|
Date
|
Conference
Sponsor
|
Conference
Title
|
Speech
Title
|
|
May 9, 2008
|
Fidelity Investments
|
Key Clients Conference
|
Learnings from the Tiburon CEO Summits
|
|
April 10-11, 2008
|
Tiburon Strategic Advisors
|
Tiburon CEO Summit XIV
|
State of the Financial Services Market
|
|
March 27, 2008
|
Texas Bankers Association
|
Annual Conference
|
State of the Financial Advisor Business
|
|
March 7, 2008
|
Mutual Fund Education Alliance
|
Annual Conference
|
State of the Mutual Funds Market
|
|
March 5, 2008
|
East Bay FPA
|
Annual Conference
|
The Future of Advice
|
|
February 21, 2008
|
NAPFA
|
Advanced Planners Conference
|
Staffing & Compensation
|
|
February 15, 2008
|
Franklin Resources
|
US Research Analysts Conference
|
The Future of Advice & Mutual Funds
|
|
February 8, 2008
|
TD Ameritrade
|
National Financial Advisor Conference
|
The Future of Advice
|
|
January 31, 2008
|
ING Group
|
Annual Financial Advisor Conference
|
The Future of Advice
|
|
November 16, 2007
|
Massachusetts Bankers Association
|
New England Trust Conference
|
Market Segmentation
|
|
November 13, 2007
|
Financial Planning Association
|
Tri-State Conference
|
The Future of Advice
|
|
November 8, 2007
|
SIFMA
|
Annual Conference
|
The Future of Advice
|
|
November 1, 2007
|
Franklin Resources
|
Indian Firm Gatekeepers Conference
|
The Future of Advice & Mutual Funds
|
|
October 9-10, 2007
|
Tiburon Strategic Advisors
|
Tiburon CEO Summit XIII
|
State of the Financial Services Market
|
|
October 4, 2007
|
Raymond James
|
Webinar
|
Pros & Cons of Independence
|
|
October 4, 2007
|
New York Bankers Association
|
Annual Trust Conference
|
State of Advice & Estate Planning
|
|
October 1, 2007
|
American International Group (AIG)
|
FSC Advisor Conference
|
State of the Fee-Accounts Industry
|
|
September 19, 2007
|
TD Ameritrade
|
Regional RIA Conference
|
The Future of Advice
|
|
September 19, 2007
|
John Hancock
|
Strategic Partners Meeting
|
The Future of Advice
|
|
August 3, 2007
|
Fisher Investments
|
Sales Conference
|
The Future of Advice & Sales Strategies
|
|
July 15, 2007
|
AIG Valic
|
Top Producers Meeting
|
The Future of Advice & Retirement Plans
|
|
June 21, 2007
|
Franklin Resources
|
Senior Management Team Meeting
|
The Evolving Role of Mutual Funds
|
|
June 5, 2007
|
Commonwealth Financial
|
Annual Rep Meeting
|
The Future of Advice
|
|
May 11, 2007
|
Investment Company Institute
|
General Membership Meeting
|
The Evolving Role of Mutual Funds in Client Solutions
|
|
May 4, 2007
|
Trust Marketing Association
|
Annual Conference
|
The Future of Advice & Wealth Management
|
|
May 1, 2007
|
North Dakota Bankers Association
|
Tri-State Conference
|
The Future of Advice & Wealth Management
|
|
April 22, 2007
|
Raymond James Financial Services
|
Las Vegas Regional Conference
|
The Future of Advice
|
|
April 18-19, 2007
|
Tiburon Strategic Advisors
|
Tiburon CEO Summit XII
|
State of the Financial Services Market
|
|
April 16, 2007
|
Fiduciary & Investment Risk Management Association
|
Annual Conference
|
Alternative Investments
|
|
April 12, 2007
|
Raymond James Financial Services
|
Fort Lauderdale Regional Conference
|
The Future of Advice
|
|
March 26, 2007
|
American Bankers Association
|
Wealth Management Conference
|
Leading Banks Panel & Sales Strategies
|
|
March 8, 2007
|
SEI Investments
|
Money Manager Services Conference
|
The Future of Advice
|
|
March 6, 2007
|
The Hartford
|
VIP Roundtable
|
The Future of the Industry
|
|
February 26, 2007
|
Investment Management Consultants Association
|
West Regional Conference
|
The Future of Advice
|
|
February 22, 2007
|
ING
|
Prime Vest Conference
|
The Future of Advice
|
|
February 1, 2007
|
American Funds
|
Annual Sales Meeting
|
The Future of Advice & the Opportunity in IRA Rollovers
|
|
December 8, 2006
|
Mutual Service Corporation
|
Delray Beach, Florida Annual Conference
|
The Future of Advice & Independent Rep Best Practices
|
|
November 16, 2006
|
Massachusetts Bankers Association
|
Annual Conference
|
Consumer Wealth
|
|
October 27, 2006
|
Oklahoma Society of CPAs
|
Annual Conference
|
The Future of Advice & Best Practices of Tax Professionals
|
|
October 18-19, 2006
|
Tiburon Strategic Advisors
|
Eleventh Semi-Annual CEO Summit
|
State of the Financial Services Market
|
|
October 5, 2006
|
New York Bankers Association
|
Wealth Management Conference
|
Consumer Wealth
|
|
September 28, 2006
|
NAPFA
|
Operations Conference
|
Ask the Consumers Panel Discussion
|
|
September 26, 2006
|
Money Management Institute
|
Banks Fee-Accounts
|
Challenges for Banks in Entering the Fee-Accounts Market
|
|
September 21, 2006
|
Lockwood
|
Partners Meeting
|
Future of Advice & Independent Rep Best Practices
|
|
September 15, 2006
|
NAPFA
|
West Coast Regional Conference
|
The Future of Advice
|
|
August 4, 2006
|
Fisher Investments
|
National Sales Conference
|
The Future of Advice
|
|
July 15, 2006
|
Fiserv
|
Advisory Board
|
The Future of Advice & the RIA Market
|
|
June 15, 2006
|
H&R Block
|
Top Producers Conference
|
The Future of Advice & Independent Rep Best Practices
|
|
June 13, 2006
|
Lydian Wealth Management
|
Outsourcing Conference
|
The Future of Advice & Financial Advisor Best Practices
|
|
May 20, 2006
|
NAPFA
|
National Conference
|
The Future of Advice
|
|
May 17, 2006
|
McDonald Financial Group
|
National Conference
|
The Future of Advice
|
|
May 11, 2006
|
Lockwood
|
Annual Meeting
|
Future of Advice & Independent Rep Best Practices
|
|
May 10, 2006
|
Morgan Stanley
|
NATCO Conference Fee-Only Financial Advisor Roundtable
|
Future of Advice
|
|
May 3, 2006
|
American Funds
|
Top Advisor Conference
|
The State of the Fee-Accounts Market
|
|
April 30, 2006
|
Investment Management Consultants Association
|
Financial Advisor Conference
|
The Future of Advice & Estate Planning
|
|
April 28, 2006
|
Mutual Service Corporation
|
Los Angeles Annual Conference
|
The Future of Advice & Independent Rep Best Practices
|
|
April 25, 2006
|
Security Analysts Society of San Francisco
|
RIA Meeting
|
The Future of Advice & Fee-Only Financial Advisor Best Practices
|
|
April 18-20, 2006
|
Tiburon Strategic Advisors
|
Tenth Semi-Annual
CEO Summit
|
State of the Financial Services Market
|
|
April 13 & 14, 2006
|
Financial Wisdom (Commonwealth Bank Australia)
|
Financial Advisor Conference
|
The Future of Advice & Independent Rep Best Practices
|
|
March 29, 2006
|
Wachovia Bank
|
Private Banking Management Offsite
|
The Future of Advice & Retail Bank Strategies
|
|
February 24 & 25, 2006
|
Securities America
|
Top Producers Conference
|
Independent Rep Industry Overview & Independent Rep Best Practices
|
|
February 23, 2006
|
Morgan Stanley
|
Philadelphia Fee-Only Financial Advisor Roundtable
|
Future of Advice
|
|
February 22, 2006
|
Morgan Stanley
|
San Francisco Fee-Only Financial Advisor Roundtable
|
Future of Advice
|
|
February 8, 2006
|
TCW
|
Independent Reps Conference Call
|
Best Practices of Independent Reps
|
|
February 2, 2006
|
Financial Services Network
|
Annual Members Meeting
|
The Future of Advice & Independent Rep Best Practices
|
|
January 2006
|
Rydex Investments
|
Senior Management Team Meeting
|
Consumer Wealth, & the Evolution of Product & Channel Opportunities
|
|
January 2006
|
Financial Research Associates
|
ETFs Conference
|
State of the ETFs Market
|
|
November 2005
|
RW Baird
|
Senior Consultants Training
|
State of the Investment Consulting Market
|
|
November 2005
|
Ever Bank
|
Senior Management Team Meeting
|
Opportunities in the Banking Services Market
|
|
November 2005
|
Lockwood
|
Axa Top Producers Conference
|
The Future of Advice
|
|
November 2005
|
FIRMA
|
New York Regional Conference
|
The State of the Investments Markets
|
|
November 2005
|
NICSA
|
West Coast Regional Conference
|
The Future of Advice & Financial Products
|
|
October 2005
|
Legg Mason
|
Annual Advisor Conference
|
The Future of Advice
|
|
October 2005
|
FIRMA
|
Cleveland Regional Conference
|
The State of the Investments Markets
|
|
October 2005
|
Ameritrade
|
Annual Advisor Conference
|
The Future of Advice
|
|
October 2005
|
Lockwood
|
Axa Top Producers Conference
|
The Future of Advice
|
|
October 2005
|
NAPFA
|
Northeast Regional Conference
|
The Future of Advice
|
|
September 2005
|
Prudential Financial
|
AIG Top Producers Trip
|
The Future of Advice
|
|
September 2005
|
American Bankers Association
|
Teleconference Call
|
The Future of Wealth Management
|
|
September 2005
|
Morgan Stanley Investment Management
|
RIA Roundtable
|
The Future of Advice & Fee-Only Financial Advisor Best Practices
|
|
September 2005
|
LaSalle Street Securities
|
East Coast Conference
|
The Future of Advice & Independent Rep Best Practices
|
|
September 2005
|
Financial Research Associates
|
SMAs Conference
|
State of the SMAs Market
|
|
September 2005
|
Columbia Funds
|
Axa Advisors Conference
|
The Future of Advice
|
|
September 2005
|
Northwestern Mutual
|
MVP Conference
|
State of the Fee-Accounts Industry
|
|
September 2005
|
Prudential Investments
|
Wachovia Top Fee-Account Producers Conference
|
The Future of Advice
|
|
September 2005
|
Financial Research Associates
|
ETFs Conference
|
State of the ETFs Market
|
|
September 2005
|
NICSA
|
Annual Meeting
|
The Future of Advice & the Emergence of Alternative Investments
|
|
August 2005
|
FFEIC/OTS
|
Bank Examiners Meeting
|
Alternative Investments
|
|
July 2005
|
Prudential Investments
|
AIG Top Producers Conference
|
State of the SMAs Market
|
|
July 2005
|
Financial Research Associates
|
Retirement Conference
|
State of the Consumer Wealth Market
|
|
July 2005
|
Financial Research Associates
|
SMAs Compliance Conference
|
SMAs Market Workshop & State of the SMAs Market
|
|
July 2005
|
Institute for International Research
|
ETFs Conference
|
State of the ETFs Market
|
|
June 2005
|
Mutual Service Corporation
|
Regional Conference
|
The Future of Advice & Independent Rep Best Practices
|
|
June 2005
|
LaSalle Street Securities
|
West Coast Conference
|
The Future of Advice & Independent Rep Best Practices
|
|
June 2005
|
Prudential Investments
|
Wachovia Top Fee-Account Producers Conference
|
The Future of Advice
|
|
June 2005
|
Morgan Stanley
|
San Francisco RIA Roundtable
|
The Future of Advice
|
|
June 2005
|
Morgan Stanley
|
Philadelphia RIA Roundtable
|
The Future of Advice
|
|
May 2005
|
NAPFA
|
National Annual Conference
|
Succession Planning, Firm Valuations, & the Growing Acquisition Market for Financial Advisors
|
|
May 2005
|
Lockwood
|
Advisor East Coast Conference
|
The Future of Advice & Independent Rep Best Practices
|
|
May 2005
|
National Financial Partners
|
Annual Conference
|
Retirement Income Market
|
|
May 2005
|
Prudential Investments
|
Advanced Consulting Education Symposium
|
Future of Advice
|
|
April 2005
|
|
Annual Conference
|
The Future of Advice & Fee-Only Financial Advisor Best Practices
|
|
April 2005
|
Lockwood
|
Advisor West Coast Conference
|
The Future of Advice, Best Practices of RIAs, & Best Practices of Senior Financial Advisors
|
|
April 2005
|
National Association of Insurance & Financial Advisors
|
Napa/Solano Counties Advisor Conference
|
Insurance Agent Best Practices
|
|
April 2005
|
American Funds
|
Advisor Conference
|
The Future of Advice
|
|
April 2005
|
RW Baird
|
Quarterly Leading Advisor Conference Call
|
The Future of Advice
|
|
April 2005
|
Fidelity Investments
|
Executive Client Conference
|
The Future of Advice
|
|
March 2005
|
Associated Financial Group
|
Annual Rep Conference
|
The Future of Advice
|
|
March 2005
|
SEI Investments
|
Investment Manager Market Clients Conference
|
The Future of Advice
|
|
February 2005
|
Envestnet
|
Annual Conference
|
The Future of the Advice Business
|
|
February 2005
|
National Financial Partners
|
Members Meeting
|
Future of Advice & Consumer Wealth
|
|
February 2005
|
TD Waterhouse
|
Annual Advisor Conference
|
State of the RIA Industry
|
|
January 2005
|
National Association of Insurance & Financial Advisors
|
Marin County Meeting
|
The Future of Advice
|
|
January 2005
|
American Bankers Association
|
Monthly Teleconference Call
|
Alternative Investments
|
|
December 2004
|
Investment Management Consultants Association
|
Regional Conference
|
The Future of the Advice Industry
|
|
November 2004
|
Morgan Stanley
|
Denver RIA Roundtable
|
State of the RIA Industry
|
|
November 2004
|
NICSA
|
West Coast Regional Conference
|
State of the Mutual Funds Industry
|
|
November 2004
|
Wachovia Bank
|
Leadership Conference
|
State of the Wealth Management Industry
|
|
November 2004
|
Morgan Stanley
|
New York RIA Roundtable
|
State of the RIA Industry
|
|
November 2004
|
Financial Research Associates
|
IRA Rollovers Conference
|
State of the IRA Rollover Market & Conference Chairman
|
|
November 2004
|
Citigroup Asset Management
|
Bank of American Due Diligence Meeting
|
The Future of the Advice Market
|
|
November 2004
|
Investment Management Consultants Association
|
West Coast Regional Conference
|
The Future of the Advice Market
|
|
October 2004
|
Legg Mason
|
Fee-Accounts Conference
|
State of the Investment Consulting Business
|
|
October 2004
|
Advent Software
|
Annual Conference
|
Future of Advice
|
|
October 2004
|
Ameritrade
|
Annual RIA Conference
|
The Future of the Advice Market
|
|
October 2004
|
Financial Advisor Magazine
|
Financial Advisor Symposium
|
Exhibitor Seminar & Independent Rep Best Practices & Custodian Panel
|
|
September 2004
|
Financial Research Associates
|
Sub-Advised Mutual Funds Conference
|
State of the Sub-Advised Mutual Funds Market
|
|
September 2004
|
Investment Company Institute
|
Market Research Committee Meeting
|
State of the Mutual Funds Market
|
|
September 2004
|
Money Management Institute & Thomson Financial
|
Separately Managed Accounts Conference
|
The Real SMA Industry Challenge: Addressing the Evolving Needs of Baby Boomers
|
|
September 2004
|
Financial Research Associates
|
Separately Managed Accounts Conference
|
State of the Separately Managed Accounts Market & Innovators Panel
|
|
August 2004
|
Morgan Stanley
|
Consultants Summit
|
The Future of the Advice Industry
|
|
June 2004
|
Mutual Service Corporation
|
Boston Regional Conference
|
The Future of Advice & Building a Great Business
|
|
June 2004
|
Oppenheimer Funds
|
Senior Management Team Offsite
|
State of the High Net Worth Market
|
|
June 2004
|
Institute for International Research
|
Separately Managed Accounts Conference
|
State of the Separately Managed Accounts Market
|
|
June 2004
|
RW Baird & Company
|
Investment Counsel Program
|
The Future of the Advice Market
|
|
June 2004
|
Citigroup Asset Management
|
Merrill Lynch Broker Summit
|
State of the Advice Industry
|
|
June 2004
|
Investment Management Consultants Association
|
Canadian Annual Conference
|
Trends in Investment Consulting
|
|
May 2004
|
Manulife
|
Strategic Partners Summit
|
State of the Mutual Funds & Separately Managed Accounts Market
|
|
April 2004
|
Financial Research Associates
|
Privacy & Marketing Conference
|
Financial Services Marketing Strategies
|
|
April 2004
|
Money Management Institute
|
Annual Meeting
|
Consumer Needs: Differentiating Between the Mass Market, Affluent Market, & Super Affluent Market
|
|
March 2004
|
Morgan Stanley
|
RIA Best Practices Roundtable
|
Business Models & Best Practices of Fee-Only Financial Advisors
|
|
March 2004
|
SEI Investments
|
Strategic Advisors Conference
|
The Future of the Advice Business
|
|
March 2004
|
First Wednesday Circus
|
Monthly Study Group Meeting
|
Succession Planning, Firm Valuations, & the Growing Acquisition Market for Fee-Only Financial Advisors
|
|
March 2004
|
East Bay FPA
|
Monthly Meeting
|
The Future of Advice & Benchmarking Your Business
|
|
February 2004
|
|
