Dually Registered Financial Advisors:
The Growing Segment of the Independent Reps Market

Recently Released!!!
Date Published: December 14, 2022
Summary PowerPoint Deck: 323 Slides

Reference PowerPoint Deck: 1,284 Slides

The purpose of this research is to provide readers with a comprehensive understanding of dually registered financial advisors (sometimes called hybrid advisors). Dually registered financial advisors maintain a series seven license at an independent broker/dealer and have their own Registered Investment Advisor (RIA). This research provides a top down view of the market. This research is part of Tiburon's broader coverage of independent advisors.

This research addresses the key historical phases of dually registered financial advisors, including:
  • Early Phase
  • Middle Phase
  • Recent Phase
This research addresses the market growth and leading firms.

This research outlines the key segments of dually registered financial advisors, including:
  • Market Segment #1
  • Market Segment #2

And this research makes several future predictions for dually registered financial advisors, including:
  • Substantial Market Growth for Dually Registered Financial Advisors
  • Increasing Regulation
Member Access

Tiburon Members and individual research subscribers may click on any of the icons below to access any part of this research. The most widely utilized parts are the Key Findings (think factoids), Podcast Presentation, and Summary PowerPoint deck.

Table of Contents Summary
PowerPoint Deck
Key Findings Reference
PowerPoint Deck
Podcast Presentation Excel Data Sheet
Public Access

Please click on the Table of Contents icon below to see more details of this research.

Table of Contents

Media Access

Members of the media who would like further access to the components of this research may click on the icon below or send an email to Sarah Sage.

Media Access

Tiburon Research Subscriptions


If you are having difficulties subscribing to Tiburon research online please contact Sarah Sage at
SSage@TiburonAdvisors.Com or 415-789-2540.