Tiburon CEO Summit XXXVII - Meeting Agenda

Tiburon CEO Summit XXXVII will officially start at 7:45am on Tuesday, October 8, 2019, at The Ritz Carlton Hotel in San Francisco, CA, include a group dinner that night, and finish at 2:00pm on Wednesday, October 9, 2019.

More casually, Tiburon CEO Summit XXXVII will begin with a cocktail reception Monday, October 7, 2019, at 6:00pm.


Meeting Agenda

The planned agenda is as follows:

Monday, October 7, 2019

6:00pm-8:00pm: Cocktail Reception

  • Location: The Ritz Carlton Hotel in San Francisco, CA

Tuesday, October 8, 2019

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXVII Welcome

  • Presented by Skip Schweiss, President, TD Ameritrade Trust Company

Moderator
Skip Schweiss
President
TD Ameritrade Trust Company

 

 

 

 

8:00am-8:45am: Panel Discussion

  • Ask the Consumers
  • Facilitated by Coming Soon
  • Consumers
    • Consumer #1 Coming Soon
    • Consumer #2 Coming Soon
    • Consumer #3 Coming Soon
    • Consumer #4 Coming Soon

Facilitator

Consumer #1

Consumer #2

Consumer #3

Consumer #4

8:45am-9:00am: Break

9:00am-10:30am: Tiburon CEO Summit XXXVII - Keynote Presentation

  • The Top Seven Wealth & Investment Management (and Related FinTech) Industry Trends & Investment Opportunities
  • Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Introduced by Skip Schweiss, President, TD Ameritrade Trust Company

Keynote Presenter
Chip Roame
Managing Partner
Tiburon Strategic Advisors




10:30am-10:45am: Break

10:45am-11:00am: Tiburon Impact Adventures

  • Speakers
    • Scott Hanson, Co-CEO, Allworth Financial
    • Craig Wietz, President, First Rate
  • Introduced by Skip Schweiss, President, TD Ameritrade Trust Company

Speaker
Scott Hanson
Co-CEO
Allworth Financial

Speaker
Craig Wietz
President
First Rate

 

 


11:00am-11:45am: Tiburon Fireside Chat

  • Prior Tiburon CEO Summit Award Recipient Fireside Chat
  • Featuring Ken Fisher, Executive Chairman, Fisher Investments
  • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

Speaker
Ken Fisher
Executive Chairman
Fisher Investments

 

 


11:45am-12:00pm: Break (please take lunch to your choice of 12:00pm CEO roundtable discussions)

12:00pm-1:00pm: CEO Roundtable Discussions

  • CEO Roundtable Discussion I: Financial Advisor Channels: Trends in Captive & Independent Channels
    • Facilitated by Rob Klapprodt, Corporate Strategy Officer, Vestmark
    • Speakers
      • Bob Oros, CEO, HighTower
      • Wes Thompson, CEO, M Financial Group
      • Coming Soon
      • Coming Soon

    Facilitator
    Rob Klapprodt
     Corporate Strategy Officer
    Vestmark

    Speaker
    Bob Oros
     CEO
    HighTower

    Speaker
    Wes Thompson
     CEO
    M Financial Group

    Speaker

    Speaker

  • CEO Roundtable Discussion II: Financial Advisor Technology
    • Facilitated by Craig Wietz, President, First Rate
    • Speakers
      • Pam Cytron, CEO, Pendo Systems
      • Praveen Ghanta, CEO, HiddenLevers
      • Michael Pinsker, Chairman, Docupace Technologies
      • John Wise, CEO, InvestCloud

    Facilitator
    Craig Wietz
     President
    First Rate

    Speaker
    Pam Cytron
     CEO
    Pendo Systems

    Speaker
    Praveen Ghanta
     CEO
    HiddenLevers

    Speaker
    Michael Pinsker
     Chairman
    Docupace Technologies

    Speaker
    John Wise
     CEO
    InvestCloud

  • CEO Roundtable Discussion III: ESG & Impact Investing
    • Facilitated by Coming Soon
    • Speakers
      • Cat Berman, CEO, CNote
      • Sonya Dreizler, CEO, Solutions with Sonya
      • Rachel Robasciotti, CEO, Robasciotti & Philipson
      • Coming Soon

    Facilitator

    Speaker
    Cat Berman
     CEO
    CNote

    Speaker
    Sonya Dreizler
     CEO
    Solutions with Sonya

    Speaker
    Rachel Robasciotti
     CEO
    Robasciotti & Philipson

    Speaker

1:00pm-1:15pm: Break

1:15pm-2:15pm: CEO Roundtable Discussions

  • CEO Roundtable Discussion I: Financial Advisors: RIAs & Robo Advisors
    • Facilitated by Eric Clarke, CEO, Orion Advisor Solutions
    • Speakers
      • Alex Chalekian, CEO, Lake Avenue Financial
      • Karen Schaeffer, President, Schaeffer Financial
      • Mike Sha, CEO, SigFig
      • Coming Soon

    Facilitator
    Eric Clarke
     CEO
    Orion Advisor Solutions

    Speaker
    Alex Chalekian
     CEO
    Lake Avenue Financial

    Speaker
    Karen Schaeffer
     President
    Schaeffer Financial

    Speaker
    Mike Sha
     CEO
    SigFig

    Speaker

  • CEO Roundtable Discussion II: Mega Trends in Alternative Asset Managment
    • Facilitated by Matt Brown, CEO, CAIS
    • Speakers
      • Matt Ahern, Managing Principal, Knightsbridge Advisors
      • Mark Goldberg, CEO, Griffin Capital Securities
      • Ethan Penner, Managing Partner, Mosaic Real Estate Investors
      • Coming Soon

    Facilitator
    Matt Brown
     CEO
    CAIS

    Speaker
    Matt Ahern
     Managing Principal
    Knightsbridge Advisors

    Speaker
    Mark Goldberg
     CEO
    Griffin Capital Securities

    Speaker
    Ethan Penner
     Managing Partner
    Mosaic Real Estate Investors

    Speaker

  • CEO Roundtable Discussion III: Financial Planning, Estate Planning, & Insurance
    • Facilitated by Coming Soon
    • Speakers
      • Hussain Zaidi, CEO, Advizr
      • Coming Soon
      • Coming Soon
      • Coming Soon

    Facilitator

    Speaker
    Hussain Zaidi
     CEO
    Advizr

    Speaker

    Speaker

    Speaker

2:15pm-2:30pm: Break

2:30pm-3:30pm: Tiburon Talks

  • Introduced by Coming Soon
  • The Impact of an Aging Population
    • Ken Dychtwald, CEO, Age Wave
  • Personalized Retirement Plans
    • Michelle Seitz, CEO, Russell Investments
  • Taking a Systematic Approach to Investing
    • Gerard O'Reilly, Co-CEO, Dimensional Fund Advisors

Facilitator

Speaker
Ken Dychtwald
 CEO
Age Wave

Speaker
Michelle Seitz
 CEO
Russell Investments

Speaker
Gerard O'Reilly
 Co-CEO
Dimensional Fund Advisors


3:30pm-3:45pm: Break

3:45pm-4:45pm: Panel Discussion

  • Views from Public Company CEOs
  • Facilitated by Bob Herrmann, CEO, Discovery Data
  • Speakers
    • Eric Colson, CEO, Artisan Partners
    • Anthony DeChellis, CEO, Boston Private Financial Holdings
    • Neil Hennessy, Chairman, Hennessy Advisors
    • Coming Soon

Facilitator
Bob Herrmann
 CEO
Discovery Data

Speaker
Eric Colson
 CEO
Artisan Partners

Speaker
Anthony DeChellis
 CEO
Boston Private Financial Holdings

Speaker
Neil Hennessy
 Chairman
Hennessy Advisors

Speaker

 

4:45pm-5:00pm: Tiburon CEO Summit XXXVII Day #1 Recap & Closing

  • Presented by Skip Schweiss, President, TD Ameritrade Trust Company

5:00pm-6:30pm: Free Time & Transportation to Dinner

  • Option #1: Walking & Ferryboat: Meet in lobby of Ritz Carlton Hotel at 5:15pm to catch 5:45pm-6:15pm ferry (should arrive right at start of cocktails)
  • Option #2: Bus: Meet in lobby of Ritz Carlton Hotel at 5:30pm for approximately 30-45 minutes bus ride to Tiburon (should arrive just after start of cocktails)
  • Option #3: Uber or Lyft at your own discretion

6:00pm-9:00pm: Tiburon CEO Summit XXXVII Dinner

  • Location: Servino Ristorante (9 Main Street, Tiburon, CA 94920) (415-435-2676)
  • 6:00pm-7:00pm: Cocktails & Appetizers
  • 7:00pm-8:30pm: Dinner
  • 8:30pm-9:00pm: Cocktails & Bus Transportation
    • 8:30pm: First bus departs for Ritz Carlton Hotel
    • 8:45pm: Second bus departs for Ritz Carlton Hotel
    • 9:00pm: Final bus departs for Ritz Carlton Hotel

Wednesday, October 9, 2019

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXVII Day #2 Welcome

  • Presented by Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services

Moderator
Craig Gordon
 Chief of Strategic Development
RBC Correspondent & Advisor Services

 

 

 

 

8:00am-8:45am: Tiburon CEO Summit XXXVII - Key Trends Discussion Session

  • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Speakers
    • Tiburon Client Speaker #1 Announced Onsite
    • Tiburon Client Speaker #2 Announced Onsite
    • Tiburon Client Speaker #3 Announced Onsite
    • Tiburon Client Speaker #4 Announced Onsite
  • Introduced by Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

 

 

 

8:45am-9:00am: Break

9:00am-9:15am: Tiburon Skip & Chip's Excellent Adventures

  • Introduced by Coming Soon
  • Speakers
    • Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services
    • Skip Schweiss, President, TD Ameritrade Trust Company

Speaker
Craig Gordon
Chief of Strategic Development
RBC Correspondent & Advisor Services

Speaker
Skip Schweiss
President
TD Ameritrade Trust Company

 


9:15am-10:00am: Tiburon Fireside Chat

  • Prior Tiburon CEO Summit Award Recipient Fireside Chat
  • Featuring Chuck Schwab, Chairman, The Charles Schwab Corporation
  • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

Speaker
Chuck Schwab
Chairman
The Charles Schwab Corporation

 

 


10:00am-10:15am: Break

10:15am-11:15am: Tiburon Talks

  • Introduced by Coming Soon
  • Managing Strategic Initiatives in Finance
    • Kenny Smith, Vice Chairman, Financial Services Industry, Deloitte Touche Tohmatsu
  • Sustainability in Finance
    • Meredith Whitney, Chief Financial Officer, Zume
  • Behavioral Governance: The Interrelationships Between Leadership, Stewardship, & Governance
    • Don Trone, CEO, 3ethos

Facilitator

Speaker
Kenny Smith
 Vice Chairman
Financial Services Industry
Deloitte Touche Tohmatsu

Speaker
Meredith Whitney
 Chief Financial Officer
Zume

Speaker
Don Trone
 CEO
3ethos


11:15am-11:30am: Break

11:30am-12:30pm: Panel Discussion

  • Mergers & Acquisitions: Investment Management Firms, Brokerage Firms, & Financial Advisors
  • Facilitated by Mike Abelson, Executive Vice President, Corporate Development, AssetMark
  • Speakers
    • Fielding Miller, CEO, Cap Trust Financial Advisors
    • Alex Potts, Chairman, BAM Advisor Services
    • Don Truesdale, CEO, Ardea Partners
    • Coming Soon

Facilitator
Mike Abelson
 Executive Vice President
Corporate Development
AssetMark

Speaker
Fielding Miller
 CEO
Cap Trust Financial Advisors

Speaker
Alex Potts
 Chairman
BAM Advisor Services

Speaker
Don Truesdale
 CEO
Ardea Partners

Speaker

12:30pm-12:45pm: Break

12:45pm-1:45pm: Panel Discussion

  • Venture Capital & Private Equity
  • Facilitated by Coming Soon
  • Speakers
    • Mike Martin, Managing Director, Financial Services Group, Warburg Pincus
    • Coming Soon
    • Coming Soon
    • Coming Soon

Facilitator

Speaker
Mike Martin
 Managing Director
Financial Services Group
Warburg Pincus

Speaker

Speaker

Speaker

1:45pm-2:00pm: Tiburon CEO Summit XXXVII Recap & Closing

  • Presented by Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services

2:00pm: Dismissal & Open Discussion