|
Date
|
Conference
Sponsor
|
Conference
Title
|
Speech
Title
|
|
November 16, 2007
|
Massachusetts Bankers Association
|
74th Annual New England Trust & Wealth Management Conference
|
Client Segmentation Strategies: Value of a Corporate Fiduciary
|
|
November 13, 2007
|
Tri-State Financial Planning Association
|
Quarterly Meeting
|
Consumer Wealth & Target Markets
|
|
November 8, 2007
|
Securities Industry & Financial Markets Association
|
Annual Meeting
|
The Future of Advice & Wealth Management
|
|
November 1, 2007
|
Franklin Templeton Investments
|
Key Distributors Due Diligence Meeting
|
The Future of Advice & the Role of Various Investment Products
|
|
October 9, 2007
|
Tiburon Strategic Advisors
|
Tiburon CEO Summit XIII
|
State of the Financial Services Industry
|
|
October 4, 2007
|
Raymond James Financial Services
|
Web Seminar
|
Is Going Independent Right for You?: Challenges & Opportunities of Owning Your Own Business
|
|
October 4, 2007
|
New York Bankers Association
|
61st Annual Trust & Investment Conference
|
The Future of Advice
|
|
October 1, 2007
|
FSC Securities & Advantage Capital
|
2007 NEBC Investment Advisory Pre-Conference
|
The Future of Advice & the Substantial Target Marketing Opportunity
|
|
September 19, 2007
|
TD Ameritrade Institutional
|
Partnership 2007
|
The Future of Advice
|
|
September 19, 2007
|
John Hancock Annuities
|
Partners' Forum VI
|
IRA Opportunities
|
|
August 3, 2007
|
Fisher Investments
|
Sales Awards Banquet
|
The Future of Advice & Sales Strategies
|
|
July 15, 2007
|
AIG Valic
|
Advisor's Commitment to Education
|
Future of Advice & IRA Rollover Retention
|
|
June 21, 2007
|
Franklin Templeton Investments
|
Senior Leaders' Forum
|
The Evolving Role of Mutual Funds in Client Solutions
|
|
June 5, 2007
|
Commonwealth Financial Network
|
2007 Wealth Management Symposium
|
The State of the Advice Industry
|
|
May 11, 2007
|
Investment Company Institute
|
49th Annual General Membership Meeting
|
Distribution: The Evolving Role of Mutual Funds in Client Solutions
|
|
May 4, 2007
|
Trust Management Association
|
2007 Trust Management Association Seminar
|
Investment Offerings at Trust Institutions
|
|
May 1, 2007
|
North Dakota Bankers Association
|
Tri-State Trust Conference
|
The Future of Advice
|
|
April 22, 2007
|
Raymond James Financial Services
|
PCA Road Show
|
The Future of Advice
|
|
April 18-19, 2007
|
Tiburon Strategic Advisors
|
Tiburon CEO Summit XII
|
State of the Financial Services Industry
|
|
April 16, 2007
|
Fiduciary & Investment Risk Management Association
|
21st National Training Conference
|
Leading Edge Investment Strategies & Associated Risks
|
|
April 12, 2007
|
Raymond James Financial Services
|
PCA Road Show
|
The Future of Advice
|
|
March 25-26, 2007
|
American Bankers Association
|
Wealth Management & Trust Conference
|
Wealth Management Issues & Insights
--
Client Segmentation Strategies - A Decidedly Different View on Compelling Sales Strategies
|
|
March 8, 2007
|
SEI Investments
|
Executive Conference
|
Getting a Handle on Disruptive Ideas
|
|
March 6, 2007
|
The Hartford
|
Ninth Annual VIP Roundtable
|
The Future of Advice
|
|
February 26, 2007
|
Investment Management Consultants Association
|
2007 San Francisco International Investments Conference
|
The State of the Advice Industry
|
|
February 22, 2007
|
Prime Vest
|
2007 Senior Management Conference
|
The Future of Advice
|
|
February 1, 2007
|
American Funds
|
National Sales Meeting
|
Baby Boomers, the Pending Liquefaction, & the Amazing IRA Rollover Opportunity
|
|
December 8, 2006
|
Mutual Service Corporation
|
Annual Conference
|
The Future of Advice
--
Building a Great Business: Independent Rep Best Practices
|
|
November 16, 2006
|
Massachusetts Bankers Association
|
73rd Annual New England Trust & Wealth Management Conference
|
The Future of the Advice Industry
|
|
October 27, 2006
|
Oklahoma Society of Certified Public Accountants
|
2006 Financial Planning Conference
|
The Future of Financial Advice
--
Building a Successful Advice Business
|
|
October 18, 2006
|
Tiburon Strategic Advisors
|
Tiburon CEO Summit XI
|
State of the Financial Services Industry
|
|
October 5, 2006
|
New York Bankers Association
|
60th Annual Trust & Investment Conference
|
Consumer Wealth & Target Markets
|
|
September 28, 2006
|
National Association of Personal Financial Advisors
|
Cutting Edge Conference
|
Ask the Consumers Panel Discussion
|
|
September 26, 2006
|
Money Management Institute
|
Fourth Annual Separately Managed Accounts Conference
|
Top Ten Challenges to Bank Distribution of SMAs
|
|
September 21, 2006
|
Lockwood Financial Group
|
Strategic Partners Conference 2006
|
Case Studies of Advisor Practices
|
|
September 15, 2006
|
National Association of Personal Financial Advisors
|
2006 West Region Conference
|
The Future of Advice
|
|
August 4, 2006
|
Fisher Investments
|
National Sales Conference
|
The State of the Investment Industry, with Facts & Information to Help You Sell Even More
|
|
July 15, 2006
|
Fiserv Investment Support Services
|
Discover 2006
|
State of the Investment Industry
|
|
June 15, 2006
|
H&R Block
|
Elite Conference
|
The Future of the Advice Industry
|
|
June 13, 2006
|
Fortigent
|
First Annual Executive Forum
|
The Future of Advice
|
|
May 20, 2006
|
National Association of Personal Financial Advisors
|
2006 National Conference
|
Practice Management
|
|
May 17, 2006
|
McDonald Financial Group
|
Top Gun
|
The Future of Advice & Building a Successful Advisory Business
|
|
May 11, 2006
|
Lockwood Financial Group
|
Lockwood University 2006
|
The Future of Advice: Winning in Today's High Net Worth Marketplace
--
Building a Great Business: Tactics of Today's Most Successful Advisors
|
|
May 10, 2006
|
National Advisors Trust & Morgan Stanley Investment Management
|
2006 Mid-Year Shareholder, Trust, & Operations Conference
|
RIA Best Practices Roundtable Discussion
|
|
May 3, 2006
|
American Funds
|
Advisory Council Meeting
|
Is it Time for a Change? Where is Your Business Model Taking You? The Advantages of Transactional-Based & Fee-Based Businesses
|
|
April 30, 2006
|
Investment Management Consultants Association
|
2006 Spring Professional Development Conference
|
Ten Facts & Ten Myths Investment Consultants Need to Know
|
|
April 28, 2006
|
Mutual Service Corporation
|
Los Angeles Annual Conference
|
The Future of Advice
--
Building a Great Business: Independent Rep Best Practices
|
|
April 25, 2006
|
Security Analysts Society of San Francisco
|
First Annual RIA Conference
|
State of the RIA Industry & What Drives a Successful Firm
|
|
April 18, 2006
|
Tiburon Strategic Advisors
|
Tiburon CEO Summit X
|
State of the Financial Services Industry
|
|
April 13, 2006
|
Financial Wisdom
|
Boston Study Tour
|
The Future of US Market Financial Advice
--
Best Practices of Financial Advisors - Learn from your US Counterparts
|
|
March 29, 2006
|
Wachovia Corporation
|
Private Banking Management Offsite
|
The Future of Advice & Retail Bank Strategies
|
|
February 25, 2006
|
Securities America
|
Masters Forum
|
Independent Rep Industry Overview & Independent Rep Best Practices
|
|
February 23, 2006
|
Morgan Stanley Investment Management
|
RIA Roundtable
|
Current Trends & Case Examples in the RIA Marketplace
|
|
February 22, 2006
|
Morgan Stanley Investment Management
|
RIA Roundtable
|
Current Trends & Case Examples in the RIA Marketplace
|
|
February 8, 2006
|
TCW
|
Galileo Funds Conference Call
|
The Product Usage, Business Models, & Best Practices of Independent Reps
|
|
February 2, 2006
|
Financial Services Network
|
Annual Members Meeting
|
The Future of Advice & Independent Rep Best Practices
|
|
January 1, 2006
|
Rydex Investments
|
Focused Prep Market Seminar
|
Consumer Wealth & the Evolution of Product & Channel Opportunities
|
|
January 1, 2006
|
Financial Research Associates
|
ETFs Conference
|
State of the ETFs Market
|
