Tiburon CEO Summit XXXVII - Meeting Agenda

Tiburon CEO Summit XXXVII will officially start at 7:45am on Tuesday, October 8, 2019, at The Ritz Carlton Hotel in San Francisco, CA, include a group dinner that night, and finish at 2:00pm on Wednesday, October 9, 2019.

Meeting Agenda

The planned agenda is as follows:

Monday, October 7, 2019

6:00pm-8:00pm: Cocktail Reception

• Location: The Ritz Carlton Hotel in San Francisco, CA
  

Tuesday, October 8, 2019

7:00am-7:45am: Continental Breakfast

• Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXVII Welcome

• Presented by Skip Schweiss, President, TD Ameritrade Trust Company
  

8:00am-8:45am: Panel Discussion

• Ask the Consumers
• Facilitated by Paul Schaeffer, Advisor, Aquiline Capital Partners
• Consumers
• Dave F.
• Neal N.
• Vaughn P.
• Shivani R.

8:45am-9:00am: Break

9:00am-10:30am: Tiburon CEO Summit XXXVII - Keynote Presentation

• The Top Seven Wealth & Investment Management (and Related FinTech) Industry Trends & Investment Opportunities
• Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
• Introduced by Skip Schweiss, President, TD Ameritrade Trust Company

10:30am-10:45am: Break

10:45am-11:00am: Tiburon Impact Adventures

• Speakers
• Scott Hanson, Co-CEO, Allworth Financial
• Craig Wietz, President, First Rate
• Introduced by Skip Schweiss, President, TD Ameritrade Trust Company

11:00am-11:45am: Tiburon Fireside Chat

• Prior Tiburon CEO Summit Award Recipient Fireside Chat
• Featuring Ken Fisher, Executive Chairman, Fisher Investments
• Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  

11:45am-12:00pm: Break (please take lunch to your choice of 12:00pm CEO roundtable discussions)

12:00pm-1:00pm: CEO Roundtable Discussions

• CEO Roundtable Discussion I: Financial Advisor Channels: Trends in Captive & Independent Channels
• Facilitated by Rob Klapprodt, Corporate Strategy Officer, Vestmark
• Speakers
• Jim Dickson, CEO, Sanctuary Wealth Partners
  
• Scott Hanson, Co-CEO, Allworth Financial
  
• Bob Oros, CEO, HighTower
  
• Wes Thompson, CEO, M Financial Group
  



Facilitator Rob Klapprodt Corporate Strategy Officer Vestmark

Speaker Jim Dickson CEO Sanctuary Wealth Partners

Speaker Scott Hanson Co-CEO Allworth Financial

Speaker Bob Oros CEO HighTower

Speaker Wes Thompson CEO M Financial Group

• CEO Roundtable Discussion II: Financial Advisor Technology
• Facilitated by Craig Wietz, President, First Rate
• Speakers
• Pam Cytron, CEO, Pendo Systems
  
• Will Dolan, CEO, Financeware
  
• Praveen Ghanta, CEO, HiddenLevers
  
• Michael Pinsker, Chairman, Docupace Technologies
  



Facilitator Craig Wietz President First Rate

Speaker Pam Cytron CEO Pendo Systems

Speaker Will Dolan CEO Financeware

Speaker Praveen Ghanta CEO HiddenLevers

Speaker Michael Pinsker Chairman Docupace Technologies

• CEO Roundtable Discussion III: ESG & Impact Investing
• Facilitated by Anton Honikman, CEO, MyVest Corporation
• Speakers
• Cat Berman, CEO, CNote
  
• Sonya Dreizler, CEO, Solutions with Sonya
  
• Jay Lipman, President, Ethic
  
• Rachel Robasciotti, CEO, Robasciotti & Philipson
  



Facilitator Anton Honikman CEO MyVest Corporation

Speaker Cat Berman CEO CNote

Speaker Sonya Dreizler CEO Solutions with Sonya

Speaker Jay Lipman President Ethic

Speaker Rachel Robasciotti CEO Robasciotti & Philipson

1:00pm-1:15pm: Break

1:15pm-2:15pm: CEO Roundtable Discussions

• CEO Roundtable Discussion I: Financial Advisors: RIAs & Robo Advisors
  
• Facilitated by Eric Clarke, CEO, Orion Advisor Solutions
• Speakers
• Alex Chalekian, CEO, Lake Avenue Financial
  
• Andrew Rudd, CEO, Advisor Software
  
• Karen Schaeffer, President, Schaeffer Financial
  
• Mike Sha, CEO, SigFig
  



Facilitator Eric Clarke CEO Orion Advisor Solutions

Speaker Alex Chalekian CEO Lake Avenue Financial

Speaker Andrew Rudd CEO Advisor Software

Speaker Karen Schaeffer President Schaeffer Financial

Speaker Mike Sha CEO SigFig

• CEO Roundtable Discussion II: Mega Trends in Alternative Asset Management
  
• Facilitated by Matt Brown, CEO, CAIS
• Speakers
• Matt Ahern, Managing Principal, Knightsbridge Advisors
  
• Jean-Marc Chapus, Managing Partner, Crescent Capital Group
  
• Mark Goldberg, CEO, Griffin Capital Securities
  
• Ethan Penner, Managing Partner, Mosaic Real Estate Investors
  



Facilitator Matt Brown CEO CAIS

Speaker Matt Ahern Managing Principal Knightsbridge Advisors

Speaker Jean-Marc Chapus Managing Partner Crescent Capital Group

Speaker Mark Goldberg CEO Griffin Capital Securities

Speaker Ethan Penner Managing Partner Mosaic Real Estate Investors

• CEO Roundtable Discussion III: Financial Planning, Estate Planning, & Insurance
  
• Facilitated by Lon Macdonald, Chief Marketing Officer, Vestmark
• Speakers
• Tim Harrison, CEO, Harrison Financial Services
  
• David Lau, CEO, DPL Financial Partners
  
• Marc Schechter, Senior Managing Partner, Schechter Wealth Management
  
• Hussain Zaidi, CEO, Advizr
  



Facilitator Lon Macdonald Chief Marketing Officer Vestmark

Speaker Tim Harrison CEO Harrison Financial Services

Speaker David Lau CEO DPL Financial Partners

Speaker Marc Schechter Senior Managing Partner Schechter Wealth Management

Speaker Hussain Zaidi CEO Advizr

2:15pm-2:30pm: Break

2:30pm-3:30pm: Tiburon Talks

• Introduced by Ryan Beach, President, Orion Portfolio Solutions
• The Impact of an Aging Population
  • Ken Dychtwald, CEO, Age Wave
• Topic Coming Soon
  • Coming Soon
• Taking a Systematic Approach to Investing
  • Gerard O'Reilly, Co-CEO, Dimensional Fund Advisors

3:30pm-3:45pm: Break

3:45pm-4:45pm: Tiburon Talks

• Introduced by Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services
• Personalized Retirement Plans
  • Michelle Seitz, CEO, Russell Investments
• Behavioral Governance: The Interrelationships Between Leadership, Stewardship, & Governance
  • Don Trone, CEO, 3ethos
• The Future of Professional Standards in Personal Financial Planning
  • Kevin Keller, CEO, Certified Financial Planner Board of Standards (CFP Board)

4:45pm-5:00pm: Tiburon CEO Summit XXXVII Day #1 Recap & Closing

• Presented by Skip Schweiss, President, TD Ameritrade Trust Company

5:00pm-6:30pm: Free Time & Transportation to Dinner

• Option #1: Walking & Ferryboat: Meet in lobby of Ritz Carlton Hotel at 5:15pm to catch 5:45pm-6:15pm ferry (should arrive right at start of cocktails)
• Option #2: Bus: Meet in lobby of Ritz Carlton Hotel at 5:30pm for approximately 30-45 minutes bus ride to Tiburon (should arrive just after start of cocktails)
• Option #3: Uber or Lyft at your own discretion

6:00pm-9:00pm: Tiburon CEO Summit XXXVII Dinner

• Location: Servino Ristorante (9 Main Street, Tiburon, CA 94920) (415-435-2676)
• 6:00pm-7:00pm: Cocktails & Appetizers
• 7:00pm-8:30pm: Dinner
• 8:30pm-9:00pm: Cocktails & Bus Transportation
  • 8:30pm: First bus departs for Ritz Carlton Hotel
  • 8:45pm: Second bus departs for Ritz Carlton Hotel
  • 9:00pm: Final bus departs for Ritz Carlton Hotel

Wednesday, October 9, 2019
Mergers & Acquisitions, Private Equity & Venture Capital, and Public Companies Focus

• Attendees should feel free to bring breakfast to the opening session

• Presented by Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services

8:00am-8:45am: Tiburon CEO Summit XXXVII - Key Trends Discussion Session

• Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors
• Speakers
• Tiburon Client Speaker #1 Announced Onsite
  
• Tiburon Client Speaker #2 Announced Onsite
  
• Tiburon Client Speaker #3 Announced Onsite
  
• Tiburon Client Speaker #4 Announced Onsite
• Introduced by Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services
  

8:45am-9:00am: Break

9:00am-9:15am: Tiburon Skip & Chip's Excellent Adventures

• Introduced by Coming Soon
• Speakers
• Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services
• Skip Schweiss, President, TD Ameritrade Trust Company

9:15am-10:15am: Panel Discussion

• Public Company CEOs: Operating as a Public Company
• Facilitated by Bob Herrmann, CEO, Discovery Data
• Speakers
• Anthony DeChellis, CEO, Boston Private Financial Holdings
  
• Neil Hennessy, Chairman, Hennessy Advisors
  
• Ron Kruszewski, CEO, Stifel Financial Corporation
  
• Larry Raffone, CEO, Edelman Financial Engines
  

10:15am-10:30am: Break

10:30am-11:30am: Panel Discussion

• Mergers & Acquisitions 1.0: Brokerage Firms & Investment Management Firms
• Facilitated by Mike Abelson, Executive Vice President, Corporate Development, AssetMark
• Speakers
• Patrick Beaudan, CEO, Emotomy
  
• Alex Potts, Chairman, BAM Advisor Services
  
• Don Truesdale, CEO, Ardea Partners
  
• Enrique Vasquez, President, Avantax Wealth Management
  

11:30am-11:45am: Break

11:45am-12:45pm: Panel Discussion

• Mergers & Acquisitions 2.0: Financial Advisors
• Facilitated by Skip Schweiss, President, TD Ameritrade Trust Company
• Speakers
• Todd Crockett, Managing Director, TA Associates
  
• Jeff Dekko, CEO, Wealth Enhancement Group
  
• Justin Ferri, Chairman, Buckingham Strategic Wealth
  
• David Mrazik, Managing Partner, Merchant Investment Management
  

12:45pm-1:00pm: Break

1:00pm-1:45pm: Panel Discussion

• Venture Capital & Private Equity
• Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors
• Speakers
• Jim Ashton, Partner, NewSpring Capital
  
• Mike Martin, Managing Director, Financial Services Group, Warburg Pincus
  
• Scott Stuart, Managing Partner, Sageview Capital
  
• Chris Sugden, Managing Partner, Financial Technology, Edison Partners
  

1:45pm-2:00pm: Tiburon CEO Summit XXXVII Recap & Closing

• Presented by Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services

2:00pm: Dismissal & Open Discussion