Tiburon CEO Summit XLV - Meeting Agenda


Tiburon CEO Summit XLV will officially start at 7:45am on Tuesday, November 7, 2023, at the Four Seasons San Francisco Hotel, San Francisco, CA, include a group dinner that night in Tiburon, and finish at 1:00pm on Wednesday, November 8, 2023.

More casually, Tiburon CEO Summit XLV will begin with a welcome reception on Monday, November 6, 2023, at 5:00pm.


Meeting Agenda

The planned agenda is as follows:

Monday, November 6, 2023


5:00pm-8:00pm: Welcome Reception Featuring Wine Tasting & Local Specialty Appetizers

  • Location: Four Seasons San Francisco Hotel
  • 6:00pm-7:00pm: Prior Tiburon CEO Summit Award Recipient Fireside Chat
    • Featuring Don Phillips (Managing Director, Morningstar)
    • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

    Facilitator
    Chip Roame
    Managing Partner
    Tiburon Strategic Advisors

    Prior Award Recipient
    Don Phillips
    Managing Director
    Morningstar

     

     


Tuesday, November 7, 2023

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XLV Welcome

  • Presented by Noreen Beaman, Vice Chairman, Orion Advisor Solutions

Moderator
Noreen Beaman
Vice Chairman
Orion Advisor Solutions

 

 

 

 

8:00am-9:00am: Ask the Clients Panel Discussion

  • Facilitated by Abby Salameh, Chief Marketing Officer, CAIS
  • Clients
    • Allie M. (Facet Wealth (DBA Facet))
    • Terri T. (Facet Wealth (DBA Facet))
    • Client 3
    • Client 4
    • Client 5

Facilitator
Abby Salameh
Chief Marketing Officer
CAIS





9:00am-9:15am: Break

9:15am-10:45am: Tiburon CEO Summit XLV - Keynote Presentation

  • Key Wealth & Investment Management (& WealthTech) Industry Trends
  • Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Introduced by Noreen Beaman, Vice Chairman, Orion Advisor Solutions

Keynote Presenter
Chip Roame
Managing Partner
Tiburon Strategic Advisors





10:45am-11:00am: Break

11:00am-12:15pm: Tiburon Talks: Strategic Views from Wealth & Investment Management Consulting Firms

  • Introduced by David Lau, CEO, DPL Financial Partners
  • Topic: Gen AI in Wealth Management
    • Bhavi Mehta, Partner, Bain & Company
  • Topic: Longevity and Impact on Multigenerational Advice
    • Scott Reddel, Managing Director, Capital Markets & Wealth Management, Accenture
  • Topic: Wealth Management Solutions for Affluent Customers
    • Nilesh Vaidya, Business Head, Retail Banking & Wealth Management, Capgemini
  • Topic: CEO Excellence: The Six Mindsets
    • Carolyn Dewar, Senior Partner, McKinsey & Company

Introducer
David Lau
CEO
DPL Financial Partners

Speaker
Bhavi Mehta
Partner
Bain & Company

Speaker
Scott Reddel
Managing Director
Capital Markets & Wealth Management
Accenture

Speaker
Nilesh Vaidya
Business Head
Retail Banking & Wealth Management
Capgemini

Speaker
Carolyn Dewar
Senior Partner
McKinsey & Company

12:15pm-12:45pm: Casual Lunch Break

  • Please enjoy the provided lunch and bring it back to the afternoon sessions, taking the opportunity to network with other attendees during the break

12:45pm-1:00pm: Tiburon Impact Adventures

  • Facilitated by Scott Hanson, Co-CEO, Allworth Financial
  • Speakers
    • Sean Lambert, President, San Diego & Baja, Youth with a Mission
    • Dave Stone, CEO, First Rate
    • Trina Stone, Executive Chairwoman, First Rate
    • Craig Wietz, President, First Rate

Facilitator
Scott Hanson
Co-CEO
Allworth Financial

Speaker
Sean Lambert
President
San Diego & Baja
Youth with a Mission

Speaker
Dave Stone
CEO
First Rate

Speaker
Trina Stone
Executive Chairwoman
First Rate

Speaker
Craig Wietz
President
First Rate

1:00pm-2:00pm: Nationwide Fee-Based Financial Advisors (RIAs) Panel Discussion

  • Facilitated by Ben Cukier, Partner, Centana Growth Partners
  • Speakers
    • Marty Bicknell, CEO, Mariner Wealth Advisors
    • Jay Shah, CEO, Edelman Financial Engines
    • Teri Shepherd, President, Carson Group
    • Avy Stein, Co-Chairman, Cresset Capital
    • Dave Welling, CEO, Mercer Advisors

Facilitator
Ben Cukier
Partner
Centana Growth Partners

Speaker
Marty Bicknell
CEO
Mariner Wealth Advisors

Speaker
Jay Shah
CEO
Edelman Financial Engines

Speaker
Teri Shepherd
President
Carson Group

Speaker
Avy Stein
Co-Chairman
Cresset Capital

Speaker
Dave Welling
CEO
Mercer Advisors

2:00pm-2:15pm: Break

2:15pm-2:30pm: The Magic of Behavioral Finance

  • Speakers
    • Theron Schaub

Speaker
Theron Schaub

 

 

 


2:30pm-3:30pm: Wealth Management CEOs Panel Discussion

  • Facilitated by Frank Trotter, President, Battle Financial
  • Speakers
    • David Chubak, Business Head, Wealth Management, Edward Jones & Company
    • Joe Duran, Former CEO, Goldman Sachs Personal Financial Management
    • Sallie Krawcheck, CEO, Ellevest
    • Jennifer Povlitz, Divisional Director, Wealth Management USA, UBS Financial Services
    • Coming Soon

Facilitator
Frank Trotter
President
Battle Financial

Speaker
David Chubak
Business Head
Wealth Management
Edward Jones & Company

Speaker
Joe Duran
Former CEO
Goldman Sachs Personal Financial Management

Speaker
Sallie Krawcheck
CEO
Ellevest

Speaker
Jennifer Povlitz
Divisional Director
Wealth Management USA
UBS Financial Services

Speaker

3:30pm-3:45pm: Break

3:45pm-4:00pm: Skip & Chip's Excellent Adventures

  • Speakers
    • Skip Schweiss, CEO, Sierra Investment Management
    • Frank Trotter, President, Battle Financial

Speaker
Skip Schweiss
CEO
Sierra Investment Management

Speaker
Frank Trotter
President
Battle Financial

 

 


4:00pm-5:15pm: Tiburon Talks: Strategic & Tactical Views from Wealth & Investment Management Industry Trade Group Leaders

  • Introduced by Cheryl Nash, Chief Customer Executive, InvestCloud
  • Topic: Coming Soon
    • Dan Moisand, Chairman, Certified Financial Planner Board of Standards (CFP Board)
  • Topic: The Landscape of Family Wealth
    • Tom Livergood, Founder, The Family Wealth Alliance
  • Topic: The Next Big Thing
    • Steve Gresham, Managing Principal, Next Chapter

Introducer
Cheryl Nash
Chief Customer Executive
InvestCloud

Speaker
Dan Moisand
Chairman
Certified Financial Planner Board of Standards
(CFP Board)

Speaker
Tom Livergood
Founder
The Family Wealth Alliance

Speaker
Steve Gresham
Managing Principal
Next Chapter

5:15pm-9:00pm: Tiburon CEO Summit XLV Group Dinner

  • Location: Bungalow Kitchen, Tiburon, CA
  • 5:15pm-6:30pm: Group transportation to Tiburon, CA will be provided
  • 6:30pm-9:00pm: Group Dinner
  • 9:00pm: Group transportation to the Four Seasons San Francisco Hotel will be provided

Wednesday, November 8, 2023

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the CEO Roundtables

8:00am-12:45pm: CEO Roundtable Parallel Tracks

Track I:
Investment Management
Track II:
Wealth Management
Track III:
Strategic Opportunities

i. Comprehensive Financial Planning

i. Trends in Wealth Management: Artificial Intelligence, Robo Advisors, Hybrid Digital Advice Providers, & Other Leading-Edge B2C Models

i. Wealth & Investment Management Venture Capital & Growth Equity Investing

ii. Exchange Traded Funds (ETFs) & Personalized Indexing

ii. Independent Advisor Channels & Break-Away Broker Platforms

ii. WealthTech Firms Mergers & Acquisitions (Including Investment Banks & Private Equity Buyers)

iii. Managed Account Programs & Platforms

iii. Regional & Emerging Advisors

iii. Wealth Management Firms Mergers & Acquisitions (Including Investment Banks & Private Equity Buyers)

iv. Alternative Investments

iv. 401K Plans & Broader Workplace Market

iv. Wealth & Investment Management Capital Markets (Initial Public Offerings (IPOs) & Public Stock Investing)

8:00am-9:00am: CEO Roundtable Discussions

  • Track I: Investment Management: Comprehensive Financial Planning
    • Facilitated by Anton Honikman, CEO, MyVest
    • Speakers
      • Steve Lockshin, CEO, AdvicePeriod
      • Joe Mrak, CEO, Foundation Source Philanthropic Services
      • Jacob Pruitt, President, Fidelity Charitable
      • Josh Smith, CEO, VRGL
      • Eric Thomes, CEO, Allianz Life Financial Services

    Facilitator
    Anton Honikman
    CEO
    MyVest

    Speaker
    Steve Lockshin
    CEO
    AdvicePeriod

    Speaker
    Joe Mrak
    CEO
    Foundation Source Philanthropic Services

    Speaker
    Jacob Pruitt
    President
    Fidelity Charitable

    Speaker
    Josh Smith
    CEO
    VRGL

    Speaker
    Eric Thomes
    CEO
    Allianz Life Financial Services

  • Track II: Wealth Management: Trends in Wealth Management: Artificial Intelligence, Robo Advisors, Hybrid Digital Advice Providers, & Other Leading-Edge B2C Models
    • Facilitated by Chris Perry, President, Broadridge Financial Solutions
    • Speakers
      • David Barnard, CEO, Luminary
      • Dani Fava, President, Product Innovation, Envestnet
      • Amanda Hindlian, President, ICE Fixed Income & Data Services
      • Craig Iskowitz, CEO, Ezra Group
      • Runik Mehrotra, President, Vise Technologies

    Facilitator
    Chris Perry
    President
    Broadridge Financial Solutions

    Speaker
    David Barnard
    CEO
    Luminary

    Speaker
    Dani Fava
    President
    Product Innovation
    Envestnet

    Speaker
    Amanda Hindlian
    President
    ICE Fixed Income & Data Services

    Speaker
    Craig Iskowitz
    CEO
    Ezra Group

    Speaker
    Runik Mehrotra
    President
    Vise Technologies

  • Track III: Strategic Opportunities: Wealth & Investment Management Venture Capital & Growth Equity Investing
    • Facilitated by Michael Pinsker, President, Docupace Technologies
    • Speakers
      • Logan Allin, Managing Partner, Fin Capital
      • Ziv Conen, Partner, New Era Capital Partners
      • Pam Cytron, President, The Founders Arena
      • Greg Mashinter, Partner, Peloton Capital Management
      • Chad Virgin, Managing Director, Allianz Life Ventures

    Facilitator
    Michael Pinsker
    President
    Docupace Technologies

    Speaker
    Logan Allin
    Managing Partner
    Fin Capital

    Speaker
    Ziv Conen
    Partner
    New Era Capital Partners

    Speaker
    Pam Cytron
    President
    The Founders Arena

    Speaker
    Greg Mashinter
    Partner
    Peloton Capital Management

    Speaker
    Chad Virgin
    Managing Director
    Allianz Life Ventures

9:00am-9:15am: Break

9:15am-10:15am: CEO Roundtable Discussions

  • Track I: Investment Management: Exchange Traded Funds (ETFs) & Personalized Indexing
    • Facilitated by Tim Holland, Chief Investment Officer, Orion OCIO Business
    • Speakers
      • Reggie Browne, Principal, GTS
      • Carlos Diez, CEO, MarketGrader
      • Bryon Lake, Business Head, ETF Solutions, JP Morgan Asset Management
      • Anna Paglia, Business Head, Global Exchange Traded Funds (ETFs), Indexed Strategies, SMAs, & Models, Invesco
      • Jan van Eck, CEO, VanEck Funds

    Facilitator
    Tim Holland
    Chief Investment Officer
    Orion OCIO Business

    Speaker
    Reggie Browne
    Principal
    GTS

    Speaker
    Carlos Diez
    CEO
    MarketGrader

    Speaker
    Bryon Lake
    Business Head
    ETF Solutions
    JP Morgan Asset Management

    Speaker
    Anna Paglia
    Business Head
    Global Exchange Traded Funds (ETFs), Indexed Strategies, SMAs, & Models
    Invesco

    Speaker
    Jan van Eck
    CEO
    VanEck Funds

  • Track II: Wealth Management: Independent Advisor Channels & Break-Away Broker Platforms
    • Facilitated by Corey Walther, President, Allianz Life Financial Services
    • Speakers
      • Bill Capuzzi, CEO, Apex FinTech Solutions
      • Stephen Langlois, President, Kestra Financial
      • Jodi Perry, President, Independent Contractors Division, Raymond James Financial
      • Matt Regan, President, Wealthcare Capital Management
      • Jeff Vivacqua, President, Growth & Development, Cambridge Investment Research

    Facilitator
    Corey Walther
    President
    Allianz Life Financial Services

    Speaker
    Bill Capuzzi
    CEO
    Apex FinTech Solutions

    Speaker
    Stephen Langlois
    President
    Kestra Financial

    Speaker
    Jodi Perry
    President
    Independent Contractors Division
    Raymond James Financial

    Speaker
    Matt Regan
    President
    Wealthcare Capital Management

    Speaker
    Jeff Vivacqua
    President
    Growth & Development
    Cambridge Investment Research

  • Track III: Strategic Opportunities: WealthTech Firms Mergers & Acquisitions (Including Investment Banks & Private Equity Buyers)
    • Facilitated by Seth Johnson, Business Head, Billing Development, Envestnet
    • Speakers
      • Jim Ashton, Partner, Newspring Capital
      • Lincoln Ross, CEO, CircleBlack
      • Darren Tedesco, President, Advisor360
      • Craig Wietz, President, First Rate

    Facilitator
    Seth Johnson
    Business Head
    Billing Development
    Envestnet

    Speaker
    Jim Ashton
    Partner
    Newspring Capital

    Speaker
    Lincoln Ross
    CEO
    CircleBlack

    Speaker
    Darren Tedesco
    President
    Advisor360

    Speaker
    Craig Wietz
    President
    First Rate

10:15am-10:30am: Break

10:30am-11:30am: CEO Roundtable Discussions

  • Track I: Investment Management: Managed Account Programs & Platforms
    • Facilitated by Heather Kelly, CEO, Kelly Like Consulting
    • Speakers
      • Amar Ahluwalia, CEO, OneVest
      • Anton Honikman, CEO, MyVest
      • Ravi Koka, CEO, StockSnips
      • Scott MacKillop, CEO, First Ascent Asset Management
      • Daniel Needham, President, Morningstar Wealth

    Facilitator
    Heather Kelly
    CEO
    Kelly Like Consulting

    Speaker
    Amar Ahluwalia
    CEO
    OneVest

    Speaker
    Anton Honikman
    CEO
    MyVest

    Speaker
    Ravi Koka
    CEO
    StockSnips

    Speaker
    Scott MacKillop
    CEO
    First Ascent Asset Management

    Speaker
    Daniel Needham
    President
    Morningstar Wealth

  • Track II: Wealth Management: Regional & Emerging Advisors
    • Facilitated by Ryan George, Chief Marketing Officer, Docupace Technologies
    • Speakers
      • Raj Bhattacharyya, CEO, Robertson Stephens
      • Mike Capelle, Co-CEO, Modern Wealth Management
      • Preston Cherry, Co-Founder, Practice Intelligence
      • Samuel Deane, CEO, Deane Wealth Management
      • Shannon Spotswood, President, RFG Advisory

    Facilitator
    Ryan George
    Chief Marketing Officer
    Docupace Technologies

    Speaker
    Raj Bhattacharyya
    CEO
    Robertson Stephens

    Speaker
    Mike Capelle
    Co-CEO
    Modern Wealth Management

    Speaker
    Preston Cherry
    Co-Founder
    Practice Intelligence

    Speaker
    Samuel Deane
    CEO
    Deane Wealth Management

    Speaker
    Shannon Spotswood
    President
    RFG Advisory

  • Track III: Strategic Opportunities: Wealth Management Firms Mergers & Acquisitions (Including Investment Banks & Private Equity Buyers)
    • Facilitated by John Langston, Managing Partner, Republic Capital Group
    • Speakers
      • Paul Emery, Partner, Altas Partners
      • Mark Gormley, Partner, Lee Equity Partners
      • Sal Hasnain, Managing Director, Financial Services, Ontario Teachers Pension Plan
      • Frank Kettle, Senior Managing Director, Colchester Partners
      • Dan Seivert, CEO, Echelon Partners

    Facilitator
    John Langston
    Managing Partner
    Republic Capital Group

    Speaker
    Paul Emery
    Partner
    Altas Partners

    Speaker
    Mark Gormley
    Partner
    Lee Equity Partners

    Speaker
    Sal Hasnain
    Managing Director
    Financial Services
    Ontario Teachers Pension Plan

    Speaker
    Frank Kettle
    Senior Managing Director
    Colchester Partners

    Speaker
    Dan Seivert
    CEO
    Echelon Partners

11:30am-11:45am: Break

11:45am-12:45pm: CEO Roundtable Discussions

  • Track I: Investment Management: Alternative Investments
    • Facilitated by Grayson Greer, Managing Director, First Rate Global
    • Speakers
      • Austin Allison, CEO, Pacaso
      • Kamal Hassan, Managing Partner, Loyal VC
      • Samir Kaji, CEO, Allocate
      • Kendrick Nguyen, CEO, Republic
      • Shana Sissel, CEO, Banrion Capital Management

    Facilitator
    Grayson Greer
    Managing Director
    First Rate Global

    Speaker
    Austin Allison
    CEO
    Pacaso

    Speaker
    Kamal Hassan
    Managing Partner
    Loyal VC

    Speaker
    Samir Kaji
    CEO, Allocate

    Speaker
    Kendrick Nguyen
    CEO
    Republic

    Speaker
    Shana Sissel
    CEO
    Banrion Capital Management

  • Track II: Wealth Management: 401K Plans & Broader Workplace Market
    • Facilitated by Craig Wietz, President, First Rate
    • Speakers
      • Terri Fiedler, President, Retirement Services, Corebridge Financial
      • Mark Klein, CEO, PCS Retirement
      • Kelby Meyers, CEO, Nestimate
      • Lew Minsky, CEO, Defined Contribution Institutional Investment Association (DCIIA)
      • Jason Schwarz, President, Wilshire Associates

    Facilitator
    Craig Wietz
    President
    First Rate

    Speaker
    Terri Fiedler
    President
    Retirement Services
    Corebridge Financial

    Speaker
    Mark Klein
    CEO
    PCS Retirement

    Speaker
    Kelby Meyers
    CEO
    Nestimate

    Speaker
    Lew Minsky
    CEO
    Defined Contribution Institutional Investment Association (DCIIA)

    Speaker
    Jason Schwarz
    President
    Wilshire Associates

  • Track III: Strategic Opportunities: Wealth & Investment Management Capital Markets (Initial Public Offerings (IPOs) & Public Stock Investing)
    • Facilitated by Tom Smith, Chief Growth Officer, DPL Financial Partners
    • Speakers
      • Howard Chen, Managing Director, Investment Banking, JP Morgan
      • Jeff Haller, Managing Director, Wealth Management, Investment Banking, The Goldman Sachs Group
      • Pete Heckmann, Managing Director, Equity Research, Equity Capital Markets, DA Davidson & Company
      • Devin Ryan, Managing Director, Financial Technology Research, JMP Securities
      • Jyri Wilska, Managing Director, Global Capital Markets, Morgan Stanley

    Facilitator
    Tom Smith
    Chief Growth Officer
    DPL Financial Partners

    Speaker
    Howard Chen
    Managing Director
    Investment Banking
    JP Morgan

    Speaker
    Jeff Haller
    Managing Director
    Wealth Management
    Investment Banking
    The Goldman Sachs Group

    Speaker
    Pete Heckmann
    Managing Director
    Equity Research
    Equity Capital Markets
    DA Davidson & Company

    Speaker
    Devin Ryan
    Managing Director
    Financial Technology Research
    JMP Securities

    Speaker
    Jyri Wilska
    Managing Director
    Global Capital Markets
    Morgan Stanley

12:45pm-1:00pm: Tiburon CEO Summit XLV Closing Networking Opportunity

1:00pm: Conclusion

 

 

© 2023 Tiburon Strategic Advisors