The purpose of this research is to provide readers with a comprehensive understanding of regional brokerage firms, a market of several hundred independent, bank owned, & insurance company owned regional full-service brokerage firms. This research is part of Tiburon's coverage of full-service brokerage firms and its broader coverage of wealth management firms.

Market Segments

This research defines the key markets segments of regional brokerage firms, including:

  • Independent
  • Bank Owned

Future Predictions

And this research makes several future predictions for regional brokerage firms, including:

  • Slow Growth in Financial Advisors, Assets Under Management & Administration, and Net New Assets Under Management & Administration
  • Fastest Growth for Bank Owned Regional Brokerage Firms