Upcoming CEO Summit: Tiburon CEO Summit XXXIII

Tiburon CEO Summit XXXIII will officially start at 7:45am on Tuesday, October 10, 2017, at the Ritz Carlton Hotel in San Francisco, CA, include a group dinner that night, and finish at 1:00pm on Wednesday, October 11, 2017.

More casually, Tiburon CEO Summit XXXIII will begin with a cocktail reception the prior evening Monday, October 9, 2017, at 6:00pm.


Meeting Agenda

The planned agenda is as follows:

Monday, October 9, 2017


6:00pm-8:00pm: Cocktail Reception

  • Location: Ritz Carlton Hotel in San Francisco, CA
  • 6:15pm-6:30pm: Tiburon Introductions

    • Introductions by Chip Roame (Managing Partner, Tiburon Strategic Advisors)
    • Eric Cantor (Vice Chairman, Moelis & Company)
    • Phyllis Borzi (Former Assistant Secretary, Employee Benefits Security Administration, Labor Department, United States of America)
    • Robert DeChellis (Chairman, Insured Retirement Institute (IRI))
    • Dave Butler (Co-CEO, Dimensional Fund Advisors)
    • Joe Mansueto (Executive Chairman, Morningstar) & Kunal Kapoor (CEO, Morningstar)

    Facilitator
    Chip Roame
    (Managing Partner, Tiburon Strategic Advisors)

    Speaker
    Eric Cantor
    (Vice Chairman, Moelis & Company)

    Speaker
    Phyllis Borzi
    (Former Assistant Secretary, Employee Benefits Security Administration, Labor Department, United States of America)

    Speaker
    Robert DeChellis
    (Chairman, Insured Retirement Institute (IRI))

    Speaker
    Dave Butler
    (Co-CEO, Dimensional Fund Advisors)

    Speaker
    Kunal Kapoor
    (CEO, Morningstar)

    Speaker
    Joe Mansueto
    (Executive Chairman, Morningstar)

Tuesday, October 10, 2017

7:00am-7:45am: Continental Breakfast

  • Attendees should feel free to bring breakfast to the opening session

7:45am-8:00am: Tiburon CEO Summit XXXIII Welcome

  • Presented by Craig Gordon (Chief of Strategic Development, RBC Correspondent & Advisor Services)

Moderator
Craig Gordon
(Chief of Strategic Development, RBC Correspondent & Advisor Services)

 

 

 

 

8:00am-8:45am: Panel Discussion

  • Ask the Consumers
  • Facilitated by Eric Clarke (CEO, Orion Advisor Services)
  • Consumers
    • Warren B.
    • Heidi M.
    • Marty P.
    • Maury S.

Facilitator
Eric Clarke
(CEO, Orion Advisor Services)


Consumer
Warren B.


Consumer
Heidi M.


Consumer
Marty P.


Consumer
Maury S.


8:45am-9:00am: Break

9:00am-10:30am: Keynote Day #1 Presentation

  • The Future of Wealth Management:
    The Top Ten Wealth Management Industry Trends & the Top Five Potential Disruptors
  • Presented by Chip Roame (Managing Partner, Tiburon Strategic Advisors)
  • Introduced by Craig Gordon (Chief of Strategic Development, RBC Correspondent & Advisor Services)

Keynote Presenter
Chip Roame
(Managing Partner, Tiburon Strategic Advisors)






10:30am-10:45am: Break

10:45am-11:30am: Tiburon Fireside Chat

  • Tiburon CEO Summit Fireside Chat
  • Presented by Dave Butler (Co-CEO, Dimensional Fund Advisors)
  • Facilitated by Chip Roame (Managing Partner, Tiburon Strategic Advisors)

Facilitator
Chip Roame
(Managing Partner, Tiburon Strategic Advisors)

Speaker
Dave Butler
(Co-CEO, Dimensional Fund Advisors)

 

 


11:30am-11:45am: Break (please take lunch to your choice of 11:45am roundtable discussions)

11:45am-12:45pm: Lunch & Roundtable Discussions

  • Roundtable Discussion I: Financial Advisor Channels: Trends in Captive & Independent Channels
  • Facilitated by Stuart DePina (President, Envestnet Tamarac)
  • Speakers
    • Jason Thomas (CEO, Savos Investments)
    • Bill Van Law (President, Investment Advisors Division, Raymond James Financial)
    • Dave Welling (CEO, Mercer Advisors)
    • Coming Soon

Facilitator
Stuart DePina
(President, Envestnet Tamarac)

Speaker
Jason Thomas
(CEO, Savos Investments)

Speaker
Bill Van Law
(President, Investment Advisors Division, Raymond James Financial)

Speaker
Dave Welling
(CEO, Mercer Advisors)

Speaker
Coming Soon

  • Roundtable Discussion II: Investment Management: Active, Passive, & In Between
    • Facilitated Steven Miyao (President, Distribution Solutions, DST Systems)
    • Speakers
      • Cooper Abbott (President, Carillon Tower Advisors)
      • Margo Cook (President, Nuveen Advisory Services)
      • Nick Good (Co-Business Head, SPDR Business, State Street Global Advisors)
      • Stuart Parker (CEO, PGIM Investments, Prudential Financial)

Facilitator
Steven Miyao
(President, Distribution Solutions, DST Systems)

Speaker
Cooper Abbott
(President, Carillon Tower Advisors)

Speaker
Margo Cook
(President, Nuveen Advisory Services)

Speaker
Nick Good
(Co-Business Head, SPDR Business, State Street Global Advisors)

Speaker
Stuart Parker
(CEO, PGIM Investments, Prudential Financial)

  • Roundtable Discussion III: Retirement Market: Retirement Plans, Rollovers, & the Fiduciary Standard
    • Facilitated by Jon Baum (Executive Chairman, NorthStar Financial Services Group)
    • Speakers
      • Blaine Aikin (Executive Chairman, fi360)
      • Phyllis Borzi (Former Assistant Secretary, Employee Benefits Security Administration, Labor Department, United States of America)
      • Bob Guillocheau (CEO, Ascensus)
      • Babu Sivadasan (President, Envestnet Retirement Solutions)

Facilitator
Jon Baum
(Executive Chairman, NorthStar Financial Services Group)

Speaker
Blaine Aikin
(Executive Chairman, fi360)

Speaker
Phyllis Borzi
(Former Assistant Secretary, Employee Benefits Security Administration, Labor Department, United States of America)

Speaker
Bob Guillocheau
(CEO, Ascensus)

Speaker
Babu Sivadasan
(President, Envestnet Retirement Solutions)

12:45pm-1:00pm: Break

1:00pm-2:00pm: Roundtable Discussions

  • Roundtable Discussion I: Discount Brokers, Robo Advisors, & Other B2C Models
  • Facilitated by Rob Klapprodt (President, Vestmark)
  • Speakers
    • Walter Cruttenden (Co-Founder, Acorns)
    • Colin Falls (President, GeoWealth Management)
    • Jan Hier-King (Co-Founder, Bicycle Financial)
    • Laurel Taylor (CEO, FutureFuel.IO)

Facilitator
Rob Klapprodt
(President, Vestmark)

Speaker
Walter Cruttenden

(Co-Founder, Acorns)

Speaker
Colin Falls
(President, GeoWealth Management)

Jan Hier King

Speaker
Jan Hier-King
(Co-Founder, Bicycle Financial)

Speaker
Laurel Taylor
(CEO, FutureFuel.IO)

  • Roundtable Discussion II: Socially Responsible Investing & Impact Investing: Doing Well by Doing Good
    • Facilitated by Chuck Lewis (Co-Founder, MyVest Corporation)
    • Speakers
      • Vivina Berla (Co-Managing Partner, Sarona Asset Management)
      • Tim Freundlich (President, ImpactAssets)
      • Liz Michaels (CEO, ESG & SRI, Aperio Group)
      • Kim Wright-Violich (Managing Partner, Tideline)

Facilitator
Chuck Lewis
(Co-Founder, MyVest Corporation)

Speaker
Vivina Berla
(Co-Managing Partner, Sarona Asset Management)

Speaker
Tim Freundlich
(President, ImpactAssets)

Speaker
Liz Michaels
(CEO, ESG & SRI,
Aperio Group)

Speaker
Kim Wright-Violich
(Managing Partner, Tideline)

  • Roundtable Discussion III: Financial Advisor Technology
    • Facilitated by Anton Honikman (CEO, MyVest Corporation)
    • Speakers
      • Colin Close (President, InvestCloud)
      • Rob Foregger (Co-Founder, NextCapital Group)
      • Ed O'Brien (CEO, eMoney Advisor)
      • Drew Sievers (CEO, Trizic)

Facilitator
Anton Honikman
(CEO, MyVest Corporation)

Speaker
Colin Close
(President, InvestCloud)

Speaker
Rob Foregger
(Co-Founder,
NextCapital Group)

Speaker
Ed O'Brien
(CEO, eMoney Advisor)

Speaker
Drew Sievers
(CEO, Trizic)

2:00pm-2:15pm: Break

2:15pm-2:30pm: Skip & Chip's Excellent Adventures

  • Speakers
    • Alex Potts (CEO, Loring Ward Group)
    • Skip Schweiss (President, TD Ameritrade Trust Company)
  • Introduced by Craig Gordon (Chief of Strategic Development, RBC Correspondent & Advisor Services)

Speaker
Alex Potts
(CEO, Loring Ward Group)

Speaker
Skip Schweiss
(President, TD Ameritrade Trust Company)

 

 


2:30pm-3:15pm: Tiburon Fireside Chat: A Management Transition

  • Presented by Kunal Kapoor (CEO, Morningstar) & Joe Mansueto (Executive Chairman, Morningstar)
  • Facilitated by Chip Roame (Managing Partner, Tiburon Strategic Advisors)

Facilitator
Chip Roame
(Managing Partner, Tiburon Strategic Advisors)

Speaker
Kunal Kapoor
(CEO, Morningstar)

Speaker
Joe Mansueto
(Executive Chairman, Morningstar)

3:15pm-3:30pm: Break

3:30pm-4:30pm: Tiburon Talks

  • Introduced by Craig Gordon (Chief of Strategic Development, RBC Correspondent & Advisor Services)
  • Economy & Markets
    • Rick Lacaille (Global Chief Investment Officer, State Street Global Advisors)
  • Politics & The Regulatory Environment
    • Eric Cantor (Vice Chairman, Moelis & Company)
  • The Future of Retirement
    • Robert DeChellis (Chairman, Insured Retirement Institute (IRI))

Speaker
Rick Lacaille
(Global Chief Investment Officer, State Street Global Advisors)

Speaker
Eric Cantor
(Vice Chairman, Moelis & Company)

Speaker
Robert DeChellis
(Chairman, Insured Retirement Institute (IRI))

4:30pm-4:45pm: Tiburon CEO Summit XXXIII Day #1 Recap & Closing

  • Presented by Craig Gordon (Chief of Strategic Development, RBC Correspondent & Advisor Services)

5:00pm-6:30pm: Free Time & Transportation to Dinner

  • Transportation Option #1: Meet in lobby of Ritz Carlton Hotel no later than 5:10pm. Walk 20-25 minutes (downhill) to San Francisco ferry building. Board 5:45pm Golden Gate Ferry to Tiburon for arrival in Tiburon within sight of Corinthian Yacht Club at 6:15pm 
  • Transportation Option #2: Meet in lobby of Ritz Carlton Hotel no later than 5:30pm. Board luxury bus for trip over Golden Gate Bridge to Tiburon. Arrive at Corinthian Yacht Club parking lot at 6:15pm-6:30pm (depending on traffic of course)
  • Transportation Option #3: Meet in lobby of Ritz Carlton Hotel no later than 6:00pm. Walk 20-25 minutes (downhill) to San Francisco ferry building. Board 6:55pm Golden Gate Ferry to Tiburon for arrival in Tiburon within sight of Corinthian Yacht Club at 7:25pm (slightly late for dinner)

6:30pm-9:30pm: Tiburon CEO Summit XXXIII Dinner

  • Location: Corinthian Yacht Club at 43 Main Street, Tiburon, CA 94920
  • 6:30pm-7:30pm: Cocktails & Appetizers
  • 7:30pm-7:45pm: Tiburon Comments
    • Presented by Chip Roame (Managing Partner, Tiburon Strategic Advisors)

Facilitator
Chip Roame
(Managing Partner, Tiburon Strategic Advisors)







  • 7:45pm-9:30pm: Dinner & Dessert
  • Luxury busses will take guests back to the Ritz Carlton Hotel at 8:30pm & 9:10pm

    Wednesday, October 11, 2017

    7:00am-7:45am: Continental Breakfast

    • Attendees should feel free to bring breakfast to the opening session

    7:45am-8:00am: Tiburon CEO Summit XXXIII Day #2 Welcome

    • Presented by John Coyne (Vice Chairman, Brinker Capital)

    Moderator
    John Coyne
    (Vice Chairman,
    Brinker Capital)






    8:00am-8:45am: Keynote Day #2 Presentation

    • Wealth Management Industry Strategic Activity
    • Presented by Chip Roame (Managing Partner, Tiburon Strategic Advisors)
    • Introduced by John Coyne (Vice Chairman, Brinker Capital)

    Speaker
    Chip Roame
    (Managing Partner, Tiburon Strategic Advisors)





    8:45am-9:00am: Break

    9:00am-9:15am: Tiburon Impact Adventures

    • Speakers
      • Scott Hanson (Co-CEO, Hanson McClain)
      • Craig Wietz (President, First Rate)
    • Introduced by John Coyne (Vice Chairman, Brinker Capital)

    Speaker
    Scott Hanson
    (Co-CEO, Hanson McClain)

    Speaker
    Craigt Wietz
    (President, First Rate)

     

     


    9:15am-10:15am: Panel Discussion

    • Financial Technology Mergers & Acquisitions
    • Facilitated by Bob Herrmann (CEO, Discovery Data)
    • Speakers
      • Justin Brownhill (Managing Partner, SenaHill Partners)
      • Joe Mrak (CEO, FolioDynamics)
      • Simon Roy (CEO, Jemstep)
      • Brendan Ryan (Co-Business Head, Technology & Services Investment Banking, Raymond James Financial)

    Facilitator
    Bob Herrmann
    (CEO, Discovery Data)

    Speaker
    Justin Brownhill
    (Managing Partner, SenaHill Partners)

    Speaker
    Joe Mrak
    (CEO, FolioDynamics)

    Speaker
    Simon Roy
    (CEO, Jemstep)

    Speaker
    Brendan Ryan
    (Co-Business Head, Technology & Services Investment Banking, Raymond James Financial)

    10:15am-10:30am: Break

    10:30am-11:30am: Tiburon Fireside Chat

    • Financial Advisor Mergers & Acquisitions: An Example Transaction
    • Mike Abelson (Executive Vice President, AssetMark)
    • Speakers
      • Tif Joyce (President, Joyce Financial Management)
      • Dave Ryan (President, California, Upton Financial Group)
      • Ken Weise (CEO, Sonoma County Wealth Advisors)

    Facilitator
    Mike Abelson
    (Executive Vice
    President, AssetMark)

    Speaker
    Tif Joyce
    (President, Joyce Financial Management)

    Speaker
    Dave Ryan
    (President, California, Upton Financial Group)

    Speaker
    Ken Weise
    (CEO, Sonoma County
    Wealth Advisors)

    11:30am-11:45am: Break

    11:45am-12:45pm: Panel Discussion

    • Venture Capital & Private Equity
    • Facilitated by Mike Alfred (CEO, BrightScope)
    • Speakers
      • Mark Beeston (Founding Partner, Illuminate Financial Management)
      • Vincenzo LaRuffa (Partner, Aquiline Capital Partners)
      • Alex Rampell (Partner, Andreessen Horowitz)
      • Schwark Satyavolu (Partner, Trinity Ventures)

    Facilitator
    Mike Alfred
    (CEO, BrightScope)

    Speaker
    Mark Beeston
    (Founding Partner, Illuminate Financial Management)

    Speaker
    Vincenzo LaRuffa
    (Partner, Aquiline Capital Partners)

    Speaker
    Alex Rampell
    (Partner, Andreessen Horowitz)

    Speaker
    Schwark Satyavolu
    (Partner, Trinity Ventures)

    12:45pm-1:00pm: Tiburon CEO Summit XXXIII Recap & Closing

    • Presented by Chip Roame (Managing Partner, Tiburon Strategic Advisors) & John Coyne (Vice Chairman, Brinker Capital)

    1:00pm: Dismissal & Open Discussion

  •