Date Published: December 21, 2017
Summary PPT Deck: 101 Slides
Reference PPT Deck: 323 Slides
The purpose of this research is to provide readers with an a comprehensive understanding of the dually registered advisors market. The Market of financial advisors who both maintain a series of license at an independent broker/dealer and their own Registered Investment Advisor (RIA). This research provides a top down view of the market. This research is part of Tiburon's broader coverage of independent advisors.
This research addresses the key historical phases of dually registered advisors, including:
- Industry Emergence Phase
- Rapid Industry Consolidation Phase
- Firm Restructurings Phase
- Industry Maturation Phase
This research addresses the market growth of leading firms.
This research outlines the key segments of dually registered advisors, including: