NASDAQ (OTC) Listed Equities:
Rapid Evolution of the Business

Recently Released!!!
Date Published: December 12, 2014
Summary PPT Deck: 43 Slides
Reference PPT Deck: 108 Slid

The purpose of this research is to provide readers with an initial understanding of the NASDAQ (OTC) listed equities, including securities exchanges, specialists, market makers, electronic communication networks (ECNs), and the related technology & data service providers.

This research addresses the three historical phases of the NASDAQ (OTC) listed equities business, including: 
  • Early Phase
  • Middle Phase
  • Recent Phase

    This research outlines five key industry players, including:

    • Securities Exchanges
    • Specialists
    • Market Makers
    • Electronic Communication Networks (ECNs)
    • Technology & Data Service Providers

And this research makes the following future predictions for NASDAQ (OTC) listed equities, including: 

  • Impact of Switch to T+1 Settlement
  • Impact of the Switch to Decilimization
  • Emergence of After-Hours Electronic Trading
  • Directed Brokerage & Soft Dollar Practices Under Attack
  • Leveraging Portfolios through Securities Lending
  • Technology Leading to Cost Reductions in Trade Execution
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