealth Management, Investment Banking, The Goldman Sachs Group
- Pete Heckmann, Managing Director, Equity Research, Equity Capital Markets, DA Davidson & Company
- Devin Ryan, Managing Director, Financial Technology Research, JMP Securities
- Jyri Wilska, Managing Director, Global Capital Markets, Morgan Stanley

Facilitator
Tom Smith
Chief Growth Officer
DPL Financial Partners
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Speaker
Howard Chen
Managing Director
Investment Banking
JP Morgan
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Speaker
Jeff Haller
Managing Director
Wealth Management
Investment Banking
The Goldman Sachs Group
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Speaker
Pete Heckmann
Managing Director
Equity Research
Equity Capital Markets
DA Davidson & Company
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Speaker
Devin Ryan
Managing Director
Financial Technology Research
JMP Securities
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Speaker
Jyri Wilska
Managing Director
Global Capital Markets
Morgan Stanley
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12:45pm-1:00pm: Tiburon CEO Summit XLV Closing Networking Opportunity
1:00pm: Conclusion
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