Dually Registered Advisors:
The Growth Segment of the Independent Reps Market

Recently Released!!!
Date Published: December 21, 2017
Summary PPT Deck: 101 Slides
Reference PPT Deck: 323 Slides


The purpose of this research is to provide readers with an a comprehensive understanding of the dually registered advisors market. The Market of financial advisors who both maintain a series of license at an independent broker/dealer and their own Registered Investment Advisor (RIA). This research provides a top down view of the market. This research is part of Tiburon's broader coverage of independent advisors.

This research addresses the key historical phases of dually registered advisors, including: 

  • Industry Emergence Phase
  • Rapid Industry Consolidation Phase
  • Firm Restructurings Phase
  • Industry Maturation Phase

This research addresses the market growth of leading firms.

This research outlines the key segments of dually registered advisors, including: 

  • Market Segment #1
  • Market Segment #2

And this research makes several future predictions for dually registered advisors, including: 

  • Moderate Industry Growth
  • Prediction #2

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