Dually Registered Financial Advisors:
The Growth Segment of the Independent Reps Market

Recently Released!!!
Date Published: December 7, 2018
Summary PowerPoint Deck: 83 Slides

Reference PowerPoint Deck: 307 Slides

The purpose of this research is to provide readers with an a comprehensive understanding of the dually registered financial advisors market. This refers to the financial advisors who both maintain a series 7 license at an independent broker/dealer and their own Registered Investment Advisor (RIA). This research provides a top down view of the market. This research is part of Tiburon's broader coverage of independent advisors.

This research addresses the key historical phases of dually registered financial advisors, including:
  • Industry Emergence Phase
  • Rapid Industry Consolidation Phase
  • Firm Restructurings Phase
  • Industry Maturation Phase
This research addresses the market growth of leading firms.

This research outlines the key segments of dually registered financial advisors, including:
  • Market Segment #1
  • Market Segment #2

And this research makes several future predictions for dually registered financial advisors, including:
  • Moderate Market Growth
  • Future Prediction #2
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