Independent Broker/Dealer Reps:
A Growing Market of Dually Registered Financial Advisors
Date Published: December 6, 2023
Summary PowerPoint Deck: 225 Slides
Reference PowerPoint Deck: 1,323 Slides
The purpose of this research is to provide readers with a comprehensive understanding of independent broker/dealer reps, which is a large and diverse market of over 80,000 series seven registered reps who own their own businesses and utilize independent broker/dealers such as LPL Financial Holdings, Raymond James Financial Services, Cetera Financial Group, Advisor Group, Commonwealth Financial Network, & Cambridge Investment Research. This research provides a top down view of the market. This research is part of Tiburon's broader coverage of independent reps and its even broader coverage of independent advisors.
This research addresses independent broker/dealer reps' market growth & leading firms.
And this research makes several future predictions for independent broker/dealer reps, including:
- Moderate Industry Growth for Independent Broker/Dealer Reps
- Continual Late Move to Managed Accounts
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