Financial Advisor Professional Liability Insurance (Errors & Omissions Insurance) :
Protecting Financial Advisory Firms & their Partners

Recently Released!!!
Date Published: February 7, 2016
Summary Power Point Deck: 27 Slides
Reference Power Point Deck: 111 Slides

The purpose of this research is to provide readers with an understanding of financial advisor professional liability insurance (errors & omissions insurance), which is a critical level of protection for all entrepreneurs. This topic is one in the series of Tiburon's financial advisor planning & documents series.

This research begins with a review of the evolution of financial advisor professional liability insurance (errors & omissions insurance), including its history across these phases:

  • Early Phase
  • Haphazard Phase
  • Formalization Phase

This research defines two areas of protection, including:

  • Errors
  • Omissions

This research supports several conclusions, including:

    • Increasing Importance of Financial Advisor Errors & Omissions Insurance
    • Evolving Financial Advisor Professional Liability Insurance (Errors & Omissions Insurance)
    • Higher Liability Limits on Errors & Omissions Insurance


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