Chip Roame
Managing Principal
Tiburon Strategic Advisors


Tiburon CEO Summit XX Announcement

Tiburon Strategic Advisors and its Managing Principal Chip Roame are pleased to announce the upcoming Tiburon CEO Summit XX to be held April 13 - 14, 2011 at the Ritz Carlton Hotel in New York, NY. If you have attended any of the past nineteen Tiburon CEO Summits, you know that they are one of the few forums where financial services industry CEOs from across traditional industry silos gather to discuss business strategies & opportunities. The list of business relationships resulting from past Tiburon CEO Summits is impressive.

Tiburon CEO Summit XX Opening Keynote Presentation

Tiburon's Managing Principal Chip Roame will open Tiburon CEO Summit XX by addressing the state of the financial services industry. Mr. Roame's comments will address both current events around the economy and regulatory reform, as well as more secular trends involving products such as exchange traded funds and markets & distribution channels such as break-away brokers.

Tiburon CEO Summit XX Award Recipients & Guest Speakers

Tiburon's CEO Summits have come to support three central themes, including Focusing on Consumer (and Other Client) Needs, Challenging Conventional Industry Wisdom (Innovation), & Taking Responsibility. Tiburon recognizes industry executives who exemplify these attributes. At Tiburon CEO Summit XX, Tiburon will present its third annual Tiburon CEO Summit Awards to:
  • John Bogle (Founder, The Vanguard Group)
  • Mark Casady (CEO, LPL Financial)

Tiburon CEO Summit XX will also include the following guest speakers:

  • Keith Banks (President, US Trust)
  • Charles Brandes (Chairman, Brandes Investment Partners)
  • David Carroll (Senior Executive Vice President, Wells Fargo Corporation)
  • Ric Edelman (CEO, Edelman Financial Services)
  • Ed Finn (President, Barron's)
  • Allen Thorpe (Managing Director, Hellman & Friedman)



CEO Summit XX
Guest Speaker

Keith Banks
(President, US Trust)

CEO Summit XX
Award Recipient
John Bogle
(Founder, The Vanguard Group)


CEO Summit XX
Guest Speaker

Charles Brandes
(Chairman, Brandes Investment Partners)


CEO Summit XX
Guest Speaker
David Carroll
(Senior Executive Vice President, Wells Fargo Corporation
)




CEO Summit XX
Award Recipient

Mark Casady
(
CEO, LPL Financial)


CEO Summit XX
Guest Speaker

Ric Edelman
(CEO, Edelman Financial Services)


CEO Summit XX
Guest Speaker

Ed Finn
(President, Barron's)


CEO Summit XX
Guest Speaker

Allen Thorpe
(Managing Director,
Hellman & Friedman)



Tiburon CEO Summit XX will also feature the firm's traditional client-centric panel discussions, a CEO Summit insights panel with four Tiburon clients, five less formal break-out sessions, & two networking-based social events.

Tiburon Strategic Advisors

Tiburon Strategic Advisors was formed in 1998 to offer market research, strategy consulting, & other related services primarily to financial services firms. Three of Tiburon’s core clientele groups are the CEOs and other senior executives of large US financial institutions faced with difficult strategic decisions, leading executives of foreign financial institutions trying to understand and/or enter the US markets, and a long list of venture capital & private equity firms, and investment banks, making investments in, and executing transactions in, areas where Tiburon has developed proprietary insights. The firm has served over 300 corporate clients and completed over 1,300 projects since its founding, and today, its knowledge base includes mutual fund distribution, separately managed account programs, alternative investments, wealth management, insurance products, banking services, the fee-based financial advisor market, the CPA firm market, the family office market, & various international markets.

Tiburon CEO Summits


Chip Roame
Managing Principal
Tiburon Strategic Advisors


Tiburon has held nineteen prior CEO Summits since 2001. The most recent Tiburon CEO Summit was held October 6-7, 2010 in San Francisco, CA. Tiburon presented its second annual CEO Summit awards to Joe Mansueto (CEO) & Don Phillips (President, Fund Research) of Morningstar. In addition to Tiburon Managing Principal Chip Roame, guest speakers included Judy Barber (CEO, Family Money Consultants), Dale Brown (CEO, Financial Services Institute), Ron Carson (CEO, Carson Wealth Management Group), Harold Evensky (President, Evensky & Katz), Jeff Maggioncalda (CEO, Financial Engines), Meir Statman (Professor, Santa Clara University), & Mark Yusko (CEO, Morgan Creek Capital Management). Click here to read about all prior Tiburon CEO Summits.


Tiburon CEO Summit Awards

Tiburon initiated its CEO Summit Awards in 2009 to further support the above mentioned themes of Focusing on Consumer (and Other Client) Needs, Challenging Conventional Wisdom (Innovation), & Taking Responsibility.  Tiburon recognizes industry executives who exemplify these attributes. Past & upcoming award winners have included:




  • Rob Arnott (CEO, Research Affiliates)
  • John Bogle (Founder, The Vanguard Group)
  • Mark Casady (CEO, LPL Financial)
  • Ken Fisher (CEO, Fisher Investments)
  • Bill Hambrecht (CEO, WR Hambrecht & Company)
  • Joe Mansueto (CEO, Morningstar)
  • Don Phillips (President, Fund Research, Morningstar)
  • Charles Schwab (Chairman, The Charles Schwab Corporation)
  • Bill Sharpe (Professor Emeritus, Stanford University)


CEO Summit XXI
Award Recipient
Rob Arnott
(CEO, Research Affiliates)


CEO Summit XX
Award Recipient
John Bogle
(Founder, The Vanguard Group)


CEO Summit XX
Award Recipient

Mark Casady
(
CEO, LPL Financial)


CEO Summit XVII
Award Recipient
Ken Fisher 
(CEO, Fisher Investments)



CEO Summit XXI

Award Recipient
Bill Hambrecht
 (CEO, WR Hambrecht & Company)



CEO Summit XIX
Award Recipient
Joe Mansueto 
(CEO, Morningstar)


CEO Summit XIX
Award Recipient
Don Phillips
(President, Fund Research, Morningstar)


CEO Summit XVII
Award Recipient
Charles Schwab (Chairman, The Charles Schwab Corporation)


CEO Summit XXI
Award Recipient
Bill Sharpe
(Professor Emeritus, Stanford University)


Next Award Recipient



Tiburon CEO Summit Guest Speakers

Based on feedback from attendees at prior Tiburon CEO Summits, Tiburon predominantly invites financial services industry CEOs to be the CEO Summit guest speakers. Attendees repeatedly report that they take away the most from other CEOs in like situations, and this fosters the collaborative environment sought. Guest speakers are asked to discuss both their views on industry developments & their businesses. Tiburon deliberately structures time for questions & answers with each guest speaker, again to foster the collaborative environment. Aside from Tiburon's own Managing Principal Chip Roame (who kicks-off each Tiburon CEO Summit), past & upcoming guest speakers have included:



  • Rob Arnott (CEO, Research Affiliates)
  • Keith Banks (President, US Trust)
  • Judy Barber (CEO, Family Money Consultants)
  • Jon Baum (CEO, The Dreyfus Corporation)
  • Tony Batman (CEO, 1st Global Capital Corporation)
  • Jud Bergman (CEO, Envestnet Asset Management)
  • Ed Bernard (Vice Chairman, T. Rowe Price Group)
  • Walt Bettinger (President, The Charles Schwab Corporation)
  • Jessica Bibliowicz (CEO, National Financial Partners)
  • John Bogle (Founder, The Vanguard Group)
  • Bruce Bond (CEO, Power Shares)
  • Tom Bradley (President, TD Ameritrade Institutional Services)
  • Charles Brandes (Chairman, Brandes Investment Partners)
  • Dale Brown (CEO, Financial Services Institute)
  • Mike Byrum (President, Rydex Investments)
  • John Calamos (CEO, Calamos Asset Management)
  • David Carroll (Senior Executive Vice President, Wells Fargo Corporation)
  • Ron Carson (CEO, Carson Wealth Management Group)
  • Mark Casady (CEO, LPL Financial)
  • Abby Cohen (President, Global Markets Institute, Goldman Sachs Group)
  • Kip Condron (CEO, Axa Financial)
  • Joe Deitch (CEO, Commonwealth Financial Network)
  • John DesPrez (CEO, John Hancock Financial Services)
  • Stephanie DiMarco (CEO, Advent Software)
  • Jeffrey Dunham (CEO, Dunham & Associates)
  • Ric Edelman (CEO, Edelman Financial Services)
  • Harold Evensky (President, Evensky & Katz)
  • Ed Finn (President, Barron's)
  • Ken Fisher (CEO, Fisher Investments)
  • Steve Forbes (CEO, Forbes Media)
  • Mike Fraizer (CEO, Genworth Financial)
  • George Gatch (CEO, JP Morgan Funds Management)
  • John Gunn (CEO, Dodge & Cox)
  • John Hailer (CEO, North America & Asia, Natixis Global Asset Management)
  • Ed Haldeman (CEO, Putnam Investments)
  • Bill Hambrecht (CEO, WR Hambrecht & Company)
  • Roger Ibbotson (Former CEO, Ibbotson Associates)
  • Fred Jonske (CEO, M Financial Group)
  • Deena Katz (Chairman, Evensky & Katz)
  • Pete Kight (Vice Chairman, Fiserv)
  • Steve Lockshin (CEO, Convergent Wealth Advisors)
  • Jeff Maggioncalda (CEO, Financial Engines)
  • Norm Malo (CEO, National Financial Services)
  • Joe Mansueto (CEO, Morningstar)
  • Jim McCool (Executive Vice President, The Charles Schwab Corporation)
  • Joe Moglia (CEO, TD Ameritrade)
  • John Murphy (CEO, Oppenheimer Funds)
  • Ron Peyton (CEO, Callan Associates)
  • Don Phillips (President, Fund Research, Morningstar)
  • Scott Powers (CEO, State Street Global Advisors)
  • Bob Pozen (Chairman, MFS Investment Management)
  • Jim Riepe (Former Vice Chairman, T. Rowe Price Group)
  • Andrew Rudd (CEO, Advisor Software)
  • Ron Ryan (CEO, Ryan ALM)
  • Michael Sapir (CEO, Pro Funds Group)
  • Charles Schwab (Chairman, The Charles Schwab Corporation)
  • Bill Sharpe (Professor Emeritus, Stanford University)
  • Meir Statman (Professor, Santa Clara University)
  • Jono Steinberg (CEO, Wisdom Tree Investments)
  • Michael Steinhardt (Managing Member, Steinhardt Management)
  • Paul Stevens (CEO, Investment Company Institute)
  • John Taft (CEO, RBC Wealth Management)
  • Allen Thorpe (Managing Director, Hellman & Friedman)
  • David Tittsworth (Executive Director, Investment Adviser Association)
  • Fred Tomczyk (CEO, TD Ameritrade)
  • Steve Wallman (CEO, Foliofn)
  • Jim Weddle (Managing Partner, Edward Jones & Company)
  • Mark Yusko (CEO, Morgan Creek Capital Management)

Tiburon CEO Summits Attendee Policy

Tiburon maintains a list of over 3,000 executive-level clients at over 300 companies who have engaged the firm, many of whom have actively participated in prior Tiburon CEO Summits. Attendance at each CEO Summit is limited to 200 executives and is reserved for Tiburon's clients. If you are a Tiburon client and would like to participate in a future Tiburon CEO Summit, please contact Tiburon's Managing Principal Chip Roame.

More specifically, there are two specific attendee policies:

  • Seniority: Tiburon is making a conscious effort to limit attendance to C-level executives, executive vice presidents, & other business heads
  • Clients: Since Tiburon hosts the events, it is economic reality that the group must be limited to senior executives who have previously benefited from Tiburon's research-based strategy consulting work. Tiburon defines its corporate clients as all firms that purchase at least a single day of consulting each year and/or subscribe to its research report access program. Tiburon also sends invitations to first time clients that at least purchase a single Tiburon research report



Tiburon CEO Summit XX Sponsors

Due to the incredible demand from a large number of its executive-level clients to attend its CEO Summits, Tiburon now holds its CEO Summits at the Ritz Carlton Hotels in New York, NY & San Francisco, CA. Several long-time Tiburon clients, including Advisor Software, Alston & Bird, Charles Schwab, Dunham & Associates, Envestnet Asset Management, EverBank Financial, Fidelity Investments, Fiserv Investment Services,  Genworth Financial Wealth Management, Jefferson National Financial, LPL Financial, Meridian-IQ, State Street Global Advisors, & TD Ameritrade Institutional are offering financial support for Tiburon CEO Summit XX, while media sponsors include American Banker, Bank Investment Consultant, Barron's,  Financial Advisor, Financial Planning, Money Management Executive, On Wall Street, Private Wealth, Registered Rep, and Trusts & Estates. Tiburon is grateful for this assistance.

Tiburon CEO Summit XX Sponsors

Advisor Software
Alston & Bird
Charles Schwab
Dunham & Associates
Envestnet
EverBank
Fidelity Investments
Fiserv
Genworth
Jefferson National
LPL Financial
Meridian IQ
State Street TD Ameritrade


Tiburon CEO Summit XX Media Sponsors


American Banker
Bank Investment Consultant
Barron's
Financial Advisor
Financial Planning
Moneu Management Executive
On Wall Street
Private Wealth
Registered Rep

Trusts & Estates

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