Independent Broker/Dealer Reps:
The Growing Market of Dually Registered Advisors

Recently Released!!!
Date Published: December 21, 2017
Summary PPT Deck: 54 Slides
Reference PPT Deck: 1,086 Slides


The purpose of this research is to provide readers with a comprehensive understanding of the independent broker/dealer reps market, which is a large & diverse market of over 70,000 series seven registered reps who own their own businesses and utilize independent broker/dealers such as LPL Financial Holdings, Cetera Financial Group, Advisor Group, Raymond James Financial Services, Commonwealth Financial Network, & Ladenburg Thalmann. A parallel research topic published by Tiburon, called A Comprehensive Overview of the Product Usage, Business Models, & Best Practices of Independent Reps, provides extensive bottom up analysis of the specific actions of independent reps. This research provides a top down view of the market. This research is part of Tiburon's broader coverage of independent reps.

This research addresses independent broker/dealer reps market growth & leading firms. 

This research outlines the key segments of independent broker/dealer reps, including: 

  • Market Segment #1
  • Market Segment #2

And this research makes several future predictions for independent broker/dealer reps, including: 

  • Moderate Industry Growth
  • Prediction #2

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