Tiburon CEO Summits

Tiburon hosts its unique semi-annual Tiburon CEO Summits for its executive-level clients. Tiburon CEO Summit XXXII will be held April 3-5, 2017 at the Ritz Carlton Hotel in New York, NY; please click here to review the tentative meeting agenda and client attendee list for this upcoming Tiburon CEO Summit.

Click here for the Tiburon CEO Summit XXXII Content & Administrative Logistics Survey

Tiburon CEO Summit XXXI was held this past October 10-12, 2016, at the Ritz Carlton Hotel in San Francisco, CA; please click here to read about this hugely successful Tiburon CEO Summit and the preceding Tiburon CEO Summits as well.


          Chip Roame delivers his keynote presentation at Tiburon CEO Summit XXVII in San Francisco, CA

Tiburon's CEO Summits provide a unique opportunity for a select cross-industry group of senior executives to discuss a broad swath of issues regarding the future of the banking, insurance, brokerage, & investment management businesses. Tiburon's CEO Summits likely provide one of the only true forums where financial services industry CEOs from across traditional industry silos gather to discuss business opportunities. The list of business relationships resulting from prior Tiburon CEO Summits is impressive.

Tiburon CEO Summits last two-to-three days and focus on in-depth discussions of Tiburon research and leading-edge business models through Tiburon Talks, panel discussions, & roundtable sessions. Tiburon Talks often address public policy issues & corporate governance issues. Panel discussions are structured to solicit opinions from various industry players, including consumers, financial advisors, gatekeepers, stock analysts, venture capitalists, investment bankers, private equity investors, journalists, & others. Roundtable sessions allow for more in-depth discussions on timely topics as chosen by attendees.

The Tiburon CEO Summits have become a hot ticket for industry executives. There is no cost to attend beyond one's travel & lodging expenses. Attendance is by invitation only; all attendees are ongoing Tiburon clients. Repetitive cancelations or unwillingness to participate in the feedback process leads to invitees not being invited back.


Tiburon CEO Summit XXXII: April 3-5, 2017

Tiburon CEO Summit XXXII will be held April 3-5, 2017, at the Ritz Carlton Hotel in New York, NY. Tiburon CEO Summit XXXII will officially start at 7:45am on Tuesday, April 4, 2017, include a group dinner that night, and finish at 2:00pm on Wednesday, April 5, 2017. Senior industry executives will take two days out of their busy schedules to participate. There will be over twenty sessions. Along with Tiburon's Managing Partner Chip Roame, Tiburon CEO Summit XXXII will include speakers Jack Bogle (Founder, The Vanguard Group), Don Phillips (Managing Director, Morningstar), Noreen Beaman (CEO, Brinker Capital), John Bunch (President, Financial Engines Advisors), Don Calcagni (Chief Investment Officer, Mercer Advisors), Rich Cancro (CEO, AdvisorEngine), Ben Cukier (Managing Partner, Centana Growth Partners), Lisa Dolly (CEO, Pershing), Tom Dorsey (CEO, Dorsey, Wright, & Asociates), Stephane Dubois(CEO, Xignite), Ric Edelman (Executive Chairman, Edelman Financial Services), John Gabbert (CEO, Pitchbook Data), Charles Goldman (CEO, AssetMark), Scott Hanson (Co-CEO, Hanson McClain), Matt Harris (Managing Director, Bain Capital Ventures), Tim Harrison (CEO, Harrison Financial Services), Jon Korngold (Managing Director, General Atlantic), Dennis Lockhart (President, Federal Reserve Bank of Atlanta), Pierre Mendelsohn (CEO, ALPIMA), David Musto (President, Great-West Investments), Adrian Nazari (CEO, Credit Sesame), Shirl Penney (CEO, Dynasty Financial Partners), Larry Raffone (CEO, Financial Engines), John Rourke (CEO, Starburst Labs), Eric Sontag (Chief Operating Officer, Sontag Advisory), Angie Stephenson (Partner, Parentebeard Wealth Management), Mark Tibergien (CEO, Pershing Advisor Solutions), Edmond Walters (Founder, eMoney Advisor), Elliot Weissbluth (CEO, HighTower), & Cathie Wood (CEO ARK Investment Management). Tiburon CEO Summit XXXII will also feature the firm's traditional client-centric panel discussions and two networking-based social events.

Other upcoming Tiburon CEO Summit dates include:

  • Tiburon CEO Summit XXXIII: October 9-11, 2017 in San Francisco, CA
    • Speakers will include:
      • Chip Roame (Managing Partner, Tiburon Strategic Advisors)
      • Tif Joyce (President, Joyce Financial Management)
      • Kunal Kapoor (CEO, Morningstar)
      • Aaron Klein (CEO, Riskalyze)
      • Joe Mansueto (Executive Chairman, Morningstar)
      • David Ryan (President, California, Upton Financial Group)
      • Ken Weise (CEO, Sonoma County Wealth Advisors)
  • Tiburon CEO Summit XXXIV: April 9-11, 2018 in New York, NY
  • Tiburon CEO Summit XXXV: October 8-10, 2018 in San Francisco, CA

Prior Tiburon CEO Summits

Tiburon CEO Summit XXXI was held October 10-12, 2016 at the Ritz Carlton Hotel in San Francisco, CA. Tiburon CEO Summit XXXI officially started at 7:45am on Tuesday, October 11, 2016, included a group dinner that night, and finished at 1:00pm on Wednesday, October 12, 2016. Senior industry executives took two days out of their busy schedules to participate. There were over twenty sessions. Along with Tiburon's Managing Partner Chip Roame, speakers included Walt Bettinger (CEO, The Charles Schwab Corporation), Ryan Beach (CEO, CLS Investments), Tom Bradley (President, Retail Distribution, TD Ameritrade), Len Brennan (CEO, Russell Investments), Alan Clopine (CEO, Pure Financial Advisors), Todd Crockett (Managing Director, TA Associates), Mark Delfino (CEO, HoyleCohen), Kyle Griswold (Partner, FTV Capital), Doug Hammond (CEO, NFP), Bob Heller (Former Governor, Federal Reserve Board, & Former CEO, Visa USA), Anton Honikman (CEO, MyVest Corporation), Chris Kitze (CEO, Safe Cash), Rob Klapprodt (President, Vestmark), Michael Kossman (Chief Operating Officer, Aspiriant), Bruce Lavine (CEO, 55 Capital Partners), Jim Lockhart (Vice Chairman, WL Ross & Company), Bo Lu (CEO, FutureAdvisor), Steve McLaughlin (Managing Partner, Financial Technology Partners), Nathan Mersereau (President, Planning Alternatives), Bob Moser (CEO, Laird Norton Wealth Management), Russ Norwood (Founding Partner, Venturi Wealth Management), Josh Pace (CEO, Trust Company of America), Lowell Putnam (CEO, Quovo), Steve Savage (CEO, Litman Gregory), Mike Sha (CEO, SigFig), Erik Strid (CEO, Concentus Wealth Advisors), Andy Swan (CEO, LikeFolio), Bill VanDresser (Managing Partner, Legacy Wealth Advisors), Tom Wagner (Partner, Summit Wealth Group), Jane Williams (Chairman, Sand Hill Global Advisors), John Wise (CEO, InvestCloud), & Justin Wisz (CEO, Vestorly). Tiburon CEO Summit XXXI also featured the firm's traditional client-centric panel discussions and two networking-based social events. events. Click here to read about all prior Tiburon CEO Summits.

Tiburon CEO Summit Videos
Some representative Tiburon CEO Summit videos are included below:

 

Tiburon Managing Partner Chip Roame discusses highlights of Tiburon's signature keynote speech The Future of Advice with media representatives on the side at Tiburon CEO Summit XVIII

Jon Baum (CEO, The Dreyfus Corporation) discusses client service with media representatives on the side at Tiburon CEO Summit XVII

 

 

Tiburon Managing Partner Chip Roame discusses product trends with media representatives on the side at Tiburon CEO Summit XVIII

Jim McCool (Executive Vice President, The Charles Schwab Corporation) discusses employer support for retirement plans with media representatives
on the side at Tiburon CEO Summit XVIII

Tiburon Managing Partner Chip Roame discusses wirehouse trends at Tiburon CEO Summit XIV

Gib Watson (CEO, Prima Capital Management) discusses passive versus active investment strategies at Tiburon CEO Summit XVIII

Tiburon CEO Summits Award Recipients

Tiburon's CEO Summits have come to support three central themes and Tiburon created its Tiburon CEO Summit Awards in 2009 to recognize industry executives who exemplify these attributes. Those themes are:

  • Focusing on Consumer (and Other Client) Needs: Tiburon has long been known for promoting the importance of staying close to (and listening to) clients and focusing on clients' needs, arguing that the financial services industry conducts too little consumer research, opting to design products before listening to consumers. To foster such a focus at the Tiburon CEO Summits, Tiburon starts every Tiburon CEO Summit with a review of consumer wealth & sentiments and many Tiburon CEO Summits have included three related panel discussions representing three levels of clients; these include the Ask the Consumers, Ask the Advisors, & Ask the Gatekeepers panels, all of which allow direct open dialog with industry clients
  • Challenging Conventional Industry Wisdom (Innovation): Tiburon has long perceived certain segments of the financial services industry to be caught up in group think and the firm has become known for challenging conventional industry wisdom. Tiburon's Managing Partner Chip Roame does this through research and sharing factual data that often calls into question commonly perceived industry truths. Tiburon welcomes and encourages this critical thinking as part of its Tiburon CEO Summits. Furthermore, Tiburon is most often engaged in moving beyond factual data to help its clients develop innovative business strategies. In this light, Tiburon appreciates the innovators in the industry and seeks to recognize them, whether they are employees within large financial services firms or entrepreneurs leading smaller firms
  • Taking Responsibility: Tiburon appreciates industry executives who make time to address consumers' savings needs and industry development beyond their own businesses and sees such responsibility and participation as both integral to consumers' success and the industry's success. Tiburon applies this thinking at its own Tiburon CEO Summits by requiring participation; all attendees are asked to participate in presenting and/or serving as panelists in an attempt to create open communications and wide-ranging debate. All attendees are also asked to complete feedback forms and nominate future award recipients & guest speakers

Past & upcoming Tiburon CEO Summit award winners have included:

 

  • Rob Arnott (CEO, Research Affiliates)
  • Walt Bettinger (CEO, The Charles Schwab Corporation)
  • John Bogle (Founder, The Vanguard Group)
  • David Booth (Co-CEO, Dimensional Fund Advisors)
  • Mark Casady (CEO, LPL Financial Holdings)
  • Ken Fisher (CEO, Fisher Investments)
  • Bill Hambrecht (CEO, WR Hambrecht & Company)
  • Ned Johnson (CEO, Fidelity Investments)
  • Joe Mansueto (CEO, Morningstar)

 

  • Harry Markowitz (President, Harry Markowitz Associates & Nobel Prize Winner in Economics)
  • Don Phillips (President, Fund Research, Morningstar)
  • Bob Reynolds (CEO, Putnam Investments)
  • Charles Schwab (Chairman, The Charles Schwab Corporation)
  • Bill Sharpe (Professor Emeritus, Stanford University & Nobel Prize Winner in Economics)
  • Al West (CEO, SEI Investments)

 

 

 

 

 

 

 

 

 

CEO Summit XXI
Award Recipient
Rob Arnott
(CEO, Research Affiliates)

 

CEO Summit XXIII
Award Recipient
Walt Bettinger
(CEO, The Charles Schwab Corporation)

 

 

 

CEO Summit XX
Award Recipient
John Bogle
(Founder, The Vanguard Group)

 

CEO Summit XXII
Award Recipient

David Booth
(Co-CEO, Dimensional Fund Advisors)

 

CEO Summit XX
Award Recipient

Mark Casady
(CEO, LPL Financial Holdings)

 

CEO Summit XVII
Award Recipient
Ken Fisher 
(CEO, Fisher Investments)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CEO Summit XXI
Award Recipient
Bill Hambrecht 
(CEO, WR Hambrecht & Company)

 

CEO Summit XXIV
Award Recipient
Ned Johnson
(CEO, Fidelity Investments)

 

 

CEO Summit XIX
Award Recipient
Joe Mansueto 
(CEO, Morningstar)

 

CEO Summit XXIII
Award Recipient
Harry Markowitz 
(President, Harry Markowitz Associates & Nobel Prize Winner in Economics)

 

CEO Summit XIX
Award Recipient
Don Phillips
(President, Fund Research, Morningstar)

 

 

 

CEO Summit XXII
Award Recipient

Bob Reynolds
(CEO, Putnam Investments)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CEO Summit XVII
Award Recipient
Charles Schwab (Chairman, The Charles Schwab Corporation)

 

 

CEO Summit XXI
Award Recipient
Bill Sharpe
(Professor Emeritus, Stanford University & Nobel Prize Winner in Economics)

 

 

CEO Summit XXII
Award Recipient
Al West
(CEO, SEI Investments)

 

CEO Summit
Award Recipient
Coming Soon

 

CEO Summit
Award Recipient
Coming Soon

 

CEO Summit
Award Recipient
Coming Soon

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Tiburon CEO Summits Attendee Policy

Tiburon maintains a list of over 2,000 executive-level clients at over 450 companies who have engaged the firm, 1,300 of whom have actively participated in prior Tiburon CEO Summits. Attendance at each Tiburon CEO Summit is reserved for Tiburon's clients. If you are an executive-level Tiburon client and would like to participate in a future Tiburon CEO Summit, please contact Tiburon's Managing Partner Chip Roame. If you are not yet a client and interested, please contact Sarah Sage.

Tiburon CEO Summits, more specifically, have two specific attendee policies:

  • Seniority: Tiburon targets CEO attendees & is making a conscious effort to limit attendance to C level executives, executive vice presidents, partners, & other business heads. Other managing directors, senior vice presidents, functional heads, & all others are not invited in order to keep the discussion focused on CEO-level issues. As an aside, Tiburon does not extend invitations to board members including non-executive chairmen, but they are welcome to qualify in their full-time roles.
  • Clients: Tiburon defines its corporate clients as all firms that sponsor the Tiburon CEO Summits, become Tiburon members (subscribe to the Tiburon Research Access Program), and/or purchase at least a single day of consulting each year.

Once invitations are extended, delegation is not allowed. Tiburon realizes that if substitutes are allowed, the firm may quickly end up hosting a vice presidents Summit, instead of a CEOs Summit. Due to the frequency and other commitments, many Tiburon clients attend Tiburon's CEO Summits only periodically, but are still granted seats as long as they remain active Tiburon clients.

Tiburon CEO Summit Sponsors
Due to the incredible demand from a large number of its executive-level clients to attend the Tiburon CEO Summits, Tiburon now holds the Tiburon CEO Summits at the Ritz Carlton Hotels in New York, NY & San Francisco, CA. Several long-time Tiburon clients have supported Tiburon in this move.

Tiburon CEO Summit XXXII Sponsors

Tiburon clients Advent Software, AdvisorEngine, Advisor Software, Allianz, AssetMark, Axa Advisors, Bachrach & Associates, BrightScope, Brinker Capital, Centana Growth Partners, Charles Schwab, Discovery Data, DST Market Services, Envestnet, Fidelity Investments, First Rate, FP Transitions, FTJ FundChoice, FTV Capital, Genstar Capital, InvestCloud, inStream Solutions, Lovell Minnick Partners, Lyons Capital Partners, MyVest Corporation, Orion Advisor Services, PIEtech, RBC Correspondent Services, Riskalyze, Scottrade, Swan Global Investments, TA Associates, Trust Company of America, Vertical Management Systems, & Vestmark are offering financial support for Tiburon CEO Summit XXXII.





Tiburon CEO Summit XXXII Sponsors


Advent Software
AdvisorEngine Advisor Software
Allianz AssetMark Axa Advisors
Bachrach & Associates BrightScope Brinker Capital
Centana Growth Partners Charles Schwab Discovery Data
DST Market Services Envestnet Fidelity Investments
First Rate FP Transitions FTJ FundChoice
FTV Capital Genstar Capital inStream_Solutions
InvestCloud Lovell Minnick Partners Lyons Capital Partners
MyVest Corporation Orion Advisor Services PIEtech
RBC Correspondent Services Riskalyze Scottrade
Swan Global Investments TA Associates Trust Company of America
Vertical Management Systems Vestmark