John DesPrez (CEO, John Hancock Financial Services, Manulife Financial)

	Guest Speaker John DesPrez (CEO, John Hancock Financial Services, Manulife Financial) will address the challenges of leading both product and distribution organizations

Mr. DesPrez assumed responsibility for all of John Hancock operations in 2005. Previously, he led John Hancock’s US Wealth Management businesses, a role he took on in the previous year after the merger of Manulife and John Hancock. From 1998 to 2004, Mr. DesPrez served as Chairman of The Manufacturers Life Insurance Company (USA) (Manulife USA), overseeing all of Manulife’s US operations. Before joining Manulife in 1991, Mr. DesPrez practiced law in private practice between 1988 and 1990. He was with the firm of Jones & Blouch Attorneys-at-Law between 1983 and 1988 where he was an associate and a partner. Jones & Blouch has long represented Manulife and its affiliated companies.

Mr. DesPrez will address the challenges of leading both product and distribution organizations. Manulife and John Hancock have both benefited from the purchase of multiple Tiburon research reports, and Mr. DesPrez will be introduced by Tiburon CEO Summit Planning Committee member Tif Joyce (President, Joyce Financial).

Steve Lockshin (CEO, Lydian Wealth Management, Lydian Trust Company)

	Guest Speaker Steve Lockshin (CEO, Lydian Wealth Management, Lydian Trust Company) will address leading a successful family office

Steve Lockshin serves as CEO of Lydian Wealth Management, a unit of Lydian Trust Company. As the company's founder and visionary, Mr. Lockshin led the Lydian team in its early adoption of asset allocation strategies for the high net worth marketplace (early 1990s), its use of Monte Carlo simulation to better quantify the risks & reward parameters of alternative portfolios, and its entry into the equity risk management marketplace. These efforts allowed Lydian to become a market leader in objective consulting services for affluent families. Mr. Lockshin's focus remains on client service, with particular emphasis in trust & estate tax strategies, concentrated wealth strategies, and overall family wealth planning.

Prior to co-founding CMS (now Lydian Wealth Management) in 1994, Mr. Lockshin served as a partner at Meltzer & Associates, a nationally recognized provider of insurance, estate planning, & executive compensation services. From 1985 to 1988, Steve worked in various business units, including an extended period in the municipal bond department, at Legg Mason Wood Walker (now part of Smith Barney).

Mr. Lockshin will address leading a successful family office, and he be introduced by Chip Roame (Managing Principal, Tiburon Strategic Advisors), who himself recently spoke at a Lydian conference.

	Guest Speaker Jim Riepe (Retired Vice Chairman & Senior Advisor, T. Rowe Price Group) will address the rapidly evolving investment management business

Jim Riepe (Retired Vice Chairman & Senior Advisor, T. Rowe Price Group)

Jim Riepe was the vice chairman of T. Rowe Price Group from 1997 until his retirement in 2005. Mr. Riepe also served as a director of the T. Rowe Price Group and as chairman & director of the T. Rowe Price Funds until 2006. Mr. Riepe held various positions during his tenure at T. Rowe Price Group, which began in 1982, including serving as chairman of all of the T. Rowe Price funds on which he served as a director or trustee. Prior thereto, Mr. Riepe was an executive vice president of The Vanguard Group.

Mr. Riepe also serves as a director of The Nasdaq Stock Market and is a trustee of the James & Gail Riepe Charitable Foundation, the T. Rowe Price Program for Charitable Giving, and the Gilman School. He is the chairman of the University of Pennsylvania’s Board of Trustees, and serves on the board of the Baltimore Museum of Art.

Mr. Riepe will address the rapidly evolving investment management business. T. Rowe Price has benefited from the purchase of multiple Tiburon research reports, and Mr. Riepe will be introduced by Tiburon CEO Summit Planning Committee member John Cammack (Head Third-Party Distribution, T. Rowe Price Group).

Paul Schott Stevens (CEO, Investment Company Institute)

	Guest Speaker Paul Schott Stevens (CEO, Investment Company Institute) will address the rapidly evolving investment management business

From 1993 to 1997, he was ICI's general counsel. Prior to the ICI, Mr. Stevens' career included various roles in private law practice, as corporate counsel, and in government service. From 1999 to 2004, he was a leader of the financial services practice of Dechert LLP, an international law firm. He was general counsel for mutual funds & international enterprise at The Charles Schwab Corporation in San Francisco, CA from 1997-1999 (where he overlapped briefly with Tiburon Managing Principal Chip Roame). Earlier in his career, he was a partner and associate of Dickstein, Shapiro, & Morin in Washington, DC. Between 1985 and 1989, Mr. Stevens served as special assistant for national security affairs to President Reagan, as executive secretary & legal advisor of the National Security Council, and in other senior positions at the White House & the Pentagon.

Mr. Stevens will address the rapidly evolving investment management business. The Investment Company Institute has benefited from the purchase of multiple Tiburon research reports, and Mr. Stevens will be introduced by Tiburon CEO Summit Planning Committee member Dennis Clark (CEO, Advisor Partners).

More Information

Click the links below for more information on Tiburon's Semi-Annual CEO Summits:

• About Tiburon CEO Summits
• About Upcoming Tiburon CEO Summit XII
• Tentative Invitee List Tiburon CEO Summit XII
• Tentative Meeting Agenda for Tiburon CEO Summit XII
• About Prior Tiburon CEO Summits

  
  2007-2009 Tiburon CEO Summits

  Tiburon will continue to hold semi-annual CEO Summits in the fall of 2007 and in 2008-2009. Dates are October 10-11, 2007, April 9-10, 2008, October 15-16, 2008, April 8-9, 2009, and October 7-8, 2009.
  
  Fall 2007 speakers will include Stephanie DiMarco (CEO, Advent Software), Mike Fraizer (CEO, Genworth Financial), George Gatch (CEO, JP Morgan Funds Management, JP Morgan Chase), and others to be announced soon. Spring 2008 speakers will include John Hailer (CEO, IXIS Asset Management Advisors, Groupe Caisse D'Epargne) and others to be announced soon.
  
  Starting in 2008, Tiburon will be holding its Spring CEO Summits at the Ritz Carlton Hotel in New York, NY in an effort to help the firm's predominately east coast & European clientele attend more easily.

  Tiburon CEO Summit Planning Committee

  Tiburon's CEO Summits could not be planned without a lot of help from many others. The Tiburon CEO Summit Planning Committee members invest dozens of hours into securing guest speakers, nominating & confirming attendees, and facilitating & writing-up sessions. Tiburon is grateful for their help.

  To hear more about their experiences at prior Tiburon CEO Summits or to get answers to questions on how to earn invitations for the executives of your firm, please contact any of the Tiburon CEO Summit Planning Committee members:

  
  
  

  	Tim Armour (Managing Director, Morningstar) John Cammack (Head of Third-Party Distribution, T. Rowe Price) Dennis Clark (CEO, Advisor Partners) Tif Joyce (President, Joyce Financial Management)		Tom Lydon (President, Global Trends Investments) Kevin Malone (President, Greenrock Research) Kirk Michie (Managing Director, Lenox Advisors) David Smith (Group Publisher, Financial Advisor Magazine, Charter Financial Publishing Network)

  Tiburon CEO Summit Sponsors

  Due to incredible demand from a large number of its executive-level clients to attend its CEO Summits, Tiburon is relocating its Spring 2007 Summit (and future CEO Summits) to the Ritz Carlton Hotel at 600 Stockton in San Francisco. Three long-time Tiburon clients, Fiserv, Genworth, and Morningstar, are offering financial support in this move. Tiburon is grateful for this assistance.
  

  Fiserv

  

  Fiserv is a $4 billion revenue Fortune 500 company based in Brookfield, WI. The firm provides information management systems & services to the financial & health benefits industries. Leading services include transaction processing, business process outsourcing, software, & systems solutions. The company serves more than 17,000 clients worldwide and is the leading provider of core processing solutions for US banks, credit unions, & savings & loans. Fiserv was ranked as the largest provider of information technology services to the financial services industry worldwide in both 2005 and 2004.
  
  

  Fiserv's subsidiary Fiserv Investment Support Services is one of the nation's largest independent trust companies, providing services including asset custody, trust, & back office support, to a wide variety of investment professionals and investors. The firm, based in Denver, CO, has been in business since 1957 and now custodies over $44 billion in client assets. Fiserv ISS is distinct from most financial services companies in that it exists solely to serve the needs of financial intermediaries. It offers a broad range of investment options, account types, and service menus.
  
  

  Fiserv and Fiserv ISS are represented at the Tiburon CEO Summits by Executive Vice President Skip Schweiss. Mr. Schweiss leads the client relations & business development efforts for Fiserv ISS. Before assuming his current duties in 2003, Skip served as vice president of Fiserv ISS' Advisor Services business, which specifically provides back-office & custodial services for individual & institutional financial advisory firms. He originally joined the company in 1988 and previously worked in both retail and life insurance sales. Skip can be reached at Skip.Schweiss@FiservISS.Com or 303-294-5853 or via Fiserv's web site at www.FiservISS.Com.
  

  Genworth Financial

  

  Genworth Financial is a leading US insurance & financial services company, based in Richmond, VA. It provides lifestyle protection, retirement income, investment, & mortgage insurance for more than 15 million customers, with growing international operations in 24 countries. The firm's roots go back more than a century, and in 2004, it became a publicly traded company, a member of the Fortune 500, and a component of the S&P 500 index. It was formerly a subsidiary of General Electric.
  
  

  Genworth subsidiary Asset Mark Investment Services provides turnkey asset management program (fee-based managed account) services to over 4,000 financial advisors throughout the United States, with 40,000 accounts and $14 billion in assets. The firm is based in Pleasant Hill, CA, was founded in 1986, and has been a leader in helping financial advisors grow and improve the profitability of their businesses.
  
  

  Genworth Financial and Asset Mark Investment Services are represented at the Tiburon CEO Summits by Asset Mark Chairman Ron Cordes. Mr. Cordes was one of the founders of Asset Mark in 1988 and of its predecessor company Advisor Consulting Group in 1982. Ron can be reached at RCordes@AssetMark.Com or 925-521-2282 or via AssetMark's web site at www.AssetMark.Com.
  

  Morningstar

  

  Morningstar is a leading provider of independent investment research in the US and in major international markets. The firm, based in Chicago, IL, offers an extensive line of internet, software, and print-based products and services for individuals, financial advisors, and institutional clients. Morningstar provides data on approximately 145,000 investment offerings, including stocks, mutual funds, and similar vehicles. The company has operations in 14 countries and minority ownership interests in companies in three other countries.
  

  Morningstar's Advisor business unit serves financial advisors, directly or through institutions such as broker/dealers and asset managers, by providing tools and services that support their investment planning, asset allocation, security research, and portfolio construction & monitoring activities across multiple investment types. Advisor business lines include technology tools such as Morningstar Advisor Workstation and Morningstar Principia, investment management services through Morningstar Managed Portfolios, and education materials & marketing opportunities to advisors through print, online, and event-based media channels.

  Morningstar and Morningstar's Advisor business are represented at the Tiburon CEO Summits by Morningstar Advisor President Chris Boruff. Chris oversees strategy, development, and marketing associated with Morningstar products for financial advisors, including Morningstar Advisor Workstation and Principia. Chris joined Morningstar in 1996 as the project manager for Principia. Chris can be reached at Chris.Boruff@Morningstar.Com or 312-696-6515 or via Morningstar's web site at www.Morningstar.Com.