Tiburon CEO Summit XLI - Meeting Agenda

Tiburon CEO Summit XLI will officially start at 7:45am on Tuesday, November 2, 2021, at the Four Seasons Resort & Club Dallas at Las Colinas in Dallas, TX, include a group dinner that night, and finish at 1:00pm on Wednesday, November 3, 2021.

More casually, Tiburon CEO Summit XLI will begin with a welcome reception Monday, November 1, 2021, at 5:00pm, including a fireside chat with Walt Bettinger, CEO, The Charles Schwab Corporation at 5:30pm.


Meeting Agenda

The planned agenda is as follows:

Monday, November 1, 2021


5:00pm-8:00pm: Welcome Reception

  • Location: Four Seasons Resort & Club Dallas at Las Colinas, Dallas, TX

5:30pm-6:30pm: Tiburon Fireside Chat

  • Prior Tiburon CEO Summit Award Recipient Fireside Chat
  • Featuring Walt Bettinger, CEO, The Charles Schwab Corporation
  • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

Speaker
Walt Bettinger
CEO
The Charles Schwab Corporation

 

 


Tuesday, November 2, 2021

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XLI Welcome

  • Presented by Skip Schweiss, CEO, Sierra Investment Management

Moderator
Skip Schweiss
CEO
Sierra Investment Management

 

 

 

 

8:00am-9:00am: Ask the Investors Panel Discussion

  • Facilitated by Tom Bradley, Managing Director, Advisor Services, The Charles Schwab Corporation
  • Investors
    • Investor 1: Al J.
    • Investor 2: Nancy M.
    • Investor 3: Timothy N.
    • Investor 4: John S.
    • Investor 5: Merle T.
    • Investor 6: David W.
    • Investor 7: Dee W.

Facilitator
Tom Bradley
Managing Director
Advisor Services
The Charles Schwab Corporation





9:00am-9:15am: Break

9:15am-10:45am: Tiburon CEO Summit XLI - Keynote Presentation

  • The Future of Wealth & Investment Management: The Critical Pre- & Post-Covid Industry Trends
  • Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Introduced by Skip Schweiss, CEO, Sierra Investment Management

Keynote Presenter
Chip Roame
Managing Partner
Tiburon Strategic Advisors





10:45am-11:00am: Break

11:00am-12:00pm: Wealth Management CEOs Panel Discussion

  • Facilitated by Eric Clarke, CEO, Orion Advisor Solutions
  • Speakers
    • Jonathan Craig, Business Head, Investor Services & Marketing, The Charles Schwab Corporation
    • Scott Curtis, President, Private Client Group, Raymond James Financial
    • Jeff Dekko, CEO, Wealth Enhancement Group
    • Fielding Miller, CEO, CAPTRUST

Facilitator
Eric Clarke
CEO
Orion Advisor Solutions

Speaker
Jonathan Craig
Business Head
Investor Services & Marketing
The Charles Schwab Corporation

Speaker
Scott Curtis
President
Private Client Group
Raymond James Financial

Speaker
Jeff Dekko
CEO
Wealth Enhancement Group

Speaker
Fielding Miller
CEO
CAPTRUST

12:00pm-12:30pm: Casual Lunch Break

  • Please enjoy the provided lunch and network with other attendees in the ballroom, the lobby, or any of the breakout rooms

12:30pm-12:45pm: Tiburon Impact Adventures

  • Speakers
    • Scott Hanson, Co-CEO, Allworth Financial
    • Craig Wietz, President, First Rate
  • Introduced by Skip Schweiss, CEO, Sierra Investment Management

Speaker
Scott Hanson
Co-CEO
Allworth Financial

Speaker
Craig Wietz
President
First Rate

 

 


12:45pm-1:30pm: Tiburon Fireside Chat

  • Prior Tiburon CEO Summit Award Recipient Fireside Chat
  • Featuring David Booth, Chairman, Dimensional Fund Advisors
  • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

Speaker
David Booth
Chairman
Dimensional Fund Advisors

 

 


1:30pm-1:45pm: Break

1:45pm-2:45pm: Investment Management CEOs Panel Discussion

  • Facilitated by Ben Cukier, Partner, Centana Growth Partners
  • Speakers
    • Dave Butler, Co-CEO, Dimensional Fund Advisors
    • Jenny Johnson, CEO, Franklin Resources
    • Kunal Kapoor, CEO, Morningstar
    • Michael Lane, Business Head, iShares, United States Wealth Advisory, BlackRock

Facilitator
Ben Cukier
Partner
Centana Growth Partners

Speaker
Dave Butler
Co-CEO
Dimensional Fund Advisors

Speaker
Jenny Johnson
CEO
Franklin Resources

Speaker
Kunal Kapoor
CEO
Morningstar

Speaker
Michael Lane
Business Head
iShares
United States Wealth Advisory
BlackRock

2:45pm-3:00pm: Break

3:00pm-3:15pm: Excellent Adventures

  • Speakers
    • Eric Clarke, CEO, Orion Advisor Solutions
    • Skip Schweiss, CEO, Sierra Investment Management

Speaker
Eric Clarke
CEO
Orion Advisor Solutions

Speaker
Skip Schweiss
CEO
Sierra Investment Management

 



3:15pm-4:00pm: Tiburon Talks

  • Facilitated by Cheryl Nash, CEO, InvestCloud Financial Supermarket
  • Topic: How to Master the Ten Lessons of Fairy Tales to Transform Your Work Life
    • Cary Broussard, Founder, From Cinderella to CEO
  • Topic: The Black Tax: The Cost of Being Black in America
    • Shawn Rochester, CEO, Minority Equality Opportunities Acquisition

    Facilitator
    Cheryl Nash
    CEO
    InvestCloud Financial Supermarket

    Speaker
    Cary Broussard
    Founder
    From Cinderella to CEO

    Speaker
    Shawn Rochester
    CEO
    Minority Equality Opportunities Acquisition



    4:00pm-5:00pm: Free Time

    5:00pm-9:30pm: Tiburon CEO Summit XLI Group Dinner

    • Location: Four Seasons Resort & Club Dallas at Las Colinas, Dallas, TX
    • 5:00pm-7:00pm: Cocktails & Appetizers
    • 5:30pm-6:30pm: Tiburon Fireside Chat

      • Prior Tiburon CEO Summit Award Recipient Fireside Chat
      • Featuring Rob Arnott, Chairman, Research Affiliates
      • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

      Facilitator
      Chip Roame
      Managing Partner
      Tiburon Strategic Advisors

      Speaker
      Rob Arnott
      Chairman
      Research Affiliates

       

       


    • 7:00pm-9:30pm: Group Dinner

    Wednesday, November 3, 2021

    7:00am-7:45am: Continental Breakfast

    • Attendees should feel free to bring breakfast to the CEO Roundtables

    8:00am-12:45pm: CEO Roundtable Parallel Tracks

    Track I:
    Investment Management
    Track II:
    Wealth Management
    Track III:
    Strategic Opportunities

    i. Investment Management 2.0: Indexing & Alternative Investments

    i. Independent Channels: Fee-Based Financial Advisors (RIAs) & Independent Reps

    i. Venture Capital & Growth Equity: B2C & B2B WealthTech

    ii. Cryptocurrencies (Digital Assets)

    ii. Nationwide Fee-Based Financial Advisors (RIAs)

    ii. Mergers & Acquisitions and Private Equity: B2B WealthTech

    iii. Sustainable Investing (ESG)

    iii. B2B Wealth Management Technology Solutions

    iii. Mergers & Acquisitions and Private Equity: Independent Advisors

    iv. Wealth Management & Financial Wellness: Leading-Edge Insurance Solutions

    iv. Discount Brokerage Firms, Robo Advisors, & Other Disruptive B2C WealthTech Solutions

    iv. Mergers & Acquisitions and Private Equity: Investment Management Firms

    8:00am-9:00am: CEO Roundtable Discussions

    • Track I: Investment Management: Investment Management 2.0: Indexing & Alternative Investments
      • Facilitated by Rob Klapprodt, Chief Strategy Officer, Vestmark
      • Speakers
        • Biju Kulathakal, CEO, Halo Investing
        • Patrick McKenna, Partner, Comeback Capital
        • Eduardo Repetto, Chief Investment Officer, Avantis Investors
        • Kelly Rodriques, CEO, Forge Global

      Facilitator
      Rob Klapprodt
      Chief Strategy Officer
      Vestmark

      Speaker
      Biju Kulathakal
      CEO
      Halo Investing

      Speaker
      Patrick McKenna
      Partner
      Comeback Capital

      Speaker
      Eduardo Repetto
      Chief Investment Officer
      Avantis Investors

      Speaker
      Kelly Rodriques
      CEO
      Forge Global

  • Track II: Wealth Management: Independent Channels: Fee-Based Financial Advisors (RIAs) & Independent Reps
    • Facilitated by David Knoch, CEO, Docupace Technologies
    • Speakers
      • Dale Brown, CEO, Financial Services Institute (FSI)
      • David Canter, Executive Vice President, Registered Investment Advisor Segment, Fidelity Institutional
      • Todd Mackay, President, Avantax
      • Matt Regan, President, Wealthcare Capital Management

    Facilitator
    David Knoch
    CEO
    Docupace Technologies

    Speaker
    Dale Brown
    CEO
    Financial Services Institute (FSI)

    Speaker
    David Canter
    Executive Vice President
    Registered Investment Advisor Segment
    Fidelity Institutional

    Speaker
    Todd Mackay
    President
    Avantax

    Speaker
    Matt Regan
    President
    Wealthcare Capital Management

  • Track III: Strategic Opportunities: Venture Capital & Growth Equity: B2C & B2B WealthTech
    • Facilitated by Brad Shepard, Chief Strategy Officer, Orion Advisor Solutions
    • Speakers
      • Jim Ashton, General Partner, NewSpring Capital
      • Andres Garcia-Amaya, CEO, Zoe Financial
      • Margaret Hartigan, CEO, Marstone
      • Aaron Schumm, CEO, Vestwell Holdings

    Facilitator
    Brad Shepard
    Chief Strategy Officer
    Orion Advisor Solutions

    Speaker
    Jim Ashton
    General Partner
    NewSpring Capital

    Speaker
    Andres Garcia-Amaya
    CEO
    Zoe Financial

    Speaker
    Margaret Hartigan
    CEO
    Marstone

    Speaker
    Aaron Schumm
    CEO
    Vestwell Holdings

9:00am-9:15am: Break

9:15am-10:15am: CEO Roundtable Discussions

  • Track I: Investment Management: Cryptocurrencies (Digital Assets)
    • Facilitated by Michael Pinsker, President, Docupace Technologies
    • Speakers
      • Ric Edelman, Founder, Digital Assets Council of Financial Professionals
      • Hunter Horsley, CEO, Bitwise Asset Management
      • Tom Jessop, President, Fidelity Digital Assets
      • Chris King, CEO, Eaglebrook Advisors

    Facilitator
    Michael Pinsker
    President
    Docupace Technologies

    Speaker
    Ric Edelman
    Founder
    Digital Assets Council of Financial Professionals

    Speaker
    Hunter Horsley
    CEO
    Bitwise Asset Management

    Speaker
    Tom Jessop
    President
    Fidelity Digital Assets

    Speaker
    Chris King
    CEO
    Eaglebrook Advisors

  • Track II: Wealth Management: Nationwide Fee-Based Financial Advisors (RIAs)
    • Facilitated by Noreen Beaman, President, Orion Advisor Solutions
    • Speakers
      • Scott Hanson, Co-CEO, Allworth Financial
      • Wendy Hartman, President, Buckingham Strategic Wealth
      • Tom Haught, President, Sequoia Financial Group
      • Bill Koehler, CEO, FCI Advisors

    Facilitator
    Noreen Beaman
    CEO
    Brinker Capital

    Speaker
    Scott Hanson
    Co-CEO
    Allworth Financial

    Speaker
    Wendy Hartman
    President
    Buckingham Strategic Wealth

    Speaker
    Tom Haught
    President
    Sequoia Financial Group

    Speaker
    Bill Koehler
    CEO
    FCI Advisors

  • Track III: Strategic Opportunities: Mergers & Acquisitions and Private Equity: B2B WealthTech
    • Facilitated by Roy Burns, Managing Director, TA Associates
    • Speakers
      • Mike Alexander, President, Wealth Management & Global Managed Services, Broadridge Financial Solutions
      • Vinay Nair, Chairman, The TIFIN Group
      • Brendan Ryan, Co-Business Head, Technology & Services Investment Banking, Raymond James Financial
      • Mitch Spector, Partner, Berkshire Global Advisors

    Facilitator
    Roy Burns
    Managing Director
    TA Associates

    Speaker
    Mike Alexander
    President
    Wealth Management & Global Managed Services
    Broadridge Financial Solutions

    Speaker
    Vinay Nair
    Chairman
    The TIFIN Group

    Speaker
    Brendan Ryan
    Co-Business Head
    Technology & Services Investment Banking
    Raymond James Financial

    Speaker
    Mitch Spector
    Partner
    Berkshire Global Advisors

10:15am-10:30am: Break

10:30am-11:30am: CEO Roundtable Discussions

  • Track I: Investment Management: Sustainable Investing (ESG)
    • Facilitated by Craig Wietz, President, First Rate
    • Speakers
      • Ron Cordes, Co-Founder, Cordes Foundation
      • Tim Freundlich, Co-Founder, Impact Assets
      • Jenn Kenning, CEO, Align Impact
      • Brent Newcomb, President, EcoFin Investments

    Facilitator
    Craig Wietz
    President
    First Rate

    Speaker
    Ron Cordes
    Co-Founder
    Cordes Foundation

    Speaker
    Tim Freundlich
    Co-Founder
    Impact Assets

    Speaker
    Jenn Kenning
    CEO
    Align Impact

    Speaker
    Brent Newcomb
    President
    EcoFin Investments

  • Track II: Wealth Management: B2B Wealth Management Technology Solutions
    • Facilitated by Anton Honikman, CEO, MyVest Corporation
    • Speakers
      • Michael Carvin, CEO, SmartAsset
      • Eric Clarke, CEO, Orion Advisor Solutions
      • David Knoch, CEO, Docupace Technologies
      • Eric Poirier, CEO, Addepar

    Facilitator
    Anton Honikman
    CEO
    MyVest Corporation

    Speaker
    Michael Carvin
    CEO
    SmartAsset

    Speaker
    Eric Clarke
    CEO
    Orion Advisor Solutions

    Speaker
    David Knoch
    CEO
    Docupace Technologies

    Speaker
    Eric Poirier
    CEO
    Addepar

  • Track III: Mergers & Acquisitions and Private Equity: Independent Advisors
    • Facilitated by Lori Hardwick, Senior Advisor, Genstar Capital
    • Speakers
      • Brent Brodeski, CEO, Savant Wealth Management
      • Matt Cooper, President, Beacon Pointe Advisors
      • Andrew Dodson, Managing Partner, Parthenon Capital
      • Danny Rodriguez, Partner, Lee Equity Partners

    Facilitator
    Lori Hardwick
    Senior Advisor
    Genstar Capital

    Speaker
    Brent Brodeski
    CEO
    Savant Wealth Management

    Speaker
    Matt Cooper
    President
    Beacon Pointe Advisors

    Speaker
    Andrew Dodson
    Managing Partner
    Parthenon Capital

    Speaker
    Danny Rodriguez
    Partner
    Lee Equity Partners

11:30am-11:45am: Break

11:45am-12:45pm: CEO Roundtable Discussions

  • Track I: Investment Management: Wealth Management & Financial Wellness: Leading-Edge Insurance Solutions
    • Facilitated by Emily Traxler, Chief Business Development Officer, First Rate
    • Speakers
      • Clayton Bland, CEO, CLA Wealth Advisors
      • Caleb Callahan, President, ValMark Financial Group
      • Jamie Hopkins, Managing Partner, Wealth Solutions, Carson Group
      • David Lau, CEO, DPL Financial Partners

    Facilitator
    Emily Traxler
    Chief Business Development Officer
    First Rate

    Speaker
    Clayton Bland
    CEO
    CLA Wealth Advisors

    Speaker
    Caleb Callahan
    President
    ValMark Financial Group

    Speaker
    Jamie Hopkins
    Managing Partner
    Wealth Solutions
    Carson Group

    Speaker
    David Lau
    CEO
    DPL Financial Partners

  • Track II: Wealth Management: Discount Brokerage Firms, Robo Advisors, & Other Disruptive B2C WealthTech Solutions
    • Facilitated by Bill Capuzzi, CEO, Apex FinTech Solutions
    • Speakers
      • Anders Jones, CEO, Facet Wealth
      • Taylor Matthews, CEO, Farther Finance
      • Milind Mehere, CEO, Yieldstreet
      • Alan Moore, CEO, XY Planning Network

    Facilitator
    Bill Capuzzi
    CEO
    Apex Clearing Corporation

    Speaker
    Anders Jones
    CEO
    Facet Wealth

    Speaker
    Taylor Matthews
    CEO
    Farther Finance

    Speaker
    Milind Mehere
    CEO
    Yieldstreet

    Speaker
    Alan Moore
    CEO
    XY Planning Network

  • Track III: Strategic Opportunities: Mergers & Acquisitions and Private Equity: Investment Management Firms
    • Facilitated by Ryan George, Chief Marketing Officer, Docupace Technologies
    • Speakers
      • Bruce Cameron, CEO, Berkshire Global Advisors
      • Phil Hildebrandt, CEO, Segall, Bryant, & Hamill
      • Mike Hollander, Managing Director, GTCR
      • Matt Witkos, President, Eaton Vance Distributors

    Facilitator
    Ryan George
    Chief Marketing Officer
    Docupace Technologies

    Speaker
    Bruce Cameron
    CEO
    Berkshire Global Advisors

    Speaker
    Phil Hildebrandt
    CEO
    Segall, Bryant, & Hamill

    Speaker
    Mike Hollander
    Managing Director
    GTCR

    Speaker
    Matt Witkos
    President
    Eaton Vance Distributors

 

12:45pm-1:00pm: Tiburon CEO Summit XLI Closing Reception

1:00pm: Conclusion