Individual Securities & Capital Markets:
Rapid Evolution of the Business

Recently Released!!!
Date Published: December 12, 2014
Summary PPT Deck: 43 Slides
Reference PPT Deck: 108 Slid

The purpose of this research is to provide readers with an initial understanding of the individual securities & capital markets business, including equity capital markets & debt capital markets. This research also addresses securities exchanges, specialists, market makers, electronic communication networks (ECNs), and the related technology & data service providers.

This research addresses the three historical phases of the individual securities & capital markets business, including: 
  • Early Phase
  • Middle Phase
  • Recent Phase
This research addresses two core markets: 
  • Equity Capital Markets
  • Debt Capital Markets
This research outlines five key industry players, including:
    • Securities Exchanges
    • Specialists
    • Market Makers
    • Electronic Communication Networks (ECNs)
    • Technology & Data Service Providers

And this research makes the following future predictions for individual securities & capital markets, including: 

  • Impact of Switch to T+1 Settlement
  • Impact of the Switch to Decilimization
  • Emergence of After-Hours Electronic Trading
  • Directed Brokerage & Soft Dollar Practices Under Attack
  • Leveraging Portfolios through Securities Lending
  • Technology Leading to Cost Reductions in Trade Execution
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