Upcoming CEO Summit: Tiburon CEO Summit XXXIV

Tiburon CEO Summit XXXIV will officially start at 7:45am on Tuesday, April 10, 2018, at the Ritz Carlton Hotel (Battery Park) in New York, NY, include a group dinner that night, and finish at 2:00pm on Wednesday, April 11, 2018.

More casually, Tiburon CEO Summit XXXIV will begin with a cocktail reception the prior evening Monday, April 9, 2018, at 6:00pm.


Meeting Agenda

The planned agenda is as follows:

Monday, April 9, 2018


6:00pm-8:00pm: Cocktail Reception

  • Location: Ritz Carlton Hotel (Battery Park) in New York, NY
  • 6:15pm-6:30pm: Tiburon Introductions

    • Introductions by Chip Roame (Managing Partner, Tiburon Strategic Advisors)
    • Mark Casady (Former CEO, LPL Financial Holdings)
    • Bill McNabb (Chairman, The Vanguard Group)
    • Charles Plosser (Former President, Federal Reserve Bank of Philadelphia)
    • Luis Aguilar (Former Commissioner, Securities & Exchange Commission (SEC))
    • Bart Chilton (Former Chairman, Commodity Futures Trading Commission (CFTC))
    • Paul Stevens (CEO, Investment Company Institute (ICI))

    Facilitator
    Chip Roame
    (Managing Partner, Tiburon Strategic Advisors)

    Speaker
    Mark Casady
    (Former CEO, LPL Financial Holdings)

    Speaker
    Bill McNabb
    (Chairman, The Vanguard Group)

    Speaker
    Charles Plosser
    (Former President, Federal Reserve Bank of Philadelphia)

    Speaker
    Luis Aguilar
    (Former Commissioner, Securities & Exchange Commission (SEC))

    Speaker
    Bart Chilton
    (Former Chairman, Commodity Futures Trading Commission (CFTC))

    Speaker
    Paul Stevens
    (CEO, Investment Company Institute (ICI))

Tuesday, April 10, 2018

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXIV Welcome

  • Presented by Skip Schweiss (President, TD Ameritrade Trust Company)

Speaker
Skip Schweiss
(President, TD Ameritrade Trust Company)

 

 

 

 

8:00am-8:45am: Panel Discussion

  • Ask the Consumers
  • Facilitated by Natalie Wolfsen (Chief Commercialization Officer, AssetMark)
  • Consumers
    • Coming Soon
    • Coming Soon
    • Coming Soon
    • Coming Soon

 

Facilitator
Natalie Wolfsen
(Chief Commercialization Officer, AssetMark)

Consumer
Coming Soon


Consumer
Coming Soon


Consumer
Coming Soon


Consumer
Coming Soon


8:45am-9:00am: Break

9:00am-10:30am: Keynote Day #1 Presentation

  • The Future of Wealth Management:
    The Top Ten Wealth Management Industry Trends & the Top Five Potential Disruptors
  • Presented by Chip Roame (Managing Partner, Tiburon Strategic Advisors)
  • Introduced by Skip Schweiss (President, TD Ameritrade Trust Company)

Keynote Presenter
Chip Roame
(Managing Partner, Tiburon Strategic Advisors)






10:30am-10:45am: Break

10:45am-11:30am: Tiburon Fireside Chat

  • Prior Tiburon CEO Summit Award Recipient Fireside Chat
  • Presented by Bill McNabb (Chairman, The Vanguard Group)
  • Facilitated by Chip Roame (Managing Partner, Tiburon Strategic Advisors)

Facilitator
Chip Roame
(Managing Partner, Tiburon Strategic Advisors)

Speaker
Bill McNabb
(Chairman, The Vanguard Group)

 

 


11:30am-11:45am: Break (please take lunch to your choice of 11:45am roundtable discussions)

11:45am-12:45pm: Lunch & Roundtable Discussions

  • Roundtable Discussion I: Financial Advisor Channels: Trends in Captive & Independent Channels
  • Facilitated by Steven Miyao (President, DST Research, Analytics, & Consulting)
  • Speakers
    • Kevin Keller (CEO, Certified Financial Planner Board of Standards (CFP Board))
    • John Taft (Vice Chairman, RW Baird & Company)
    • John Thiel (Vice Chairman, Global Wealth & Investment Management, Bank of America Corporation)
    • Todd Thomson (Chairman, Dynasty Financial Partners)

 

Facilitator
Steven Miyao
(President, DST Research, Analytics, & Consulting)

Speaker
Kevin Keller
(CEO, Certified Financial Planner Board
of Standards
(CFP Board))

 

Speaker
John Taft
(Vice Chairman, RW Baird & Company)

 

Speaker
John Thiel
(Vice Chairman, Global Wealth & Investment Management, Bank of America Corporation)

 

Speaker
Todd Thomson
(Chairman, Dynasty Financial Partners)

  • Roundtable Discussion II: Financial Advisor Technology
    • Facilitated by Aaron Klein (CEO, Riskalyze)
    • Speakers
      • Jud Bergman (CEO, Envestnet)
      • Bill Capuzzi (CEO, Apex Clearing Corporation)
      • Mike Kerins (CEO, RobustWealth)
      • Cheryl Nash (President, Fiserv Investment Services)

 

Speaker
Aaron Klein
(CEO, Riskalyze)

Speaker
Jud Bergman
(CEO, Envestnet)

Speaker
Bill Capuzzi
(CEO, Apex Clearing Corporation)

 

Speaker
Mike Kerins
(CEO, RobustWealth)

Speaker
Cheryl Nash
(President, Fiserv Investment Services)

  • Roundtable Discussion III: Financial Services Industry Women's Lunch
    • Facilitated by Tiffany Freitas (Chief Financial Officer, Vestmark)
    • Speakers
      • Stephanie Luedke (CEO, Citi Investment Management)
      • Kathy Neumann (President, SerenityShares Investments)
      • Samantha Roady (President, Retail, Gain Capital Holdings)
      • Evelyn Zohlen (President, Inspire Financial)

 

Facilitator
Tiffany Freitas
(Chief Financial Officer, Vestmark)

Speaker
Stephanie Luedke
(CEO, Citi Investment Management)

 

Speaker
Kathy Neumann
(President, SerenityShares Investments)

 

Speaker
Samantha Roady
(President, Retail, Gain Capital Holdings)

 

Speaker
Evelyn Zohlen
(President, Inspire Financial)

12:45pm-1:00pm: Break

1:00pm-2:00pm: Roundtable Discussions

  • Roundtable Discussion I: Discount Brokers, Robo Advisors, & Other B2C Models
  • Facilitated by Rob Klapprodt (President, Vestmark)
  • Speakers
    • Jeff Cruttenden (CEO, Say)
    • Peter deSilva (President, TD Ameritrade Retail Distribution)
    • Sallie Krawcheck (Co-Founder, Ellevate Network)
    • Karl Roessner (CEO, E*Trade Financial)

 

Facilitator
Rob Klapprodt
(President, Vestmark)

Speaker
Jeff Cruttenden
(CEO, Say)

Speaker
Peter deSilva
(President, TD Ameritrade Retail Distribution)

 

Speaker
Sallie Krawcheck
(Co-Founder, Ellevate Network)

Karl Roessner
(CEO, E*Trade Financial)

  • Roundtable Discussion II: Investment Management: Active, Passive, & In Between
    • Facilitated by Jerry Chafkin (Chief Investmen Officer, AssetMark)
    • Speakers
      • Bob Doll (Chief Equity Strategist, Nuveen Asset Management)
      • Jason Hsu (Chairman, Rayliant Global Advisors)
      • Mike O'Brien (CEO, Europe, Middle East, & Africa, JP Morgan Asset Management)
      • George Walker (CEO, Neuberger Berman Management)

 

Facilitator
Jerry Chafkin
(Chief Investment Officer, AssetMark)

Speaker
Bob Doll
(Chief Equity Strategist, Nuveen Asset Management)

Speaker
Jason Hsu
(Chairman, Rayliant Global Advisors)

 

Speaker
Mike O'Brien
Europe, Middle East, & Africa, JP Morgan Assset Management)

Speaker
George Walker
(CEO, Neuberger
Berman Management)

  • Roundtable Discussion III: Ask the Leading Advisors
    • Facilitated by Eric Clarke (CEO, Orion Advisor Services)
    • Speakers
      • Rita Cheng (CEO, Blue Ocean Global Wealth)
      • Sheryl Garrett (CEO, Garrett Financial Planning Network)
      • Mark Penske (CEO, United Advisors)
      • Evelyn Zohlen (President, Inspire Financial)

 

Facilitator
Eric Clarke
(CEO, Orion Advisor Services)

Speaker
Rita Cheng
(CEO, Blue Ocean Global Wealth)


Speaker
Sheryl Garrett
(CEO, Garrett Financial Planning Network
)

 

Speaker
Mark Penske
(CEO, United Advisors)

 

Speaker
Evelyn Zohlen
(President, Inspire Financial)

2:00pm-2:15pm: Break

2:15pm-2:30pm: Tiburon Skip & Chip's Excellent Adventures

  • Speakers
    • Alex Potts (CEO, Loring Ward Group)
    • Skip Schweiss (President, TD Ameritrade Trust Company)
  • Introduced by Skip Schweiss (President, TD Ameritarde Trust Company)

Speaker
Alex Potts
(CEO, Loring Ward
Group)

Speaker
Skip Schweiss
(President, TD Ameritrade Trust Company)

 



2:30pm-3:15pm: Tiburon Fireside Chat

  • Presented by Mark Casady (Former CEO, LPL Financial Holdings)
  • Facilitated by Chip Roame (Managing Partner, Tiburon Strategic Advisors)

Facilitator
Chip Roame
(Managing Partner, Tiburon Strategic Advisors)

Speaker
Mark Casady
(Former CEO, LPL Financial Holdings)





3:15pm-3:30pm: Break

3:30pm-4:45pm: Tiburon Talks

  • Introduced by Skip Schweiss (President, TD Ameritarde Trust Company)
  • Economy & Markets: Challenges Facing New Fed Chairman Jay Powell
    • Charles Plosser (Former President, Federal Reserve Bank of Philadelphia)
  • Regulations Part I: Public Securities
    • Luis Aguilar (Former Commissioner, Securities & Exchange Commission (SEC))
  • Regulations Part II: Other Securities
    • Bart Chilton (Former Chairman, Commodity Futures Trading Commission (CFTC))
  • Registered Investment Companies
    • Paul Stevens (CEO, Investment Company Institute (ICI))

Speaker
Charles Plosser
(Former President, Federal Reserve Bank of Philadelphia)

Speaker
Luis Aguilar
(Former Commissioner, Securities & Exchange Commission (SEC))

Speaker
Bart Chilton
(Former Chairman, Commodity Futures Trading Commission (CFTC))

Speaker
Paul Stevens
(CEO, Investment Company Institute (ICI))

4:45pm-5:00pm: Tiburon CEO Summit XXXIV Day #1 Recap & Closing

  • Presented by Skip Schweiss (President, TD Ameritarde Trust Company)

5:00pm-6:30pm: Free Time & Guided Walks to Dinner

  • Walking Option #1: Meet in lobby of Ritz Carlton Hotel no later than 6:00pm
  • Walking Option #2: Meet in lobby of Ritz Carlton Hotel no later than 6:15pm
  • Walking Option #3: Meet in lobby of Ritz Carlton Hotel no later than 6:30pm

6:30pm-9:30pm: Tiburon CEO Summit XXXIV Dinner

  • Location: Delmonico's Restaurant at 56 Beaver Street, New York, NY 10004
  • 6:30pm-7:30pm: Cocktails & Appetizers
  • 7:30pm-7:45pm: Tiburon Comments
  • Presented by Chip Roame (Managing Partner, Tiburon Strategic Advisors)

Facilitator
Chip Roame
(Managing Partner, Tiburon Strategic Advisors)







  • 7:45pm-9:30pm: Dinner & Dessert

Wednesday, April 11, 2018

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXIV Day #2 Welcome

  • Presented by Craig Gordon (Chief of Strategic Development, RBC Correspondent & Advisor Services)

 

Moderator
Craig Gordon
(Chief of Strategic Development, RBC Correspondent & Advisor Services)






8:00am-8:45am: Keynote Day #2 Presentation

  • Wealth Management Industry Strategic Activity
  • Presented by Chip Roame (Managing Partner, Tiburon Strategic Advisors)
  • Introduced by Craig Gordon (Chief of Strategic Development, RBC Correspondent & Advisor Services)

Speaker
Chip Roame
(Managing Partner, Tiburon Strategic Advisors)





8:45am-9:00am: Break

9:00am-9:15am: Tiburon Impact Adventures

  • Speakers
    • Scott Hanson (Co-CEO, Hanson McClain)
    • Craig Wietz (President, First Rate)
  • Introduced by Craig Gordon (Chief of Strategic Development, RBC Correspondent & Advisor Services)

Speaker
Scott Hanson
(Co-CEO, Hanson McClain)

Speaker
Craig Wietz
(President, First Rate)

 

 


9:15am-10:15am: Panel Discussion

  • Financial Technology Mergers & Acquisitions
  • Facilitated by Bob Herrmann (CEO, Discovery Data)
  • Speakers
    • Buck Buckley (CEO, Actua Corporation)
    • Greg Friedman (CEO, Private Ocean)
    • Josh Pace (CEO, Trust Company of America)
    • Angela Pecoraro (CEO, Advicent Solutions)

 

Facilitator
Bob Herrman
(CEO, Discovery Data)

Speaker
Buck Buckley
(CEO, Actua Corporation)

 

Speaker
Greg Friedman
(CEO, Private Ocean)

 

Speaker
Josh Pace
(CEO, Trust Company
of America)

 

Speaker
Angela Percoraro
(CEO, Advicent Solutions)

10:15am-10:30am: Break

10:30am-11:30am: Panel Discussion

  • Investment Management Firms Mergers & Acquisitions: Leading SRI & ESG Managers Acquired
  • Facilitated by Peter deBoer (CEO, CFRA Research)
  • Speakers
    • Michael Jantzi (CEO, Sustainalytics)
    • Joe Keefe (CEO, Pax World Funds)
    • John Streur (CEO, Calvert Investments)
    • Steve Wallman (CEO, Foliofn)

 

Facilitator
Peter deBoer
(CEO, CFRA Research)

Speaker
Michael Jantzi
(CEO, Sustainalytics)

Speaker
Joe Keefe
(CEO, Pax World Funds)

Speaker
John Streur
(CEO, Calvert
Investments)

 

Speaker
Steve Wallman
(CEO, Foliofn)

11:30am-11:45am: Break

11:45am-12:45pm: Panel Discussion

  • Financial Advisor Mergers & Acquisitions
  • Facilitated by Steve Pierson (Managing Partner, Lovell Minnick Partners)
  • Speakers
    • Dave DeVoe (Managing Partner, DeVoe & Comany)
    • Andrew Dodson (Partner, Parthenon Capital Partners)
    • Anders Jones (CEO, Facet Wealth)
    • Elliot Weissbluth (CEO, HighTower)

 

Facilitator
Steve Pierson
(Managing Partner, Lovell Minnick Partners)

Speaker
Dave DeVoe
(Managing Partner, DeVoe & Company)

Speaker
Andrew Dodson
(Partner, Parthenon Capital Partners)

 

Speaker
Anders Jones
(CEO, Facet Wealth)

 

Speaker
Elliot Weissbluth
(CEO, HighTower)

12:45pm-1:45pm: Panel Discussion

  • Venture Capital & Private Equity
  • Facilitated by Ben Cukier (Managing Partner, Centana Growth Partners)
  • Speakers
    • Michael Kopelman (Partner, Edison Partners)
    • Jon Korngold (Managing Director, General Atlantic)
    • Hans Morris (Managing Partners, Nyca Partners)
    • Kyle Zasky (Partner, SenaHill Partners)

 

Facilitator
Ben Cukier
(Managing Partner, Centana Growth Partners)

Speaker
Michael Kopelman
(Partner, Edison Partners)

 

Speaker
Jon Korngold
(Managing Director, General Atlantic)

Speaker
Hans Morris
(Managing Partners,
Nyca Partners)

 

Speaker
Kyle Zasky
(Partner, SenaHill Partners)

1:45pm-2:00pm: Tiburon CEO Summit XXXIV Recap & Closing

  • Presented by Craig Gordon (Chief of Strategic Development, RBC Correspondent & Advisor Services) & Chip Roame (Managing Partner, Tiburon Strategic Advisors)

2:00pm: Dismissal & Open Discussion