Tiburon CEO Summit Sponsors
Due to the incredible demand from a large number of its executive-level clients to attend the Tiburon CEO Summits, Tiburon now holds the Tiburon CEO Summits at the Ritz Carlton Hotels in New York, NY & San Francisco, CA. Several long-time Tiburon clients have supported Tiburon in this move.

Tiburon CEO Summit XXXII Sponsors

Tiburon clients Advent Software, AdvisorEngine, Advisor Software, Allianz, AssetMark, Axa Advisors, Bachrach & Associates, BrightScope, Brinker Capital, Centana Growth Partners, Charles Schwab, Discovery Data, DST Market Services, Envestnet, Fidelity Investments, First Rate, FP Transitions, FTJ FundChoice, FTV Capital, Genstar Capital, InvestCloud, inStream Solutions, Lovell Minnick Partners, Lyons Capital Partners, MyVest Corporation, Orion Advisor Services, PIEtech, RBC Correspondent Services, Riskalyze, Scottrade, Swan Global Investments, TA Associates, Trust Company of America, Vertical Management Systems, & Vestmark are offering financial support for Tiburon CEO Summit XXXII.

Tiburon CEO Summit XXXII Sponsors

Advent Software
AdvisorEngine Advisor Software
Allianz AssetMark Axa Advisors
Bachrach & Associates BrightScope Brinker Capital
Centana Growth Partners Charles Schwab Discovery Data
DST Market Services Envestnet Fidelity Investments
First Rate FP Transitions FTJ FundChoice
FTV Capital Genstar Capital inStream_Solutions
InvestCloud Lovell Minnick Partners Lyons Capital Partners
MyVest Corporation Orion Advisor Services PIEtech
RBC Correspondent Services Riskalyze Scottrade
Swan Global Investments TA Associates Trust Company of America
Vertical Management Systems Vestmark

Advent Software

Advent Software has been providing reliable, trusted solutions to investment management organizations of all sizes and strategies since 1983. Whether a global hedge fund or an emerging advisory firm, Advent’s proven solutions can improve operational efficiency, reduce risk, and eliminate the boundaries between systems, information, and people. With more than 4,500 client firms, Advent has established itself as a leading provider of mission-critical applications to meet the demands of investment management operations around the world.

Advent Software is headquartered in San Francisco, CA with offices in Boston, Florida, New York, & internationally. Black Diamond, an independent business unit within Advent Software, provides the industry’s leading Web-based, outsourced portfolio management and reporting platform to US advisory firms. Founded in 2003 and acquired by Advent in 2011, The Black Diamond platform is purpose-built to meet the evolving needs of advisory firms and currently supports over 400 advisory firms representing $160 billion in assets under management. More about Advent Software can be learned at its web site www.Advent.Com/BlackDiamond.


AdvisorEngine is a next-generation wealth management platform for investment advisors to help grow their business. The company was started in 2014 by a team of experienced and creative financial and technology executives including Richard Cancro, Alexey Sokolin, David Scalzo, Vladimir Baranov. AdvisorEngine offers RIAs a comprehensive, integrated experience with flexibility across workflows, data and usability, empowering advisors to aggregate assets by deepening the client relationship through both traditional face-to-face advice and completely digital, low-touch interaction. More about AdvisorEngine can be learned at its web site www.AdvisorEngine.com.

Advisor Software

Advisor Software was founded in 1995 and is a leading provider of wealth management technology. Advisor Software’s institutional heritage is at the core of its founding and product development strategy. The firm’s CEO Andrew Rudd was a co-founder and the former CEO of Barra, a company which led the market in portfolio risk management and was eventually acquired by Morgan Stanley. Advisor Software leverages institutional-caliber analytics, enabling financial advisors to create insightful actionable investment plans to help investors achieve their goals.

Advisor Software is headquartered in Walnut Creek, CA, has one office, 32 employees, and eighteen institutional clients. Advisor Software pioneered the first enterprise rebalancing solution and a patented goal-driven investing process leveraging the household balance sheet approach. Advisor Software’s solutions have been used by over 87,000 advisors. In December 2009, Advisor Software purchased Advisor Partners, an investment management firm providing the independent financial advisor with investment solutions. More about Advisor Software can be learned at its web site www.AdvisorSoftware.Com. More about Advisor Partners can be learned at its web site www.AdvisorPartners.Com.


Allianz Life Insurance Company of North America, one of FORTUNE’s 100 Best Companies to Work For in 2016, has been keeping its promises since 1896. Today, it carries on that tradition, helping Americans achieve their retirement income and protection goals with a variety of annuities and life insurance products. As a leading provider of fixed index annuities, Allianz Life is part of Allianz SE, a global leader in the financial services industry with 147,000 employees worldwide.

More than 85 million private and corporate customers rely on Allianz knowledge, global reach, and capital strength to help them make the most of financial opportunities. More about Allianz can be learned at its web site www.AllianzLife.Com.


AssetMark is a leading independent provider of innovative investment and consulting solutions serving financial advisors. AssetMark provides investment, relationship, and practice management solutions that advisors use to help clients achieve their investment objectives and life goals.

AssetMark’s relentless service ethic and robust client relationship support set them apart. Their offering is flexible to suit each advisor's vision for working with clients and growing their practice. AssetMark and its affiliate Aris Wealth Services have approximately $25 billion in combined assets on their respective platforms and a history of innovation spanning over 20 years. More about AssetMark can be learned at its web site www.AssetMark.Com.

Axa Advisors

Axa’s primary life insurance company, Axa Equitable Life Insurance Company, is among the largest life insurance and retirement savings companies in the United States, with nearly 2.45 million client households nationwide. More than 4,822 Axa Advisors financial professionals assist individuals, families and business owners in creating strategies that help them move forward on the road to financial security. More about Axa Advisors can be learned at its web site www.US.Axa.Com

Bachrach & Associates

For 25 years Bill Bachrach has been teaching financial professionals to speak the language of trust and the art of building high-trust client relationships. Beginning in 1988, after being a successful financial advisor himself, Bill became the driving force behind the Trusted Advisor and Values-Based movements in the financial services industry. Over this time he has earned the reputation as the world's leading authority on the subject of trust for financial professionals.

Bill's books are industry best-sellers and his articles are published and republished in our most-respected journals. Bill has delivered well over 1,000 presentations for nearly every major financial services firm and association in the English-speaking world, including 11x for the Financial Planning Association, 5x for MDRT, and 4x for Top of the Table. Financial Planning Magazine inducted him into their Hall of Fame as one of our industry's most influential people and the National Speakers Association inducted him into their Hall of Fame for his platform speaking skills. More about Bachrach & Associates can be learned at its web site www.BillBachrach.Com.


BrightScope was founded in 2008 and is a financial information company that brings transparency to opaque markets. The firm works closely with business leaders at top financial institutions to help them unlock powerful, data-driven insights that lead to more effective sales & retention strategies. BrightScope primarily operates in two major segments: retirement plans and wealth management and is a key information source for asset managers, broker dealers, and record keepers for management reporting, sales tracking, & market intelligence needs.

BrightScope is headquartered in San Diego, CA and has 70 employees. The company is a leading independent provider of retirement plan ratings and investment analytics to participants, plan sponsors, asset managers, and advisors in all 50 states. BrightScope maintains a comprehensive database of information on the retirement plan market and adds additional value and insight by quantitatively rating 401k and 403b plans across critical metrics. BrightScope Beacon, the firm’s SaaS enterprise product, is a top data stewardship, integration, visualization, & exchange platform that connects disparate datasets to deliver visibility into the mutual fund and broader financial products marketplace. More about BrightScope can be learned at its web site www.BrightScope.Com.

Brinker Capital

Founded in 1987, Brinker Capital is an independent investment management firm that provides customized investment products & services for financial advisors and their clients. These clients include high net worth individuals, employers, institutions, endowments, & foundations.

With over $16 billion in assets, Brinker Capital’s portfolio management team delivers multi-asset class investment discipline across a depth of products with the goal of preserving an investor’s purchasing power. The firm serves financial advisors and their clients by providing the highest quality investment manager due diligence, asset allocation, portfolio construction, & client communication services. Brinker Capital continues to pioneer smarter investment strategies, innovative products, & new technology to provide advisors with support so that they can focus on the clients they serve. More about Brinker Capital can be learned at its web site www.BrinkerCapital.Com.

Centana Growth Partners

Centana Growth Partners back entrepreneurs by providing them and their companies capital to accelerate or sustain rapid growth in financial services, financial technology and enterprise technology companies. Centana have been working in financial services and enterprise technology for most of its careers. Centana have invested in and have sat on boards of companies in these spaces, seen them succeed and learned from that success. Centana have seen some fail and learned from those failures as well. Through the course of its work, Centana have developed a strategic network ideal for companies looking to sell into the financial services world. This consists of senior executives from banks, wire houses, asset managers, wealth managers, payment companies and technology companies which sell to the enterprise. These executives collaborate with Centana to help Centana make better decisions and to help our portfolio companies perform better.

Centana Growth Partners invest in rapidly growing companies where the application of capital can help sustain or accelerate the growth. The capital is used for working capital, to fund acquisitions, or to de-risk an entrepreneur's balance sheet. Centana believe in listening to entrepreneurs and understanding what they and their company need. Centana don't have a standard formula for investing - each investment is unique and structured to meet the needs of the entrepreneur. More about Centana Growth Partners can be learned at its web site www.CentanaGrowth.Com.

Charles Schwab

The Charles Schwab Corporation provides securities brokerage and financial services to individual investors and independent investment advisors who work with them.

Schwab Advisor Services provides support and services to help independent investment advisors grow their businesses and help their clients reach their financial goals. Schwab Advisor Services serves independent investment advisors and includes custody, trading, and support services of The Charles Schwab Corporation and has $1 trillion in client assets under custody. These assets, managed by the nearly 7,000 independent advisor firm The Charles Schwab Corporation currently serves, represent approximately one third of total client assets custodied with the firm. More about The Charles Schwab Corporation can be learned at its web site www.AboutSchwab.Com.

Discovery Data

Discovery Data offers the only consolidated view of the financial services industry, including 33,000 firms and over 2 million professionals. The largest, most successful and fastest growing asset managers, broker-dealers, clearing firms, insurance companies and service providers recognize our data and services as the preeminent solution and rely on it to understand the industry, and to identify, reach and do business with firms and professionals throughout the United States. Discovery Data clients include over 70% of the attendees at Tiburon Summit CEO Summit XXV.

Discovery Data is also the recognized data hygiene expert in the financial services industry, having completed large and complex projects for many of the largest asset managers and broker-dealers, encompassing hygiene of over 3.5 million client CRM records. Poor data quality costs the financial services industry billions of dollars every year in wasted labor and billions more in missed opportunity. Learn at no cost or obligation what the condition of your data is and what it would require to clean it up by taking advantage of our Free Data Hygiene Analysis & Recommendations Report. More about Discovery Data can be learned at its web site www.DiscoveryCo.Com.

DST Market Services

DST is a leading provider of specialized technology, strategic advisory, and business operations outsourcing to the financial and healthcare industries. We help clients master complexity in the world's most demanding industries to ensure they stay ahead of and capitalize on ever-changing customer, business and regulatory requirements. DST offers a single source for subaccounting technology and full operational business process outsourcing, eliminating barriers to fund transparency and helping to maximize assets and mitigate risk for broker-dealers of all sizes. DST also provides full-service clearing, custody, and execution services for broker-dealers looking to operate more efficiently and grow their firm's business.

Combining unmatched industry knowledge, critical infrastructure and service excellence, our solutions help broker-dealers better manage the shifting market, evolving regulations and changing demographics. Subaccounting and clearing services provided by DST Market Services, LLC, member FINRA/SIPC. More about DST can be learned at its web site www.DSTMarketServices.Com.


Envestnet is a leading provider of unified wealth management technology and services to investment advisors. The firm’s open-architecture platforms unify and fortify the wealth management process, delivering flexibility, accuracy, performance, and value. Envestnet’s solutions enable the transformation of wealth management into a transparent, independent, objective, and fully-aligned standard of care, and empower advisors to deliver better results.

Envestnet's Advisor Suite software empowers financial advisors to better manage client outcomes and strengthen their practices. Envestnet provides institutional-quality research and advanced portfolio solutions through its Portfolio Management Consultants group, Envestnet Tamarac provides leading rebalancing, reporting, and practice management software. Envestnet is headquartered in Chicago with offices in Denver, Los Angeles, New York, Silicon Valley, & internationally. Envestnet has more than $87 billion in assets under management and administration with over 400,000 investor accounts. More about Envestnet Asset Management can be learned at its web site www.Envestnet.Com.

Fidelity Investments

Fidelity Investments is one of the world’s largest providers of financial services, with assets under administration of $4.6 trillion, including managed assets of $1.9 trillion. Founded in 1946, the firm is a leading provider of investment management, retirement planning, portfolio guidance, brokerage, benefits outsourcing, & many other financial products & services to more than 20 million individuals & institutions.

Fidelity Investments offers clearing, custody, investment management products, brokerage, & trading services to nearly 10,000 client firms including broker/dealers, registered investment advisors (RIAs), hedge funds, family offices, trust institutions, third-party administrators (TPAs), insurance companies, and single-family offices. More about Fidelity Investments can be learned at its web site www.Fidelity.Com.

First Rate

First Rate was founded in 1991 and provides technology solutions to optimize all facets of asset management. The firm’s client base spans the institutional, registered investment advisor, brokerage, and trust worlds both domestically & internationally. First Rate’s products are integral offerings for firms in the investment & wealth management worlds and leverage the firm’s scalable architecture for volume processing of investment activity and building returns at 50,000 returns per second. First Rate’s data access options include direct API calls, interactive application drills, client customizable PDF statements, client-site portals, browser applications and, mobile solutions. The firm offers fully outsourced back-office processing managing data loads to final returns and reports, hosted solutions, as well as installed products.

First Rate is headquartered in Arlington, TX. More about First Rate can be learned at its web site www.FirstRate.Com.

FP Transitions

FP Transitions is the nation’s leading provider of equity management, valuation and succession planning services for financial advisors. The team of consultants boasts nearly a century of combined experience providing unbiased strategic solutions for independent financial professionals. The company’s strategy insights have been compiled into two books, “Succession Planning for Financial Advisors: Building an Enduring Business” and “Buying, Selling, and Valuing a Financial Practice: the FP Transitions M&A Guide,” both published by Wiley & Sons.

Based in Portland, Oregon, FP Transitions operates the largest fully-supported open market for buying and selling financial service practices in the United States. More about FP Transitions can be learned at its web site www.FPTransitions.Com.

FTJ FundChoice

FTJ FundChoice is a leading provider of investment, reporting and service solutions. Whether you outsource investment management to third-party strategists or run your own model portfolios, our technology and service offer you the flexibility your business needs to grow. FTJ FundChoice is a Turnkey Asset Management Program (TAMP) that provides unparalleled service to you and your clients. FTJ FundChoice offers investment options to add expertise and flexibility to your practice.

FTJ FundChoice empowers you to build your business by minimizing distractions and allowing you to focus your time on what is most important to you. FTJ FundChoice offers products and services that provide advisors with freedom and flexibility. From a dedicated service team acting as your back-office to a multitude of investment options, FTJ FundChoice is a valuable partner in simplifying your business. More about FTJ FundChoice can be learned at its web site www.FTJFundChoice.Com.

FTV Capital

FTV Capital was founded as FT Ventures by Jim Hale & Bob Huret in 1998. FTV Capital is a growth equity firm with over $1.5 billion assets under management that invests in high growth companies offering a range of innovative solutions in four sectors: business services, financial services, payments & transaction processing, and technology.

FTV Capital’s team leverages its domain expertise and proven track record in each of these four sectors to help motivated management teams accelerate growth. FTV Capital also provides companies with access to its Global Partner Network, a group of the world’s leading enterprises and executives who have helped FTV Capital portfolio companies for more than a decade. The firm is based in San Francisco, CA, has two offices, is led by its founding partners Jim Hale & Bob Huret, and has invested in 81 portfolio companies. More about FTV Capital can be learned at its web site www.FTVCapital.Com.

Genstar Capital

Genstar Capital is a San Francisco-based private equity firm that invests in leading middle-market companies. For over twenty years, Genstar Capital have utilized their deep industry knowledge and extensive executive networks to create value at our companies. Genstar Capital partners with leading industry executives to accelerate growth and profitability at their portfolio companies. Through their in-depth partnerships with management, Genstar Capital provides value-added resources to help each portfolio company achieve its strategic goals.

More about Genstar Capital can be learned at its web site www.GenCap.Com.

inStream Solutions

Designed by an advisor, inStream is an innovative, cloud-based financial planning and wealth management platform that is quickly revolutionizing the way advisors deliver advice, and redefining how they manage their practice. inStream’s fully integrated platform provides advisors with simple yet robust planning capabilities, proactive guidance alerts, and a variety of practice management tools aimed at helping advisors scale their practice, increase client satisfaction, and most importantly, grow their business.

inStream empowers advisors to deliver a great client experience with more timely and relevant wealth management advice by performing a complete “annual review” for all of an advisor’s clients every single evening, telling advisors which clients to call, and what to discuss with them. More about inStream Solutions can be learned at its web site www.inStreamWealth.Com.


InvestCloud, born in a garage (it's what Californian companies do, after all), is driving a high-speed design and technology revolution that is transforming the way the financial industry uses, processes and interacts with data. Today, any investment manager can have access to a first-class integrated investment platform through the cloud - with InvestCloud. We are the first true cloud platform for the securities market.

Since the launch in January 2012, we have over 100,000 users in excess of one trillion assets, accessing information securely from any location with any device. More about InvestCloud can be learned at its web site www.InvestCloud.Com.

Lovell Minnick Partners

Founded in 1999, Lovell Minnick Partners is an independent private equity firm specializing in financial services and related business services. Having raised $1.7 billion in committed capital, we have provided equity capital for growth investments, management buyouts, succession and ownership transitions, and recapitalizations for over 30 middle-market companies.

Lovell Minnick Partners is widely recognized for our financial services industry knowledge and strong track record of growing market-leading businesses. We have a particular interest in areas such as asset management, financial planning, financial product distribution, specialty finance, insurance and securities brokerage, trust services, and related business services companies and outsourced solutions providers to the financial services industry. Lovell Minnick Partners is the successor to, and continuation of, the private equity affiliate of Putnam Lovell Securities, which was established in 1999 by Jeffrey D. Lovell and James E. Minnick. More about Lovell Minnick Partners can be learned at its web site www.LovellMinnick.Com.

Lyons Capital Partners

Lyons Capital Partners is a subsidiary of Hilliard Lyons Financial Services focused on making investments in independent wealth advisory and asset management firms. Your Company. Your Brand. Lyons Capital Partners is a private investor with wealth advisory experience dating to 1854.

More about Lyons Capital Partners can be learned at its web site www.LyonsCapitalPartners.Com.

MyVest Corporation

MyVest Corporation’s mission is to secure the financial future of more families by enabling their advisors to provide personalized wealth management at scale. With MyVest Corporation, formerly underserved investors receive personalized solutions, advisors spend more time with clients & prospects, and wealth management firms grow scale & margins.

MyVest Corporation’s core offering is its Strategic Portfolio System (SPS), a cloud-based software and services platform that enables the provision of holistic wealth management across the enterprise in a single, unified system.  SPS automates the end-to-end delivery of personalized portfolios at scale, from client proposals & onboarding, through model-based tax-sensitive portfolio management, monitoring & rebalancing, to performance reporting and billing.  As the only platform that can consolidate multiple managed account programs (Wrap, UMA, UMH, Rep-as-PM) into a single system, SPS enables wealth management firms to strategically migrate to more profitable operating models over time. MyVest Corporation is headquartered in San Francisco , CA . More about MyVest Corporation can be learned at its web site www.MyVest.Com.

Orion Advisor Services

Orion Advisor Services empowers advisors with a comprehensive portfolio accounting service bureau. They liberate advisors from the back office so you can devote more time to client relationships and enjoy your business again.

Orion offers the customization, scale, and integration advisors need to build a better business. Process-driven solutions bring efficiencies to new account set up, trading, reconciliation, fee billing, and performance statement generation. Their innovative use of advisor branded mobile apps, video commentary, seamless CRM integration, and eSignature technology support the advisor-client relationship like no other service bureau. Orion was founded by an advisor for advisors and currently administers more than $120 billion over 600,000 investor accounts. More about Orion Advisor Services can be learned at its web site www.OrionAdvisor.Com.


PIEtech’s vision is that everyone needs and deserves a quality financial plan. PIEtech is the creator of MoneyGuidePro, the industry’s leading financial planning software, myMoneyGuide, a client-driven digital planning solution that allows firms to broadly offer financial planning, and Best Interest ScoutTM, a standalone, scalable discovery solution to help firms of all types obtain necessary client information to comply with the Department of Labor (DOL). More about PIEtech can be learned at its web site www.PIEtech.Com.

RBC Correspondent Services

Since 1979 RBC Correspondent Services has partnered with investment industry entrepreneurs who seek a trusted partner offering the deep resources, systems and expertise necessary to become the wealth management firm of choice for successful investors.

RBC Correspondent Services specializes in providing comprehensive clearing, custody, and execution services tailored to meet broker-dealers specific business needs. In addition to processing transactions, RBC Correspondent Services provides an attractive wealth management platform featuring the broad solution set, technology suite and extensive research capabilities of a global leader in diversified financial services. More about RBC Correspondent Services can be learned at its web site www.RBCCorrespondentServices.Com.


Riskalyze is the company that invented the Risk Number and was named as one of the world's ten most innovative companies in finance by Fast Company Magazine. Riskalyze works with advisors, independent broker-dealers, large RIAs, custodians, clearing firms and asset managers to align the world's investments with investor risk tolerance.

Riskalyze is transforming the advisory industry by empowering investment advisors to capture a quantitative measurement of client risk tolerance, and use that data to win new clients, capture and meet expectations and quantify suitability. Riskalyze’s core technology is built on the academic framework that won the Nobel Prize for Economics in 2002. Their customers used that technology to build more than $2.0 billion in portfolios in 2012. More about Riskalyze can be learned at its web site www.Riskalyze.Com.


A leading investment services company founded in 1980, Scottrade’s mission is to improve lives by helping people overcome barriers to financial success. Through a large, nationwide branch network, Scottrade partners with millions of clients, offering them the solutions and support they need to take control of their long-term investing and trading needs.

Scottrade offers a wide array of tools, investment technologies and knowledge through our online trading services, free Scottrade mobile app and in-person assistance, including online chat and in-office, one-on-one services provided at more than 500 branch locations. Scottrade was awarded Highest in Investor Satisfaction With Self-Directed Services in the JD Power 2014 United States Self-Directed Investor Satisfaction Study. More about Scottrade can be learned at its web site www.Scottrade.Com.

Swan Global Investments

Randy Swan started Swan Global Investments in 1997 as a way to supply investment management services that weren’t available to most investors. Early in his financial career, Randy saw that options provided a way to minimize investment risk. His innovative solution was the proprietary Swan Defined Risk Strategy, which has provided market leading risk-adjusted returns through a combination of techniques that seek to hedge the market and generate market-neutral income.

Swan Global Investments is headquartered in Durango, Colorado with additional offices in Puerto Rico and Tampa, Florida. We believe in accessibility and transparency and our advisor clients can speak directly to the Swan investment managers implementing the Defined Risk Strategy. Swan Global Investments avoid multiple layers of management to provide superior customer service. In addition, its Durango headquarters removes Swan Global Investments from the herd mentality and traditional investment approaches that pervade bigger firms in major metropolitan areas. More about Swan Global Investments can be learned at its web site www.SwanGlobalInvestments.Com.

TA Associates

Founded in 1968, TA Associates is one of the oldest and largest growth private equity firms in the world. We invest in growing private companies in exciting industries, with the goal of helping management teams build their businesses into great companies. This mission has been at the heart of TA's approach to investing, and our more than 440 current and former portfolio companies illustrate our commitment to provide steady support through the cycles of the global economy.

With $18 billion raised since inception and over four decades of experience, TA Associates offer their portfolio companies strategic guidance, global insight, M&A support, recruiting assistance, and a significant network of contacts, in addition to sound financial backing. TA Associates have helped their portfolio companies navigate the complicated paths of hundreds of public offerings, debt financings and strategic exits. With more than 80 investment professionals in Boston, Menlo Park, London, Mumbai and Hong Kong, TA possess the knowledge and the ability to act decisively across a broad range of industries. While we have deep expertise in technology, financial services, business services, healthcare and consumer industries, we will consider investments in other areas. More about TA Associates can be learned at its web site www.TA.Com.

Trust Company of America

Trust Company of America (TCA) is the only independent custodian offering fully integrated real-time technology, consultative services and back office support built exclusively for RIAs. TCA offers a robust, mobile-ready technology platform that includes the most sophisticated modeling, trading, rebalancing, reporting and practice management capabilities in the market - all available on any device.

With more than $14 billion in assets under custody, TCA partners with advisors to provide them the technology and support they need to better manage their practices and clients’ financial futures. More about Trust Company of America can be learned at its web site www.TrustAmerica.Com.

Vertical Management Systems

Vertical Management Systems (VMS) is a technology innovation firm bringing fresh ideas, novel insights and best-in-class solutions to the financial industry for more than twenty years. We are engineering and operating domain experts specializing in designing, building and hosting securities-movement and control systems. We are considered to be the country’s top thought leaders in processing, controlling and account aggregation technology.

VMS’s technology processes assets in excess of $600 billion for firms like Wells Fargo Bank, SEI Investments, Ascensus, The Standard and many others. More about Vertical Management Systems can be learned at its web site www.VMSHoldings.Com.


Vestmark provides a unified wealth management platform offering comprehensive, real time technology that enables broker dealers, investment managers, RIAs, bank trusts, and other financial firms to deliver holistic wealth management and a full range of advisory solutions. Vestmark's experienced team works closely with clients to implement tailored solutions incorporating best practices that help firms gather more assets, increase efficiencies and minimize operating risks.

Vestmark supports a range of advisory solutions including institutional and private client Separately Managed Accounts (SMA), Multiple Style Portfolios (MSP), Advisor-as-Manager, Unified Managed Accounts (UMA), and Unified Managed Households (UMH) in a number of different business model configurations. Vestmark solutions are designed to support multiple business models including model-only programs, open architecture programs, and advisor-discretionary programs. More about Vestmark can be learned at its web site www.Vestmark.Com.

Tiburon CEO Summit XXXII Sponsorship Opportunities

In an ongoing effort to share its research with its clients, for the past fifteen years, Tiburon has hosted a unique series of semi-annual events called the Tiburon CEO Summits. Aside from presenting Tiburon research, each Tiburon CEO Summit features a terrific list of CEO-level guest speakers, break-out sessions, casual dinners, and lots of networking time with a very senior group of clients. Tiburon clients include CEOs from banks, insurance companies, brokerage firms, investment management firms, related technology companies, & other firms. Frankly, many of the attendees are likely clients or partners of the most appropriate Tiburon CEO Summit sponsors.

Tiburon seeks to build a group of sponsors who can envision participating for the long-term. The cost to become a sponsor is $35,000 a year. Tiburon CEO Summit sponsors receive:

  • Tiburon CEO Summit attendance for all sponsor C level executives, executive vice presidents, partners, and a few other business heads
  • Tiburon Research Calls access for all employees
  • Tiburon Written Research access for all employees
  • One time client guest passes (again for C level executives, executive vice presidents, partners, and other business heads)
  • Broader participation opportunities
  • Attendee access & enhanced networking
  • Publicity & brand association
Tiburon would specifically like to add the key service providers to its CEO & executive vice president level clients as sponsors; these might include:
  • Investment banks
  • CPA firms
  • Law firms
  • Executive recruiters
  • Advertising firms
  • Public relations firms
  • Core technology providers

Joining the Tiburon CEO Summit Sponsor Group

To become a Tiburon CEO Summit sponsor, please email Sarah Sage. Sarah or another Tiburon team member will be happy to explain the sponsor benefits package in more detail to any qualified attendee (e.g., C level executives, executive vice presidents, partners, & a few other business heads).