Tiburon CEO Summit XXXV - Meeting Agenda

Tiburon CEO Summit XXXV will officially start at 7:45am on Tuesday, October 9, 2018, at the Ritz Carlton Hotel in San Francisco, CA, include a group dinner that night, and finish at 2:00pm on Wednesday, October 10, 2018.

More casually, Tiburon CEO Summit XXXV will begin with a cocktail reception Monday, October 8, 2018, at 6:00pm.


Meeting Agenda

The planned agenda is as follows:

Monday, October 8, 2018


6:00pm-8:00pm: Cocktail Reception

  • Location: Ritz Carlton Hotel in San Francisco, CA

Tuesday, October 9, 2018

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXV Welcome

  • Presented by Skip Schweiss, President, TD Ameritrade Trust Company

Moderator
Skip Schweiss
President

TD Ameritrade Trust Company

 

 

 

 

8:00am-8:45am: Panel Discussion

  • Ask the Consumers
  • Facilitated by Robert DeChellis, President, Allianz Exchange
  • Consumers
    • Greg H.
    • Laurie K.
    • Consumer #3 Coming Soon
    • Consumer #4 Coming Soon

Facilitator
Robert DeChellis
President
Allianz Exchange

Greg H.



Laurie K.


Consumer #3


Consumer #4


8:45am-9:00am: Break

9:00am-10:30am: Tiburon CEO Summit XXXV - Keynote Presentation

  • The Top Twelve Wealth Management Industry Trends & Wealth Management Industry Strategic Activity
  • Presented by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Introduced by Skip Schweiss, President, TD Ameritrade Trust Company

Keynote Presenter
Chip Roame
Managing Partner
Tiburon Strategic Advisors






10:30am-10:45am: Break

10:45am-11:45am: Tiburon Talks

  • Introduced by Peter deBoer, CEO, CFRA Research
  • Economy & Markets
    • Coming Soon
  • Savings Crisis in America
    • Jason Grumet, CEO, Bipartisan Policy Center
  • Behavioral Finance
    • Meir Statman, Professor, Finance, Leavey School of Business, Santa Clara University
  • Politics & Regulatory Environment
    • Sarah Raskin, Former Deputy Secretary, Treasury Department, United States of America

Facilitator
Peter deBoer
CEO
CFRA Research

Speaker

Speaker
Jason Grumet
CEO
Bipartisan Policy Center

Speaker
Meir Statman
Professor, Finance
Leavey School of Business
Santa Clara University

Speaker
Sarah Raskin
Former Deputy Secretary
Treasury Department
United States of America

11:45am-12:00pm: Break (please take lunch to your choice of 12:00pm roundtable discussions)

12:00pm-1:00pm

  • Roundtable Discussion I: Investment Management 2.0: Indexing & Alternatives
    • Facilitated by Mike Abelson, Executive Vice President, Corporate Development, AssetMark
    • Speakers
      • Jack Kokko, CEO, Alpha Sense
      • Jerry Miller, President, Guggenheim Investments
      • Vinay Nair, Chairman, 55 Institutional Partners
      • Tim Shannon, President, CAIS Group

    Facilitator
    Mike Abelson
    Executive Vice President
    Corporate Development
    AssetMark

    Speaker
    Jack Kokko
    CEO
    Alpha Sense

    Speaker
    Jerry Miller
    President
    Guggenheim Investments


    Speaker
    Vinay Nair
    Chairman
    55 Institutional Partners


    Speaker
    Tim Shannon
    President
    CAIS Group


  • Roundtable Discussion II: Financial Advisor Technology
    • Facilitated by Anton Honikman, CEO, MyVest Corporation
    • Speakers
      • David Benskin, CEO, Wealth Access
      • Aaron Klein, CEO, Riskalyze
      • John Rome, Co-Founder, Intensity Analytics Corporation
      • Raghav Sharma, CEO, GuideVine

    Facilitator
    Anton Honikman
    CEO
    MyVest Corporation

    Speaker
    David Benskin
    CEO
    Wealth Access

    Speaker
    Aaron Klein
    CEO
    Riskalyze

    Speaker
    John Rome
    Co-Founder
    Intensity Analytics Corporation

    Speaker
    Raghav Sharma
    CEO
    GuideVine

  • Roundtable Discussion III: Financial Services Industry Women's Lunch
    • Facilitated by Bill Capuzzi, CEO, Apex Clearing Corporation
    • Speakers
      • Gayle Crowell, Managing Director, Warburg Pincus
      • Ellen Kinlin, CEO, The Kinlin Company
      • Stephanie Luedke, Global Head, Citi Investment Management
      • Kathryn Morrison, CEO, Sun Star Strategic

    Facilitator
    Bill Capuzzi
    CEO
    Apex Clearing Corporation

    Speaker
    Gayle Crowell
    Managing Director
    Warburg Pincus


    Speaker
    Ellen Kinlin
    CEO
    The Kinlin Company


     

    Speaker
    Stephanie Luedke
    Global Head
    Citi Investment Management


    Speaker
    Kathryn Morrison
    CEO
    Sun Star Strategic

1:00pm-1:15pm: Break

1:15pm-2:15pm: Roundtable Discussions

  • Roundtable Discussion I: Discount Brokers, Robo Advisors, & Other B2C Models
    • Facilitated by Paul Schaeffer, Advisor, Aquiline Capital Partners
    • Speakers
      • Tony DiMatteo, Co-Founder, Lottery.Com
      • Ken Schapiro, CEO, BackEnd Consulting
      • Jay Shah, CEO, Personal Capital Corporation
      • Hardeep Walia, CEO, Motif Investing

    Facilitator
    Paul Schaeffer
    Advisor
    Aquiline Capital Partners

    Speaker
    Tony DiMatteo
    Co-Founder

    Lottery.Com

    Speaker
    Ken Schapiro
    CEO
    BackEnd Benchmarking

     

    Speaker
    Jay Shah
    CEO

    Personal Capital Corporation

    Speaker
    Hardeep Walia
    CEO

    Motif Investing

  • Roundtable Discussion II: Cryptocurrencies & Blockchain
    • Facilitated by Michael Pinsker, Chairman, Docupace Technologies
    • Speakers
      • Mike Alfred, CEO, Digital Assets Data
      • Ryan Alfred, Managing Partner, Distributed Global
      • Nathana O’Brien, Partner, Crypto Lotus
      • Steve Watkins, CEO, Entrex

    Facilitator
    Michael Pinsker
    Chairman
    Docupace Technologies

    Speaker
    Mike Alfred
    CEO

    Digital Assets Data

    Speaker
    Ryan Alfred
    Managing Partner

    Distributed Global

    Speaker
    Nathana O'Brien
    Partner

    Crypto Lotus

    Speaker
    Steve Watkins
    CEO

    Entrex

  • Roundtable Discussion III: Ask the Leading Advisors
    • Facilitated by Eric Clarke, CEO, Orion Advisor Services
    • Speakers
      • Steve Janachowski, CEO, Brouwer & Janachowski
      • Tim Kochis, Former CEO, Aspirant
      • Steve Lockshin, CEO, Advice Period
      • Pat McClain, Co-CEO, Hanson McClain Group

    Facilitator
    Eric Clarke
    CEO
    Orion Advisor Services

    Speaker
    Steve Janachowski
    CEO

    Brouwer & Janachowski

    Speaker
    Tim Kochis
    Former CEO
    Aspiriant

    Speaker
    Steve Lockshin
    CEO

    Advice Period


    Speaker
    Pat McClain
    Co-CEO

    Hanson McClain Group

2:15pm-2:30pm: Break

2:30pm-2:45pm: Tiburon Skip & Chip's Excellent Adventures

  • Speakers
    • Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services
    • Skip Schweiss, President, TD Ameritrade Trust Company
  • Introduced by Coming Soon

Speaker
Craig Gordon
Chief of Strategic Development
RBC Correspondent & Advisor Services

Speaker
Skip Schweiss
President

TD Ameritrade Trust Company

 



2:45pm-3:30pm

  • General Session Panel Discussion: Financial Advisor Channels: Trends in Captive & Independent Channels
    • Facilitated by Mike McDaniel, Chief Investment Officer, Riskalyze
    • Speakers
      • Brian Hamburger, CEO, Market Counsel
      • Jim Hays, President, Wealth Brokerage Services, Wells Fargo Ciorporation
      • David Knoch, President, 1st Global Capital Corporation
      • Neal Maglaque, President, Business Development, Advice & Wealth Management, Ameriprise Financial

    Facilitator
    Mike McDaniel
    Chief Investment Officer
    Riskalyze

    Speaker
    Brian Hamburger
    CEO
    MarketCounsel

    Speaker
    Jim Hays
    President
    Wealth Brokerage Services
    Wells Fargo Corporation

    Speaker
    David Knoch
    President
    1st Global Capital Corporation



    Speaker
    Neal Maglaque
    President
    Business Development
    Advice & Wealth Management
    Ameriprise Financial

3:30pm-3:45pm: Break

3:45pm-4:45pm: Tiburon Talks

  • Introduced by Coming Soon
  • Fiduciary & Suitability Standards
    • Dale Brown, CEO, Financial Services Institute (FSI)
  • Ensuring Retirement Security
    • Cathy Weatherford, CEO, Insured Retirement Institute (IRI)
  • Next Generation Future
    • Rob Nail, CEO, Singularity University
  • Elevate: An Essential Guide to Life
    • Joe Deitch, Chairman, Commonwealth Financial Network

Facilitator

Speaker
Dale Brown
CEO
Financial Services Institute
(FSI)


Speaker
Kathy Weatherford
CEO
Insured Retirement Institute
(IRI)


Speaker
Rob Nail
CEO
Singularity University

Speaker
Joe Deitch
Chairman
Commonwealth Financial Network

 

4:45pm-5:00pm: Tiburon CEO Summit XXXV Day #1 Recap & Closing

  • Presented by Skip Schweiss, President, TD Ameritrade Trust Company

5:00pm-6:30pm: Free Time & Transportation to Dinner

  • Option #1: Walking & Ferryboat: Meet in lobby of Ritz Carlton Hotel at 6:00pm (should arrive a few minutes early for cocktails)
  • Option #2: Bus: Meet in lobby of Ritz Carlton Hotel at 6:15pm (should arrive a few minutes after start of cocktails)
  • Option #3: Walking & Ferryboat: Meet in lobby of Ritz Carlton Hotel at 6:30pm (should arrive during cocktails and before dinner)

6:30pm-10:00pm: Tiburon CEO Summit XXXV Dinner

  • Location: Corinthian Yacht Club
  • 6:30pm-8:00pm: Cocktails & Appetizers
  • 7:00pm-10:00pm: Buffet Dinner

Wednesday, October 10, 2018

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXV Day #2 Welcome

  • Presented by Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services

Moderator
Craig Gordon
Chief of Strategic Development

RBC Correspondent & Advisor Services





8:00am-8:45am: Tiburon CEO Summit XXXV - Key Trends Discussion Session (Four Thoughtful Tiburon Clients to be Invited to Stage to Participate in Key Trends Discussion Session)

  • Facilitated by Chip Roame, Managing Partner, Tiburon Strategic Advisors
  • Speakers
    • Tiburon Client Speaker #1 Announced Onsite
    • Tiburon Client Speaker #2 Announced Onsite
    • Tiburon Client Speaker #3 Announced Onsite
    • Tiburon Client Speaker #4 Announced Onsite
  • Introduced by Coming Soon

Speaker
Chip Roame
Managing Partner
Tiburon Strategic Advisors

 

 

 

8:45am-9:00am: Break

9:00am-9:15am: Tiburon Impact Adventures

  • Speakers
    • Scott Hanson, Co-CEO, Hanson McClain
    • Craig Wietz, President, First Rate
  • Introduced by Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services

Speaker
Scott Hanson
Co-CEO
Hanson McClain

Speaker
Craig Wietz
President
First Rate

 

 


9:15am-10:15am: Panel Discussion

  • Financial Technology Mergers & Acquisitions
  • Facilitated by Josh Pace, President, TCA by E*TRADE
  • Speakers
    • Barnaby Grist, Executive Chairman, RIA in a Box
    • Bob Herrmann, CEO, Discovery Data
    • Kevin Rafferty, CEO, Financeware
    • Brendan Ryan, Co-Business Head, Technology & Services Investment Banking, Raymond James Financial

Facilitator
Josh Pace
President
TCA by E*TRADE

Speaker
Barnaby Grist
Executive Chairman
RIA in a Box

Speaker
Bob Herrmann
CEO
Discovery Data

Speaker
Kevin Rafferty
CEO
Financeware

Speaker
Brendan Ryan
Co-Business Head Technology & Services Investment Banking Raymond James Financial

10:15am-10:30am: Break

10:30am-11:30am: Panel Discussion

  • Investment Management Firms Mergers & Acquisitions
  • Facilitated by Coming Soon
  • Speakers
    • Bruce Cameron, Co-CEO, Berkshire Capital Securities
    • Dean Cook, CEO, FTJ Fund Choice
    • Rich Rosenbaum, Partner, Aquiline Capital Partners
    • Tiburon Client Speaker #4 Coming Soon

 

Facilitator

Speaker
Bruce Cameron
Co-CEO
Berkshire Capital Securities

Speaker
Dean Cook

CEO
FTJ Fund Choice

Speaker
Rich Rosenbaum

Partner
Aquiline Capital Partners

Speaker

11:30am-11:45am: Break

11:45am-12:45pm: Panel Discussion

  • Financial Advisor Mergers & Acquisitions
  • Facilitated by Coming Soon
  • Speakers
    • Tash Elwyn, CEO, Raymond James & Associates
    • Liz Nesvold, Managing Partner, Silver Lane Advisors
    • Larry Raffone, CEO, Financial Engines
    • Dan Seivert, CEO, Echelon Partners

Facilitator

Speaker
Tash Elwyn
CEO
Raymond James & Associates

Speaker
Liz Nesvold
Managing Partner
Silver Lane Advisors

Speaker
Larry Raffone
CEO
Financial Engines

Speaker
Dan Seivert
CEO
Echelon Partner

12:45pm-1:45pm: Panel Discussion

  • Venture Capital & Private Equity
  • Facilitated by Coming Soon
  • Speakers
    • Will Quist, Partner, Slow Ventures
    • Tony Salewski, Managing Director, Genstar Capital
    • Jeff Stein, Managing Director, Warburg Pincus
    • Allen Thorpe, Managing Director, Hellman & Friedman

Facilitator

Speaker
Will Quist
Partner
Slow Ventures

Speaker
Tony Salewski
Managing Director
Genstar Capital

Speaker
Jeff Stein
Managing Director
Warburg Pincus

Speaker
Allen Thorpe
Managing Director
Hellman & Friedman

1:45pm-2:00pm: Tiburon CEO Summit XXXV Recap & Closing

  • Presented by Craig Gordon, Chief of Strategic Development, RBC Correspondent & Advisor Services

2:00pm: Dismissal & Open Discussion