Prior Tiburon CEO Summits (2018-2019)

Tiburon has held 35 prior CEO Summits, with the first Tiburon CEO Summit taking place in 2001. Details of Tiburon CEO Summit XXXIV are included below; for details of other Tiburon CEO Summits, please click here: Most Recent, (2018-2019), 2016-2017, 2014-2015, 2012-2013, 2010-2011, 2008-2009, 2006-2007, 2004-2005, & 2001-2003.

Tiburon CEO Summit XXXIV: April 9-11, 2018

Tiburon CEO Summit XXXIV was held April 9-11, 2018, at The Wagner at the Battery (FKA The Ritz Carlton Hotel) in New York, NY. Tiburon CEO Summit XXXIV officially started at 7:45am on Tuesday, April 10, 2018, include a group dinner that night, and finish at 1:00pm on Wednesday, April 11, 2018. Senior industry executives will take two days out of their busy schedules to participate. There will be over twenty sessions. Along with Tiburon's Managing Partner Chip Roame, Tiburon CEO Summit XXXIV will include speakers Mark Casady (Former CEO, LPL Financial Holdings); Bill McNabb (Chairman, The Vanguard Group); Luis Aguilar (Former Commissioner, Securities & Exchange Commission (SEC)); Jud Bergman (CEO, Envestnet); Buck Buckley (CEO, Actua Corporation); Bill Capuzzi (CEO, Apex Clearing Corporation); Rita Cheng (CEO, Blue Ocean Global Wealth); Bart Chilton (Former Commissioner, Commodity Futures Trading Commission (CFTC)); Jeff Cruttenden (CEO, Say); Peter deChellis (President, TD Ameritrade Retail); Dave DeVoe (Managing Partner, DeVoe & Company); Andrew Dodson (Partner, Parthenon Capital Partners); Bob Doll (Chief Equity Strategist, Nuveen Asset Management); Greg Friedman (CEO, Private Ocean); Sheryl Garrett (CEO, Garrett Financial Planning Network); Jason Hsu (Chairman, Rayliant Global Advisors); Michael Jantzi (CEO, Sustainalytics); Anders Jones (CEO, FacetWealth); Mike Katchen (CEO, Wealthsimple); Joe Keefe (CEO, Pax World Management); Kevin Keller (CEO, Certified Financial Planner Board of Standards (CFP Board)); Mike Kerins (CEO, RobustWealth); Michael Kopelman (Partner, Edison Capital Partners); Jon Korngold (Managing Director, General Atlantic); Sallie Krawcheck (Co-Founder, Ellevate Network); Hans Morris (Managing Partners, Nyca Partners); Cheryl Nash (President, Fiserv Investment Services); Kathy Neumann (President, SerenityShares Investments); Mike O'Brien (CEO, Europe, Middle East, & Africa, JP Morgan Asset Management); Josh Pace (CEO, Trust Company of America); Angela Pecoraro (CEO, Advicent Solutions); Mark Penske (CEO, United Advisors); Charles Plosser (Former President, Federal Reserve Bank of Philadelphia); Samantha Roady (President, Retail, Gain Capital Holdings); Paul Stevens (CEO, Investment Company Institute (ICI)); John Streur (CEO, Calvert Research & Management); John Thiel (Former Vice Chairman, Global Wealth & Investment Management, Bank of America Corporation); Todd Thomson (Chairman, Dynasty Financial Partners); George Walker (CEO, Neuberger Berman); Steve Wallman (CEO, Foliofn); Kyle Zasky (Partner, SenaHill Partners); Evelyn Zohlen (President, Inspired Financial); & others. Tiburon CEO Summit XXXIV will also feature the firm's traditional client-centric panel discussions and two networking-based social events.

Chip Roame (Managing Partner, Tiburon Strategic Advisors)

Tiburon CEO Summit XXXIV: April 9-11, 2018. Tiburon Strategic Advisors is pleased to provide a summary of the content of its Tiburon CEO Summit XXXIV keynote presentations. Chip Roame (Managing Partner, Tiburon Strategic Advisors) gave a day #1 presentation broadly addressing the state of the financial services industry, with a specific focus on the growing wealth management market. He also gave a day #2 presentation addressing strategic activity within the industry.

Charles ("Chip") Roame is the Managing Partner of Tiburon Strategic Advisors and a leading strategic consultant to CEOs, other senior executives, & boards of directors in the banking, insurance, brokerage, & investment management markets. Prior to forming Tiburon in 1998, Mr. Roame served in similar capacities, first as a management consultant at McKinsey & Company, and later as a business strategist at The Charles Schwab Corporation. Mr. Roame is quoted daily throughout the media and, due to Tiburon's widely shared research, he may be the most frequently demanded board advisor. His particular expertise is that of corporate strategy for larger financial services firms, designing broad multi-faceted strategies and making trade-offs between alternative businesses, products, & markets.

Mr. Roame has responsibility for all of Tiburon's consulting, research, & marketing activities which keeps him on the leading-edge of strategic initiatives in the industry's fastest growing businesses -- exchange traded funds, hedge funds & other alternative investments, bitcoin & blockchain, financial planning, wealth management services, life insurance, annuities, family office services, online financial services, and the growing independent advisor markets. He has also taken a substantial interest in regulatory issues such as the fiduciary standard, and in financial services industry venture capital & private equity opportunities and mergers & acquisitions transactions. At Tiburon, Mr. Roame has led over 1,900 client engagements for over 450 corporate clients since 1998.

Mr. Roame has won numerous awards throughout the private equity, investment banking, consulting, and financial services industries, including being named one of the power 25 elite by Investment News, one of the 25 most influential individuals in the advisor business by Investment Advisor magazine, & one of the five experts with the answers by Boomer Market Advisor. Tiburon has also been named one of the fastest growing companies by the San Francisco Business Times in multiple years.

Mr. Roame is frequently sought as a board member by Tiburon client company boards. He presently serves as a board member of Envestnet (NYSE: ENV), as a board member of Edelman Financial Services (Ric Edelman’s business backed by Hellman & Friedman), and as a trustee of the SA mutual funds family (which is sponsored by Loring Ward and employs Dimensional Fund Advisors as its sole sub-advisor).

Tiburon CEO Summit XXXIV: Videos

Tiburon CEO Summit XXXIV: Photographs

Click here to view all photographs.

Tiburon CEO Summit XXXIV: Attendee List

  • Chip Roame (Managing Partner, Tiburon Strategic Advisors)
  • Mark Casady (Former CEO, LPL Financial Holdings)
  • Bill McNabb (Chairman, The Vanguard Group)
  • Luis Aguilar (Former Commissioner, Securities & Exchange Commission (SEC))
  • Daniel Applegarth (Chief Financial Officer, NorthStar Financial Services Group)
  • Anil Arora (CEO, Envestnet Yodlee)
  • Bob Bachman (Executive Vice President, Relationship Management, Fidelity Institutional Asset Management)
  • Nathan Bachrach (CEO, Simply Money Advisors)
  • Steve Begleiter (Managing Director, Flexpoint Ford)
  • David Benskin (CEO, Wealth Access)
  • Bob Bensman (CEO, The Bensman Group)
  • Jud Bergman (CEO, Envestnet)
  • Ed Bernard (Vice Chairman, T. Rowe Price Group)
  • Larry Berran (Chief Operating Officer, iPipeline)
  • Richard Berthy (CEO, Foreside Financial Group)
  • Kevin Birzer (CEO, Tortoise Capital Advisors)
  • Stuart Bowers (President, DST Brokerage Solutions)
  • Ben Brigeman (Partner, Genstar Capital)
  • Matt Brown (CEO, CAIS Group)
  • Buck Buckley (CEO, Actua Corporation)
  • Brad Burgess (Chief Technical Officer, Orion Advisor Services)
  • Roy Burns (Managing Director, TA Associates)
  • Kevin Byrne (Chief Financial Officer, Retirement Solutions Division, Pacific Life Insurance Company)
  • Caleb Callahan (Chief Operating Officer, Valmark Securities)
  • Bruce Cameron (Co-CEO, Berkshire Capital Securities)
  • Rich Cancro (CEO, AdvisorEngine)
  • David Canter (Executive Vice President, Fidelity Clearing & Custody Solutions, Fidelity Investments)
  • James Capps (Chief Technology Officer, Trust Company of America)
  • Bill Capuzzi (CEO, Apex Clearing Corporation)
  • Tim Carroll (CEO, New York Private Trust Company)
  • James Caulkins (Chief Revenue Officer, Docupace Technologies)
  • Jerry Chafkin (Chief Investment Officer, AssetMark)
  • Rita Cheng (CEO, Blue Ocean Global Wealth)
  • Bart Chilton (Former Commissioner, Commodity Futures Trading Commission (CFTC))
  • Roman Ciosek (Partner, HighTower Westchester)
  • Bernie Clark (Executive Vice President, The Charles Schwab Corporation)
  • Brendan Clark (CEO, Clark Capital Management Group)
  • Eric Clarke (CEO, Orion Advisor Services)
  • Todd Clarke (Executive Vice President, Managed Accounts, CLS Investments)
  • John Clendening (CEO, Blucora)
  • Tim Clift (Chief Investment Strategist, Portfolio Management Consultants, Envestnet)
  • Jim Combs (CEO, National Advisors Trust Company (NATCO))
  • Dan Concannon (Chief Revenue Officer, CFRA Research)
  • David Conover (CEO, EverBank Wealth Management)
  • Jeff Cruttenden (CEO, Say)
  • Ben Cukier (Managing Partner, Centana Growth Partners)
  • Chris Curtis (Chief Financial Officer, Envestnet Enterprise)
  • Peter deBoer (CEO, CFRA Research)
  • Robert DeChellis (President, Allianz Exchange)
  • Carly deDiego (Chief Client Officer, AdvisorEngine)
  • Stuart DePina (President, Envestnet Tamarac)
  • Peter deSilva (President, TD Ameritrade Retail Distribution)
  • Dave DeVoe (Managing Partner, DeVoe & Company)
  • Ryan Diachok (President, Geneos Wealth Management)
  • Louis Diamond (Executive Vice President, Diamond Consultants)
  • Andrew Dodson (Partner, Parthenon Capital Partners)
  • Will Dolan (Business Head, Fidelity ActionsXchange)
  • Bob Doll (Chief Equity Strategist, Nuveen Asset Management)
  • Jeffrey Dunham (CEO, Dunham & Associates Investment Counsel)
  • Laura Dunne (Treasurer, Envestnet)
  • John Faustino (Chief Strategy Officer, fi360)
  • Greg Fink (CEO, ACG Wealth)
  • Ron Fiske (Business Head, Retail Business, Apex Clearing Corporation)
  • Rob Foregger (Executive Vice President, NextCapital Group)
  • Julio Fredes (Cief Operating Officer, Say)
  • Tiffany Freitas (Chief Financial Officer, Vestmark)
  • Greg Friedman (CEO, Private Ocean)
  • Paul Gamble (CEO, 55 Institutional)
  • Sheryl Garrett (CEO, Garrett Financial Planning Network)
  • Dave Geschke (President, HTIN, Hilltop Securities)
  • Charles Goldman (CEO, AssetMark)
  • Jeffrey Goldstein (CEO, SpringHarbor Financial Group)
  • Aaron Gordon (Chief Planning Officer, Edelman Financial Services)
  • Craig Gordon (Chief of Strategic Development, RBC Correspondent & Advisor Services)
  • Phil Green (Chief Financial Officer, Brinker Capital)
  • Steve Gresham (Principal, The Gresham Company)
  • Kyle Griswold (Partner, FTV Capital)
  • Sang Han (Chief Operating Officer, DPL Financial Partners)
  • Scott Hanson (Co-CEO, Hanson McClain Group)
  • Chris Harrington (Partner, Kohlberg, Kravis, & Roberts)
  • Zach Hascoe (Co-Founder, Say)
  • Tom Haught (President, Sequoia Financial Group)
  • Karl Heckenberg (Senior Advisor, New York Private Bank & Trust Company)
  • John Heinen (Chief Technology Officer, Advicent Solutions)
  • Bob Herrmann (CEO, Discovery Data)
  • Spencer Hoffman (Partner, Lovell Minnick Partners)
  • Adam Holt (CEO, Asset-Map)
  • Jason Hsu (Chairman, Rayliant Global Advisors)
  • Mark Hurley (CEO, Fiduciary Network)
  • Peter Jantzen (Executive Vice President, Vestmark)
  • Michael Jantzi (CEO, Sustainalytics)
  • Anders Jones (CEO, Facet Wealth)
  • Geoff Kalish (Partner, Aquiline Capital Partners)
  • Terri Kallsen (Executive Vice President, Investor Services, The Charles Schwab Corporation)
  • Kunal Kapoor (CEO, Morningstar)
  • Niko Karvounis (Chief Product Officer, Quovo)
  • Mike Katchen (CEO, Wealthsimple)
  • Craig Katz (Executive Vice President, Discovery Data)
  • Stuart Katz (CEO, Robertson Stephens Partners)
  • Joe Keefe (CEO, Pax World Funds)
  • Jonathan Keidan (Founder, InsideHook)
  • Kevin Keller (CEO, Certified Planner Board of Standards (CFP Board))
  • Bradley Kellogg (Chief Strategy Officer, FIX Flyer)
  • Mike Kelly (Chief Investment Officer, FS Investments)
  • Kelli Keough (Business Head, Global Digital Wealth Management, JP Morgan Chase & Company)
  • Mike Kerins (CEO, RobustWealth)
  • James Kirk (Managing Principal, Asset Management, Corsair Capital)
  • Rob Klapprodt (President, Vestmark)
  • Aaron Klein (CEO, Riskalyze)
  • Chelsea Kmiecik (Chief Marketing Officer, Discovery Data)
  • Michael Kopelman (Partner, Edison Partners)
  • Jon Korngold (Managing Director, General Atlantic)
  • Sallie Krawcheck (Co-Founder, Ellevate Network)
  • Randy Lambert (President, Orion Advisor Services)
  • Stephen Langlois (Chief Business Development Officer, eMoney Advisor)
  • Kevin Laraia (Chief Operating Officer, Docupace Technologies)
  • David Lau (CEO, DPL Financial Partners)
  • Alex Lebow (Chief Legal Officer, Say)
  • Doug Lennick (CEO, think2perform)
  • Britton Lombardi (Chief of Staff, Apex Clearing Corporation)
  • Jeff Lovell (Co-Chairman, Lovell Minnick Partners)
  • Michael Lovett (Business Head, RIA Channel, The Vanguard Group)
  • John Lunny (CEO, Vestmark)
  • Lon Macdonald (Chief Marketing Officer, Vestmark)
  • Scott MacKenzie (CEO, Fidelity Clearing Canada)
  • Kyle Mallot (Chief Operating Officer, DST Financial Services)
  • Angelo Manioudakis (Chief Investment Officer, Global Asset Allocation, Fidelity Investments)
  • Roddy Marino (Executive Vice President, National Accounts & Distribution, Brinker Capital)
  • Pete Masucci (Managing Director, New Mountain Capital)
  • Michael McClary (Chief Investment Officer, Valmark Advisers)
  • Brendan McConnell (Chief Operating Officer, Brinker Capital)
  • Patrick McKenna (Executive Chairman, Facet Wealth)
  • Susan McKenna (Chief Marketing Officer, eMoneyAdvisor)
  • Muk Mehta (Chief Information Officer, AssetMark)
  • Jerry Michael (CEO, Smartleaf)
  • John Michel (CEO, CircleBlack)
  • Jim Minnick (Co-Chairman, Lovell Minnick Partners)
  • Sanjiv Mirchandani (President, Fidelity Clearing & Custody)
  • Steven Miyao (President, DST Research, Analytics, & Consulting)
  • Rohan Modi (Executive Vice President, Marketing, Investment Services, Fiserv)
  • Marilyn Mohrman-Gillis (Executive Director, Center for Financial Planning)
  • Viggy Mokkarala (Executive Vice President, Envestnet)
  • Ed Moore (President, Edelman Financial Services)
  • Hans Morris (Managing Partner, Nyca Partners)
  • Joe Mrak (CEO, FolioDynamix)
  • Bill Mueller (CEO, fi360)
  • Bob Mulcare (Managing Director, New Mountain Capital)
  • David Musto (President, Ascensus)
  • Vinay Nair (Chairman, 55 Institutional Partners)
  • Cheryl Nash (President, Fiserv Investment Services)
  • Brian Nelson (CEO, Harborside Group)
  • Kathy Neumann (President, SerenityShares Investments)
  • Mike Nugent (Managing Director, Vestigo Ventures)
  • Wendu Nwakanma (Executive Vice President, InvestCloud)
  • Mike O’Brien (CEO, Europe, Middle East, & Africa, JP Morgan Asset Management)
  • Eileen O’Connor (CEO, Hemington Wealth Management)
  • Tim O’Hara (Former CEO, Ayco)
  • Harry O'Mealia (CEO, 1919 Investment Counsel)
  • Josh Pace (CEO, Trust Company of America)
  • Ron Pachura (Chief Financial Officer, Fiserv Investment Services)
  • James Paddon (Chief Operating Officer, 55 Institutional Partners)
  • Andrew Palmer (Chief Financial Officer, Riskalyze)
  • Ryan Parker (CEO, Edelman Financial Services)
  • Heeren Pathak (Chief Technology Officer, Vestmark)
  • Lauren Pearson (Partner, HighTower Twickenham)
  • Angela Pecoraro (CEO, Advicent Solutions)
  • Shirl Penney (CEO, Dynasty Financial Partners)
  • Mark Penske (CEO, United Advisors)
  • Bob Peterson (President, Hilltop Securities)
  • John Phillips (Executive Vice President, Fidelity Custody & Clearing Solutions)
  • Rob Pinkerton (Chief Marketing Officer, Morningstar)
  • Michael Pinsker (CEO, Docupace Technologies)
  • Charles Plosser (Former President, Federal Reserve Bank of Philadelphia)
  • Alex Potts (CEO, Loring Ward Group)
  • Marc Premselaar (Managing Director, Structured Products, CAIS Group)
  • Lowell Putnam (CEO, Quovo)
  • Fei Qiao (Chief of Staff, Investment Banking, Huatai Securities)
  • Matt Radgowski (Chief Operating Officer, Morningstar Investment Management)
  • Kevin Rafferty (CEO, Vertical Management Systems)
  • Dean Rager (President, Geneos RIA, Geneos Wealth Management)
  • Jodee Rager (Chief Compliance Officer, Geneos Wealth Management)
  • Craig Ramsey (Chief Operating Officer, AdvisorEngine)
  • Lisa Rapuano (Chief Revenue Officer, Facet Wealth)
  • Kevin Reed (Business Head, Wealth Management, Janney Montgomery Scott)
  • George Riedel (Business Head, Financial Institutions, United States Investment Services, T. Rowe Price Group)
  • Chris Rimmer (Chief Accounting Officer, Fidelity Investments)
  • Samantha Roady (President, Retail, Gain Capital Holdings)
  • Tony Rochte (Executive Vice President, FundsNetwork, Fidelity Investments)
  • Brian Ross (CEO, FIX Flyer)
  • Trish Rothschild (Chief Product Officer, Morningstar)
  • Andrew Rudd (CEO, Advisor Software)
  • Larry Rybka (CEO, ValMark Securities)
  • Tony Salewski (Managing Director, Genstar Capital)
  • Anthony Scaramucci (Founder, Sky Bridge Capital Management)
  • Paul Schaeffer (Advisor, Aquiline Capital Partners)
  • Chris Schrobilgen (Executive Vice President, Sales & Marketing, Advisor Partners)
  • Aaron Schumm (CEO, Vestwell)
  • Skip Schweiss (President, TD Ameritrade Trust Company)
  • Tony Seto (Partner, Berkshire Capital Securities)
  • Sachin Shah (Chief Revenue Officer, 55 Institutional Partners)
  • Sterling Shea (Associate Publisher, Dow Jones Media Group)
  • Ian Sheridan (Managing Director, Vestigo Ventures)
  • Jessica Shores (Executive Vice President, Impact Communications)
  • Babu Sivadasan (President, Envestnet Retirement Solutions)
  • David Smith (Founding Publisher, Financial Advisor & Private Wealth Magazines)
  • Marshall Smith (Chief Product Officer, First Rate)
  • Michael Smith (Executive Vice President, Pre-Sales, InvestCloud)
  • Karl Sprules (Chief Technology Officer, AB Global)
  • Paul Stamas (Managing Director, General Atlantic)
  • Noel Stave (Chief Operating Officer, RBC Correspondent & Advisor Services)
  • Letha Steffey (Chief Marketing Officer, Edelman Financial Services)
  • Jon Stern (Partner, Berkshire Capital Securities)
  • Paul Stevens (CEO, Investment Company Institute (ICI))
  • Andy Stewart (Partner, Motive Partners)
  • John Streur (CEO, Calvert Investments)
  • Hal Strong (Partner, Genstar Capital)
  • John Stuart (Chief Marketing Officer, InvestCloud)
  • Barbara Stutz (Executive Vice President, East Coast, Strategic Accounts, InvestCloud)
  • Ying Sun (Managing Director, Corporate Development, Huatai Securities)
  • Steve Swain (Managing Partner, Centana Growth Partners)
  • Marie Swift (CEO, Impact Communications)
  • John Taft (Vice Chairman, RW Baird & Company)
  • Arnaud Tesson (Partner, North American Asset Management Practice, Egon Zehnder International)
  • John Thiel (Former Vice Chairman, Global Wealth & Investment Management, Bank of America Corporation)
  • Benjamin Thomason (Executive Vice President, Sales, Vestwell)
  • Todd Thomson (Chairman, Dynasty Financial Partners)
  • Brett Thorne (Business Head, RBC Correspondent & Advisor Services)
  • Theresa Torian (Chief Operating Officer, CFRA Research)
  • Emily Traxler (Chief Marketing Officer, First Rate)
  • Laura Varas (CEO, Hearts & Wallets)
  • Mike Vogelzang (CEO, Boston Advisors)
  • George Walker (CEO, Neuberger Berman Management)
  • Steve Wallman (CEO, Foliofn)
  • Corey Walther (Chief Operating Officer, Allianz Life Financial Services)
  • Kelly Waltrich (Chief Marketing Officer, Orion Advisor Services)
  • Bob Ward (Chief Revenue Officer, Vertical Management Systems)
  • Shila Wattamwar (Director, Client Services, Sustainalytics)
  • Dave Welling (CEO, Mercer Advisors)
  • Craig Wietz (President, First Rate)
  • Natalie Wolfsen (Chief Commercialization Officer, AssetMark)
  • Matt Wolniewicz (President, fi360)
  • Bill Wostoupal (President, Northern Lights Distributors)
  • John Yackel (Executive Managing Director, Institutional Business Development, Envestnet)
  • Hussain Zaidi (CEO, Advizr)
  • Kyle Zasky (Partner, SenaHill Partners)
  • Dean Zayed (CEO, Brookstone Capital Management)
  • Tom Zazueta (Chief Marketing Officer, Loring Ward Group)
  • Evelyn Zohlen (President, Inspired Financial)
   

 

 

Prior Tiburon CEO Summits

As noted above, details on prior Tiburon CEO Summits are also available here:
Most Recent, (2018-2019), 2016-2017, 2014-2015, 2012-2013, 2010-2011, 2008-2009, 2006-2007, 2004-2005, & 2001-2003.

 

 

 

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