Tiburon Managing Principal Chip Roame
Tiburon CEO Summit XIX Announcement

Tiburon Strategic Advisors and its Managing Principal Chip Roame are pleased to announce the upcoming Tiburon CEO Summit XIX to be held October 6-7, 2010 at the Ritz Carlton Hotel in San Francisco, CA. If you have attended any of the past eighteen Tiburon CEO Summits, you know that they are one of the few forums where financial services industry CEOs from across traditional industry silos gather to discuss business strategies & opportunities. The list of business relationships resulting from past Tiburon CEO Summits is impressive.

Tiburon CEO Summit XIX Opening Keynote Presentation

Tiburon's Managing Principal Chip Roame will open Tiburon CEO Summit XIX by addressing the state of the financial services industry. Mr. Roame's comments will address both current events around the economy and regulatory reform, as well as more secular trends involving products such as exchange traded funds and markets & distribution channels such as break-away brokers.
CEO Summit XIX
Award Recipient
Joe Mansueto (CEO, Morningstar)
CEO Summit XIX
Award Recipient
Don Phillips (President, Fund Research, Morningstar)
Tiburon CEO Summit XIX Award Recipients

Tiburon's CEO Summits have come to support three central themes, including Focusing on Consumer (and Other Client) Needs, Challenging Conventional Industry Wisdom (Innovation), & Taking Responsibility. Tiburon recognizes industry executives who exemplify these attributes. Tiburon will award its second annual Tiburon CEO Summit Awards to Joe Mansueto (CEO, Morningstar) & Don Phillips (President, Fund Research, Morningstar) at Tiburon CEO Summit XIX

Tiburon CEO Summit XIX Guest Speakers

Tiburon CEO Summit XIX will include the following seven guest speakers:

  • Judy Barber (CEO, Family Money Consultants)
  • Dale Brown (CEO, Financial Services Institute)
  • Ron Carson (CEO, Carson Wealth Management)
  • Harold Evensky (President, Evensky & Katz)
  • Jeff Maggioncalda (CEO, Financial Engines)
  • Meir Statman (Professor, Santa Clara University)
  • Mark Yusko (CEO, Morgan Creek Capital Management)


CEO Summit XIX Guest Speaker
Judy Barber
(CEO, Family Money Consultants)

CEO Summit XIX Guest Speaker
Dale Brown
(CEO, Financial Services Institute)

CEO Summit XIX Guest Speaker
Ron Carson
(CEO,
Carson Wealth Management)

CEO Summit XIX Guest Speaker
Harold Evensky
(President,
Evensky & Katz)

CEO Summit XIX Guest Speaker
Jeff Maggioncalda
(CEO,
Financial Engines)

CEO Summit XIX Guest Speaker
Meir Statman
(Professor,
Santa Clara University)

CEO Summit XIX Guest Speaker
Mark Yusko
(CEO,
Morgan Creek Capital Management)

Tiburon CEO Summit XIX will also feature the firm's traditional client-centric panel discussion format - with the Ask the Consumers panel, five less formal break-out sessions, a day one recap with four Tiburon clients, & two networking-based social events.

Tiburon Strategic Advisors

Tiburon Strategic Advisors was formed in 1998 to offer market research, strategy consulting, & other related services primarily to financial services firms. Three of Tiburon’s core clientele groups are the CEOs and other senior executives of large US financial institutions faced with difficult strategic decisions, leading executives of foreign financial institutions trying to understand and/or enter the US markets, and a long list of venture capital & private equity firms, and investment banks, making investments in, and executing transactions in, areas where Tiburon has developed proprietary insights. The firm has served over 300 corporate clients and completed over 1,200 projects since its founding, and today, its knowledge base includes mutual fund distribution, separately managed account programs, alternative investments, wealth management, insurance products, banking services, the fee-based financial advisor market, the CPA firm market, the family office market, & various international markets.

Tiburon CEO Summits
Tiburon Managing Principal Chip Roame kicks off Tiburon CEO Summit XVIII by presenting his State of the Financial Services Industry opening keynote presentation. Click here to review his presentation.
Tiburon has held eighteen prior CEO Summits since 2001. The most recent Tiburon CEO Summit was held April 14-15, 2010 in New York, NY. In addition to Tiburon Managing Principal Chip Roame, guest speakers included Ed Bernard (Vice Chairman, T. Rowe Price Group), Abby Cohen (President, Global Markets Institute, Goldman Sachs Group), Steve Forbes (CEO, Forbes Media), Jim McCool (Executive Vice President, The Charles Schwab Corporation), Jonathan Steinberg (CEO, Wisdom Tree Investments), David Tittsworth (Executive Director, Investment Adviser Association), & Fred Tomczyk (CEO, TD Ameritrade). Click here to read about all prior Tiburon CEO Summits.

Tiburon CEO Summit Awards

Tiburon initiated its CEO Summit Awards in 2009 to further support the above mentioned themes of focusing on consumer (and other client) needs; challenging conventional wisdom (innovation); & taking responsibility. Tiburon recognizes industry executives who exemplify these attributes. Past & upcoming award winners have included:
  • Jack Bogle (Founder, The Vanguard Group)
  • Ken Fisher (CEO, Fisher Investments) 
  • Joe Mansueto (CEO, Morningstar)
  • Don Phillips (President, Fund Research, Morningstar)
  • Chuck Schwab (Chairman, The Charles Schwab Corporation)


CEO Summit XX
Award Recipient
Jack Bogle (Founder, The Vanguard Group)

CEO Summit XVII
Award Recipient
Ken Fisher (CEO, Fisher Investments)

CEO Summit XIX
Award Recipient
Joe Mansueto (CEO, Morningstar)

CEO Summit XIX
Award Recipient
Don Phillips (President, Fund Research, Morningstar)

CEO Summit XVII
Award Recipient
Charles Schwab (Chairman, The Charles Schwab Corporation)

Tiburon CEO Summit Guest Speakers

Based on feedback from attendees at prior Tiburon CEO Summits, Tiburon predominantly invites financial services industry CEOs to be the CEO Summit guest speakers. Attendees repeatedly report that they take away the most from other CEOs in like situations, and this fosters the collaborative environment sought. Speakers are asked to discuss both their views on industry developments & their businesses. Tiburon deliberately structures time for questions & answers with each speaker, again to foster the collaborative environment. Aside from Tiburon's own Managing Principal Chip Roame (who kicks-off each Tiburon CEO Summit), past & upcoming speakers have included:

  • Judy Barber (CEO, Family Money Consultants)
  • Jon Baum (CEO, The Dreyfus Corporation, The Bank of New York Mellon Corporation)
  • Jud Bergman (CEO, Envestnet Asset Management)
  • Ed Bernard (Vice Chairman, T. Rowe Price Group)
  • Walt Bettinger (President, The Charles Schwab Corporation)
  • Jessica Bibliowicz (CEO, National Financial Partners)
  • Jack Bogle, (Founder, The Vanguard Group)
  • Bruce Bond (CEO, Power Shares, Invesco)
  • Dale Brown (CEO, Financial Services Institute)
  • Mike Byrum (President, Rydex Investments, Security Benefit Group)
  • John Calamos (CEO, Calamos Asset Management)
  • David Carroll (President, Capital Management Group, Wachovia Corporation)
  • Mark Casady (CEO, LPL Financial)
  • Abby Cohen (President, Global Markets Institute, Goldman Sachs Group)
  • Kip Condron (CEO, Axa Financial, Axa Group)
  • Joe Deitch (CEO, Commonwealth Financial Network)
  • John DesPrez (CEO, John Hancock Financial Services, Manulife Financial)
  • Stephanie DiMarco (CEO, Advent Software)
  • Jeffrey Dunham (CEO, Dunham & Associates)
  • Ric Edelman (CEO, Edelman Financial Services)
  • Harold Evensky (President, Evensky & Katz)
  • Ed Finn (President, Barron's)
  • Ken Fisher (CEO, Fisher Investments)
  • Steve Forbes (CEO, Forbes Media)
  • Mike Fraizer (CEO, Genworth Financial)
  • George Gatch (CEO, JP Morgan Funds Management, JP Morgan Asset Management, JP Morgan Chase)
  • John Gunn (CEO, Dodge & Cox)
  • John Hailer (CEO, North America & Asia, Natixis Global Asset Management, Natixis)
  • Ed Haldeman (CEO, Putnam Investments, Marsh & McLennan)
  • Bill Hambrecht (CEO, WR Hambrecht + Company & Former CEO, Hambrecht & Quist)
  • Roger Ibbotson (Professor, Yale University; Chairman, Zebra Capital Management; & Former CEO, Ibbotson Associates)
  • Greg Johnson (CEO, Franklin Resources)
  • Fred Jonske (CEO, M Financial Group)
  • Deena Katz (Chairman, Evensky & Katz and Associate Professor, Texas Tech University)
  • Stan Kelly (President, Wealth Management, Wachovia Corporation)
  • Pete Kight (Vice Chairman, Fiserv)
  • Lee Kranefuss (CEO, Intermediary & Exchange Traded Funds Business, Barclays Global Investors, Barclays)
  • Steve Lockshin (CEO, Convergent Wealth Advisors, Convergent Capital Management, City National Corporation)
  • Jeff Maggioncalda (CEO, Financial Engines)
  • Norm Malo (CEO, National Financial Services, Fidelity Investments)
  • Joe Mansueto (CEO, Morningstar)
  • Tim McCarthy (CEO, Nikko Asset Management, Nikko Cordial Group)
  • Jim McCool (Executive Vice President, The Charles Schwab Corporation)
  • Joe Moglia (CEO, TD Ameritrade, TD Bank Financial Group)
  • Jeff Montgomery (CEO, NFP Securities, National Financial Partners)
  • John Murphy (CEO, Oppenheimer Funds, Mass Mutual Financial Group)
  • Ron Peyton (CEO, Callan Associates)
  • Don Phillips (Managing Director, Corporate Strategy, Research, & Communications, Morningstar)
  • Dave Pottruck (CEO, Red Eagle Ventures & Former CEO, The Charles Schwab Corporation)
  • Scott Powers (CEO, State Street Global Advisors, State Street Corporation)
  • Bob Pozen (Chairman, MFS Investment Management, Sun Life of Canada)
  • Norton Reamer (CEO, Asset Management Finance Corporation & Former CEO, United Asset Management)
  • Jim Riepe (Former Vice Chairman & Senior Advisor, T. Rowe Price Group)
  • Andrew Rudd (CEO, Advisor Software & Former CEO, Barra)
  • Ron Ryan (CEO, Ryan ALM)
  • Michael Sapir (CEO, Pro Funds Group)
  • Myron Scholes (Professor, Stanford University; Chairman, Platinum Grove Asset Management; & Winner, 1997 Nobel Prize for Economics)
  • Charles Schwab (Chairman, The Charles Schwab Corporation)
  • Meir Statman (Professor, Santa Clara University)
  • Jonathan Steinberg (CEO, Wisdom Tree Investments)
  • Michael Steinhardt (Managing Member, Steinhardt Management & Chairman, Wisdom Tree Investments)
  • Paul Stevens (CEO, Investment Company Institute)
  • David Tittsworth (Executive Director, Investment Adviser Association)
  • Fred Tomczyk (CEO, TD Ameritrade)
  • Steve Wallman (CEO, Foliofn)
  • Jim Weddle (Managing Partner, Edward Jones & Company)
  • Mark Yusko (CEO, Morgan Creek Capital Management)

CEO Summit XVIII
Guest Speaker
Ed Bernard (Vice Chairman, T. Rowe Price Group)

CEO Summit XIV
Guest Speaker
Walt Bettinger (President, The Charles Schwab Corporation)

CEO Summits
VIII & XVI
Guest Speaker
Jessica Bibliowicz (CEO, National Financial Partners)

CEO Summits
X & XVI
  Guest Speaker
Mark Casady (CEO, LPL Financial)

CEO Summit XVIII
Guest Speaker
Abby Cohen (President, Global Markets Institute, Goldman Sachs Group)

CEO Summit XI
Guest Speaker
John DesPrez (CEO, John Hancock Financial Services, Manulife Financial)

CEO Summit XVIII
Guest Speaker
Steve Forbes (CEO, Forbes Media)

CEO Summits
VII & XV
Guest Speaker
Bill Hambrecht (CEO, WR Hambrecht + Company & Former CEO, Hambrecht & Quist)

CEO Summit XVI
Guest Speaker
Roger Ibbotson (Professor, Yale University; Chairman, Zebra Capital Management; & Former CEO, Ibbotson Associates)

CEO Summit X
Guest Speaker
Greg Johnson (CEO, Franklin Resources)

CEO Summit XIV
Guest Speaker
Bob Pozen (Chairman, MFS Investment Management, Sun Life of Canada)

CEO Summit XI
Guest Speaker
Myron Scholes (Professor, Stanford University; Chairman, Platinum Grove Asset Management; & Winner, 1997 Nobel Prize for Economics)

CEO Summit XIV
Guest Speaker
Michael Steinhardt (Managing Member, Steinhardt Management & Chairman, Wisdom Tree Investments)

CEO Summit XVIII
Guest Speaker
Fred Tomczyk (CEO, TD Ameritrade)

CEO Summit XVII
Guest Speaker
Jim Weddle (Managing Partner, Edward Jones & Company)

Tiburon CEO Summits Attendee Policy

Tiburon maintains a list of over 3,000 executive-level clients at over 300 companies who have engaged the firm, many of whom have actively participated in prior Tiburon CEO Summits. Attendance at each CEO Summit is limited to 150 executives and is reserved for Tiburon's clients. If you are a Tiburon client and would like to participate in a future Tiburon CEO Summit, please contact Tiburon's Managing Principal Chip Roame.

More specifically, there are two specific attendee policies:

  • Seniority: Tiburon is making a big effort to limit attendance to the CEOs and leading strategy makers from its client companies. Almost all attendees have C level titles (CEOs, COOs, CFOs, & CIOs); a handful are executive vice presidents leading core business units and/or internal business strategy groups and a few others are business heads
  • Clients: Since Tiburon hosts the events, it is economic reality that the group must be limited to senior executives who have previously benefited from Tiburon's research-based strategy consulting work


Tiburon CEO Summit XIX Sponsors

Due to the incredible demand from a large number of its executive-level clients to attend its CEO Summits, Tiburon now holds its CEO Summits at the Ritz Carlton Hotels in New York, NY & San Francisco, CA. Several long-time Tiburon clients, including Advisor Software, Alston & Bird, Charles Schwab, Dunham & Associates, Envestnet Asset Management, Ever Bank Financial, Fidelity Investments, Fiserv Investment Services, Folio Institutional, Forward Management, Genworth Financial Wealth Management, Jefferson National Financial, LPL Financial, Mass Mutual Financial Group, Meridian-IQ, & TD Ameritrade Institutional are offering financial support for Tiburon CEO Summit XIX, while media sponsors include Barron's, Boomer Market Advisor Magazine, Financial Advisor Magazine, Private Wealth Magazine, Registered Rep Magazine, The Wall Street Journal, and Trusts & Estates Magazine. Tiburon is grateful for this assistance.

Tiburon CEO Summit XIX Sponsors
Tiburon CEO Summit XIX Media Sponsors

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