Date Published: June 27, 2018
Summary PPT Deck: 80 Slides
Reference PPT Deck: 165 Slides
The purpose of this research is to provide readers with an a comprehensive understanding of the dually registered financial advisors market. This refers to the financial advisors who both maintain a series 7 license at an independent broker/dealer and their own Registered Investment Advisor (RIA). This research provides a top down view of the market. This research is part of Tiburon's broader coverage of independent advisors.
This research addresses the key historical phases of dually registered financial advisors, including:
- Industry Emergence Phase
- Rapid Industry Consolidation Phase
- Firm Restructurings Phase
- Industry Maturation Phase
This research addresses the market growth of leading firms.
This research outlines the key segments of dually registered financial advisors, including: