Tiburon CEO Summit XLII - Meeting Agenda

Tiburon CEO Summit XLII will officially start at 7:45am on Tuesday, May 3, 2022, at the Four Seasons Hotel Boston, Boston, MA, include a group dinner that night, and finish at 1:00pm on Wednesday, May 4, 2022.

More casually, Tiburon CEO Summit XLII will begin with a welcome reception on Monday, May 2, 2022, at 5:00pm, including a fireside chat with prior Tiburon CEO Summit award recipient Bob Reynolds (CEO, Putnam Investments) at 5:30pm.


Meeting Agenda

The planned agenda is as follows:

Monday, May 2, 2022


5:00pm-8:00pm: Welcome Reception

  • Location: Four Seasons Hotel Boston

5:30pm-6:30pm: Tiburon Fireside Chat

  • Prior Tiburon CEO Summit Award Recipient Fireside Chat
  • Featuring Bob Reynolds, CEO, Putnam Investments
  • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

Facilitator
Chip Roame
Managing Partner
Tiburon Strategic Advisors

Prior Award Recipient
Bob Reynolds
CEO
Putnam Investments

 

 


Tuesday, May 3, 2022

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XLII Welcome

  • Presented by Abby Salameh, Chief Marketing Officer, CAIS

Moderator
Abby Salameh
Chief Marketing Officer
CAIS

 

 

 

 

8:00am-9:00am: Ask the Investors Panel Discussion

  • Facilitated by Craig Wietz, President, First Rate
  • Investors
    • Investor 1: Joe C. (Edelman Financial Engines)
    • Investor 2: Dave P. (Edelman Financial Engines)
    • Investor 3: Roger V. (The Charles Schwab Corporation)
    • Investor 4: Brian W. (The Charles Schwab Corporation)

Facilitator
Craig Wietz
President
First Rate





9:00am-9:15am: Break

9:15am-10:45am: Tiburon CEO Summit XLII - Keynote Presentation

  • The Future of Wealth & Investment Management: The Critical Pre- & Post-Covid Industry Trends
  • Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Introduced by Abby Salameh, Chief Marketing Officer, CAIS

Keynote Presenter
Chip Roame
Managing Partner
Tiburon Strategic Advisors





10:45am-11:00am: Break

11:00am-11:45pm: Tiburon Talks

  • Facilitated by Pam Cytron, Board Advisor, First Rate
  • Topic: Affluent Customer Insights: Four Counter-Intuitive Insights
    • Alex D'Amico, Partner, McKinsey & Company
  • Topic: Dry Powder: The Private Equity Outlook
    • Hugh MacArthur, Business Head, Global Private Equity Practice, Bain & Company

Facilitator
Pam Cytron
Board Advisor
First Rate

Speaker
Alex D'Amico
Partner
McKinsey & Company

Speaker
Hugh MacArthur
Business Head
Global Private Equity Practice
Bain & Company



11:45am-12:30pm: Casual Lunch Break

  • Please enjoy the provided lunch and bring it back to the afternoon sessions, taking the opportunity to network with other attendees during the break

12:30pm-12:45pm: Tiburon Impact Adventures

  • Speakers
    • Craig Wietz, President, First Rate
    • Scott Hanson, Co-CEO, Allworth Financial
  • Introduced by Abby Salameh, Chief Marketing Officer, CAIS

Speaker
Craig Wietz
President
First Rate

Speaker
Scott Hanson
Co-CEO
Allworth Financial

 

 


12:45pm-1:45pm: A Candid Discussion with Wealth Management Leaders

  • Facilitated by Lori Hardwick, Senior Advisor, Strategic Advisory Board, Genstar Capital
  • Speakers
    • Jim Hays, CEO, Wells Fargo Advisors
    • David Karr, Chairman, Equitable Advisors
    • John Taft, Vice Chairman, Baird
    • Rick Wurster, President, The Charles Schwab Corporation

Facilitator
Lori Hardwick
Senior Advisor
Strategic Advisory Board
Genstar Capital

Speaker
Jim Hays
CEO
Wells Fargo Advisors

Speaker
David Karr
Chairman
Equitable Advisors

Speaker
John Taft
Vice Chairman
Baird

Speaker
Rick Wurster
President
The Charles Schwab Corporation

1:45pm-2:00pm: Break

2:00pm-3:00pm: Investment Management CEOs Panel Discussion

  • Facilitated by Cheryl Nash, CEO, Financial Supermarket, InvestCloud
  • Speakers
    • George Gatch, CEO, JP Morgan Asset Management
    • Ron Joelson, Chairman, Northwestern Mutual Investment Management (NMIMC)
    • Joe Sullivan, CEO, Allspring Global Investments
    • Cyrus Taraporevala, CEO, State Street Global Advisors

Facilitator
Cheryl Nash
CEO
Financial Supermarket
InvestCloud

Speaker
George Gatch
CEO
JP Morgan Asset Management

Speaker
Ron Joelson
Chairman
Northwestern Mutual Investment Management (NMIMC)

Speaker
Joe Sullivan
CEO
Allspring Global Investments

Speaker
Cyrus Taraporevala
CEO
State Street Global Advisors

3:00pm-3:15pm: Break

3:15pm-3:30pm: Excellent Adventures

  • Speakers
    • Skip Schweiss, CEO, Sierra Investment Management
    • Scott Hanson, Co-CEO, Allworth Financial

Speaker
Skip Schweiss
CEO
Sierra Investment Management

Speaker
Scott Hanson
Co-CEO
Allworth Financial

 



3:30pm-4:15pm: Tiburon Talks

  • Facilitated by Abby Salameh, Chief Marketing Officer, CAIS
  • Topic: Transparency DEI Standards
    • Rainford Knight, CEO, Transparency Global
  • Topic: Introducing Tomorrow's Leaders
    • Bevon Joseph, Executive Director, Greenwood Project

Facilitator
Abby Salameh
Chief Marketing Officer
CAIS

Speaker
Rainford Knight
CEO
Transparency Global

Speaker
Bevon Joseph
Executive Director
Greenwood Project



4:15pm-5:00pm: Free Time

5:00pm-9:30pm: Tiburon CEO Summit XLII Group Dinner

  • Location: Four Seasons Hotel Boston
  • 5:00pm-7:00pm: Cocktails & Appetizers
  • 5:30pm-6:30pm: Tiburon Fireside Chat

    • Prior Tiburon CEO Summit Award Recipient Fireside Chat
    • Featuring Mark Casady, Former CEO, LPL Financial Holdings
    • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors

    Facilitator
    Chip Roame
    Managing Partner
    Tiburon Strategic Advisors

    Prior Award Recipient
    Mark Casady
    Former CEO
    LPL Financial Holdings

     

     



  • 7:00pm-9:30pm: Group Dinner

Wednesday, May 4, 2022

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the CEO Roundtables

8:00am-12:45pm: CEO Roundtable Parallel Tracks

Track I:
Investment Management
Track II:
Wealth Management
Track III:
Strategic Opportunities

i. Alternative Investments

i. Independent Advisor Channels

i. Venture Capital: B2C & B2B WealthTech

ii. Cryptocurrencies (Digital Assets)

ii. Nationwide Fee-Based Financial Advisors (RIAs)

ii. Mergers & Acquisitions and Private Equity: B2B WealthTech

iii. Sustainable Investing (ESG)

iii. Discount & Online Brokerage Firms; Online Advice Firms (Robo Advisors); and Other Wealth Management Centric Disruptors

iii. Mergers & Acquisitions and Private Equity: Independent Advisors

iv. B2B WealthTech

iv. DTC Disruptor WealthTech Models

iv. Mergers & Acquisitions and Private Equity: Investment Management Firms

8:00am-9:00am: CEO Roundtable Discussions

  • Track I: Investment Management: Alternative Investments
    • Facilitated by Anton Honikman, CEO, MyVest
    • Speakers
      • Christian Haigh, CEO, Alternativ
      • Dave Scherer, Co-CEO, Origin Investments
      • Tim Shannon, President, CAIS
      • Vadim Zlotnikov, President, Fidelity Institutional Asset Management

    Facilitator
    Anton Honikman
    CEO
    MyVest

    Speaker
    Christian Haigh
    CEO
    Alternativ

    Speaker
    Dave Scherer
    Co-CEO
    Origin Investments

    Speaker
    Tim Shannon
    President
    CAIS

    Speaker
    Vadim Zlotnikov
    President
    Fidelity Institutional Asset Management

  • Track II: Wealth Management: Independent Advisor Channels
    • Facilitated by Heather Kelly, Executive Vice President, Advisory Sales & Strategic Accounts, Allianz Life Financial Services
    • Speakers
      • Lisa Dolly, CEO, LD Executive Services
      • Mike Durbin, President, Fidelity Institutional
      • Michael Kitces, Chief Financial Planning Nerd, Kitces.Com
      • Bob Oros, CEO, HighTower Holding

    Facilitator
    Heather Kelly
    Executive Vice President
    Advisory Sales & Strategic Accounts
    Allianz Life Financial Services

    Speaker
    Lisa Dolly
    CEO
    LD Executive Services

    Speaker
    Mike Durbin
    President
    Fidelity Institutional

    Speaker
    Michael Kitces
    Chief Financial Planning Nerd
    Kitces.Com

    Speaker
    Bob Oros
    CEO
    HighTower Holding

  • Track III: Strategic Opportunities: Venture Capital: B2C & B2B WealthTech
    • Facilitated by Chris King, CEO, Eaglebrook Advisors
    • Speakers
      • Tom Davis, Partner, Centana Growth Partners
      • Matt Harris, Partner, Bain Capital Ventures
      • David Jegen, Managing Partner, F-Prime Capital
      • Jeff Stein, Managing Director, Financial Services, Warburg Pincus

    Facilitator
    Chris King
    CEO
    Eaglebrook Advisors

    Speaker
    Tom Davis
    Partner
    Centana Growth Partners

    Speaker
    Matt Harris
    Partner
    Bain Capital Ventures

    Speaker
    David Jegen
    Managing Partner
    F-Prime Capital

    Speaker
    Jeff Stein
    Managing Director
    Financial Services
    Warburg Pincus

9:00am-9:15am: Break

9:15am-10:15am: CEO Roundtable Discussions

  • Track I: Investment Management: Cryptocurrencies (Digital Assets)
    • Facilitated by Praveen Ghanta, Executive Vice President, Risk, Orion Advisor Solutions
    • Speakers
      • Tyrone Ross, Former CEO, Onramp Invest
      • Michael Sonnenshein, CEO, Grayscale Investments
      • Fred Thiel, CEO, Marathon Digital Holdings

    Facilitator
    Praveen Ghanta
    Executive Vice President
    Risk
    Orion Advisor Solutions

    Speaker
    Tyrone Ross
    Former CEO
    Onramp Invest

    Speaker
    Michael Sonnenshein
    CEO
    Grayscale Investments

    Speaker
    Fred Thiel
    CEO
    Marathon Digital Holdings


  • Track II: Wealth Management: Nationwide Fee-Based Financial Advisors (RIAs)
    • Facilitated by Eric Clarke, CEO, Orion Advisor Solutions
    • Speakers
      • Adam Birenbaum, CEO, Buckingham Wealth Partners
      • Kurt Miscinski, CEO, Cerity Partners
      • Larry Raffone, CEO, Edelman Financial Engines

    Facilitator
    Eric Clarke
    CEO
    Orion Advisor Solutions

    Speaker
    Adam Birenbaum
    CEO
    Buckingham Wealth Partners

    Speaker
    Kurt Miscinski
    CEO
    Cerity Partners

    Speaker
    Larry Raffone
    CEO
    Edelman Financial Engines


  • Track III: Strategic Opportunities: Mergers & Acquisitions and Private Equity: B2B WealthTech
    • Facilitated by Ryan Beach, Chief Operating Officer, Orion Advisor Solutions
    • Speakers
      • Lawrence Calcano, CEO, iCapital Network
      • Bill Crager, CEO, Envestnet
      • Eric Poirier, CEO, Addepar

    Facilitator
    Ryan Beach
    Chief Operating Officer
    Orion Advisor Solutions

    Speaker
    Lawrence Calcano
    CEO
    iCapital Network

    Speaker
    Bill Crager
    CEO
    Envestnet

    Speaker
    Eric Poirier
    CEO
    Addepar


10:15am-10:30am: Break

10:30am-11:30am: CEO Roundtable Discussions

  • Track I: Investment Management: Sustainable Investing (ESG)
    • Facilitated by Bill Wostoupal, Executive Vice President, Strategic Relationships, Orion Advisor Solutions
    • Speakers
      • Sonia Kowal, President, Zevin Asset Management
      • Matt Patsky, CEO, Trillium Asset Management
      • Doug Scott, CEO, Ethic
      • John Streur, CEO, Calvert Research & Management
      • Martin Whittaker, CEO, JUST Capital

    Facilitator
    Bill Wostoupal
    Executive Vice President
    Strategic Relationships
    Orion Advisor Solutions

    Speaker
    Sonia Kowal
    President
    Zevin Asset Management

    Speaker
    Matt Patsky
    CEO
    Trillium Asset Management

    Speaker
    Doug Scott
    CEO
    Ethic

    Speaker
    John Streur
    CEO
    Calvert Research & Management

    Speaker
    Martin Whittaker
    CEO
    JUST Capital

  • Track II: Wealth Management: Discount & Online Brokerage Firms; Online Advice Firms (Robo Advisors); and Other Wealth Management Centric Disruptors
    • Facilitated by Pete Hess, President, Mid-Market Division, InvestCloud
    • Speakers
      • John Bartleman, CEO, TradeStation
      • Tobin McDaniel, Business Head, SoFi Invest
      • Karl Roessner, CEO, Lefteris Acquisition Corporation (Former CEO, E*Trade Financial Corporation)

    Facilitator
    Pete Hess
    President
    Mid-Market Division
    InvestCloud

    Speaker
    John Bartleman
    CEO
    TradeStation

    Speaker
    Tobin McDaniel
    Business Head
    SoFi Invest

    Speaker
    Karl Roessner
    CEO
    Lefteris Acquisition Corporation
    (Former CEO, E*Trade Financial Corporation)


  • Track III: Mergers & Acquisitions and Private Equity: Independent Advisors
    • Facilitated by Chris Shutler, Business Head, Market Intelligence, Envestnet
    • Speakers
      • Sasank Chary, Managing Director, Financial Services, KKR
      • Phil Loughlin, Managing Director, Financial & Business Services Practice, Bain Capital Private Equity
      • Max Rakhlin, Managing Director, Lightyear Capital

    Facilitator
    Chris Shutler
    Business Head
    Market Intelligence
    Envestnet

    Speaker
    Sasank Chary
    Managing Director
    Financial Services
    KKR

    Speaker
    Phil Loughlin
    Managing Director
    Financial & Business Services Practice
    Bain Capital Private Equity

    Speaker
    Max Rakhlin
    Managing Director
    Lightyear Capital


11:30am-11:45am: Break

11:45am-12:45pm: CEO Roundtable Discussions

  • Track I: Investment Management: B2B WealthTech
    • Facilitated by Rich Aneser, Chief Strategy Officer, Envestnet
    • Speakers
      • Jody Bhagat, President, Americas, Personetics
      • Mark Hoffman, CEO, LifeYield
      • Aaron Klein, CEO, Riskalyze
      • Mike Sha, CEO, SigFig

    Facilitator
    Rich Aneser
    Chief Strategy Officer
    Envestnet

    Speaker
    Jody Bhagat
    President
    Americas
    Personetics

    Speaker
    Mark Hoffman
    CEO
    LifeYield

    Speaker
    Aaron Klein
    CEO
    Riskalyze

    Speaker
    Mike Sha
    CEO
    SigFig

  • Track II: Wealth Management: DTC Disruptor WealthTech Models
    • Facilitated by Pam Cytron, Board Advisor, First Rate
    • Speakers
      • David Kon, CEO, Ripsaw
      • Pam Krueger, CEO, Wealthramp
      • Milind Mehere, CEO, YieldStreet
      • Thomas Sponholtz, CEO, Unison Home Ownership Investors

    Facilitator
    Pam Cytron
    Board Advisor
    First Rate

    Speaker
    David Kon
    CEO
    Ripsaw

    Speaker
    Pam Krueger
    CEO
    Wealthramp

    Speaker
    Milind Mehere
    CEO
    YieldStreet

    Speaker
    Thomas Sponholtz
    CEO
    Unison Home Ownership Investors

  • Track III: Strategic Opportunities: Mergers & Acquisitions and Private Equity: Investment Management Firms
    • Facilitated by David Canter, Executive Vice President, Registered Investment Advisor (RIA) & Family Office Segment, Fidelity Institutional
    • Speakers
      • Paul Gamble, CEO, 55ip
      • Charlie Ruffel, Chairman, Kudu Investment Management
      • Adam Spector, Managing Partner, Brandywine Global Investment Management
      • Jon Stern, Partner, Berkshire Global Advisors

    Facilitator
    David Canter
    Executive Vice President
    Registered Investment Advisor (RIA) & Family Office Segment
    Fidelity Institutional

    Speaker
    Paul Gamble
    CEO
    55ip

    Speaker
    Charlie Ruffel
    Chairman
    Kudu Investment Management

    Speaker
    Adam Spector
    Managing Partner
    Brandywine Global Investment Management

    Speaker
    Jon Stern
    Partner
    Berkshire Global Advisors

 

12:45pm-1:00pm: Tiburon CEO Summit XLII Closing Networking Opportunity

1:00pm: Conclusion